Statement of Changes in Beneficial Ownership (4)
December 07 2016 - 4:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Real Peter
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2. Issuer Name
and
Ticker or Trading Symbol
ANALOG DEVICES INC
[
ADI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
SVP & Chief Technology Officer
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(Last)
(First)
(Middle)
P.O. BOX 9106, ONE TECHNOLOGY WAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/4/2015
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(Street)
NORWOOD, MA 02062-9106
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Comm Stock - $.16-2/3 value
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6/4/2015
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P
(1)
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144
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A
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$67.08
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144
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I
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in Analog Ireland Success Sharing Share Plan
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Comm Stock - $.16-2/3 value
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12/3/2015
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P
(2)
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74
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A
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$60.36
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218
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I
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in Analog Ireland Success Sharing Share Plan
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Comm Stock - $.16-2/3 value
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7286
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The reporting person's purchase of 144 shares of ADI common stock through the Analog Ireland Success Sharing Share Plan reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), with the reporting person's sale of 7,500 shares of ADI common stock at a weighted average price of $57.43 per share on December 22, 2014 and sale of 7,500 shares of ADI common stock at a weighted average price of $59.31 per share on March 18, 2015. The reporting person realized no profit in connection with the short-swing transactions. The deemed disposition of 1,888 shares on March 17, 2015 to satisfy tax withholding obligations is exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3(e), and therefore not matchable under Section 16(b) of the Exchange Act.
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(
2)
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The deemed disposition of 1,683 shares on March 14, 2016 to satisfy tax withholding obligations is exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3(e), and therefore not matchable under Section 16(b) of the Exchange Act.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Real Peter
P.O. BOX 9106
ONE TECHNOLOGY WAY
NORWOOD, MA 02062-9106
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SVP & Chief Technology Officer
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Signatures
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/s/ Cynthia M. McMakin, Associate General Counsel, by Power of Attorney
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12/7/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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