Amended Statement of Beneficial Ownership (sc 13d/a)
June 02 2017 - 12:34PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDED
SCHEDULE 13D
(Amendment No. 26)
Under the Securities Act of 1934
AVALON
HOLDINGS CORPORATION
(Name of Issuer)
Class A Common Stock, $0.01 par value
(Title of Class of Securities)
0534P109
(CUSIP Number)
Anil Choudary Nalluri
5500 Market Street, Suite 128
Youngstown, Ohio 44512
(330) 783-1147
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
March 22, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ☐
Note
. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.
See
Rule
13d-7 for other parties to whom copies are to be sent.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however,
see
the
Notes
).
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CUSIP No. 05343P109
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13D
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Page 2 of 4
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1
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NAME
OF REPORTING PERSON
Anil Choudary Nalluri
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OR A GROUP*
(a)
☐
(b)
☐
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3
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SEC USE ONLY
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4
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SOURCES OF FUNDS
PF
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5
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CHECK BOX IF DISCLOSURE OR LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
☐
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
719,234
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8
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SHARED VOTING POWER
0
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9
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SOLE DISPOSITIVE POWER
719,234
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10
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SHARED DISPOSITIVE POWER
0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
719,234
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12
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN
SHARES*
☐
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13
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
22.53%
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14
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TYPE OF REPORTING PERSON*
IN
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REPORT ON SCHEDULE 13D
Item 1.
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Security and Issuer
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This Statement on Schedule 13D (
Schedule
13D
) relates to the Class A Common Stock, $0.01 par value (the
Common Stock
) of Avalon Holdings Corporation, an Ohio corporation (the
Issuer
), whose principal executive offices are located at One
American Way, Warren, Ohio 44484.
Item 2.
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Identity and Background
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This statement is filed by Anil Choudary Nalluri
(
Mr. Nalluri
or the
Reporting Person
) on behalf of himself and his wife, Parvati Nalluri and various accounts controlled by them. Mr. Nalluris principal business address is 5500 Market Street, Suite
128, Youngstown, Ohio 44512. Mr. Nalluris principal occupation is practicing in the field of child and adult psychiatry. During the past five years, Mr. Nalluir has not been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors) and has not been a party to civil proceedings of a judicial or administrative body of competent jurisdiction, as a result of which Mr. Nalluri was or is subject to a judgment, decree, or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. Nalluri is a United States citizen.
Item 3.
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Source and Amount of Funds or Other Consideration
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Mr. Nalluris
purchases of shares of Common Stock have all been made with his personal funds.
Item 4.
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Purpose of the Transaction
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The purpose of this filing is to state that
Mr. Nalluri is the beneficial owner of greater than 20% of the Common Stock of the Issuer.
Mr. Nalluri does not currently have
any specific plans or proposals that relate to or would result in any of the actions or events specified in clauses (a) through (j) of Item 4 of Schedule 13D. Mr. Nalluri reserves the right to change plans and take any and all
actions that Mr. Nalluri may deem appropriate to maximize the value of his investments, including, among other things, purchasing or otherwise acquiring additional securities of the Issuer, selling or otherwise disposing of any securities of
the Issuer beneficially owned by him, in each case in the open market or in privately negotiated transactions, or formulating other plans or proposals regarding the Issuer or its securities to the extent deemed advisable by Mr. Nalluri in light
of his general investment policies, market conditions, subsequent developments affecting the Issuer and the general business and future prospects of the Issuer.
Item 5.
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Interest in Securities of the Issuer
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(a) Mr. Nalluri beneficially owns
719,234 shares of Common Stock, which is equal to approximately 22.53% of the outstanding shares, based on information from the Issuer that 3,191,100 Class A shares of Common Stock are outstanding as of March 3, 2017.
(b) Mr. Nalluri has sole voting and dispositive power for all such shares of Common Stock
held of record by him.
(c) The following table details the transactions effected by Mr. Nalluri, which have not been disclosed in
previously filed Schedule 13Ds:
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Date of Transaction
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Number of Shares
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Price Per Share
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3/22/2017
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7000
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$
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4.27
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The 7,000 shares were purchased from my son, Rajasekhar Nalluri MD, in a private transaction.
(d) Not applicable.
(e) Not
applicable.
Item 6.
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Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
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Not applicable.
Item 7.
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Material to be Filed as Exhibits
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Not applicable.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true and
correct.
Dated: June 2, 2017
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By:
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/s/ Anil Choudary Nalluri
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Anil Choudary Nalluri
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