UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21897
The Roxbury Funds
(Exact name of registrant as specified in charter)
6001 Shady Oak Road Suite 200
Minnetonka , MN 55343
(Address of principal executive offices) (Zip code)
Brian C. Beh
Roxbury Capital Management, LLC
6001 Shady Oak Road Suite 200
Minnetonka , MN 55343
(Name and address of agent for service)
Copy to:
Michael P. Malloy, Esquire
Drinker Biddle & Reath LLP
One Logan Square, Ste. 2000
Philadelphia, PA 19103-6996
Registrants telephone number, including area code: (952)-230-6140
Date of fiscal year end: June 30
Date of reporting period: July 1, 2012 June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrants proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2012 TO JUNE 30, 2013
Vote Summary Roxbury/Hood River Small Cap Growth Fund
SXC HEALTH SOLUTIONS CORP.
Security |
78505P100 |
|
Meeting Type |
Special |
|
Ticker Symbol |
SXCI |
|
Meeting Date |
02-Jul-2012 |
|
ISIN |
CA78505P1009 |
|
Agenda |
933656956 - Management |
|
Record Date |
31-May-2012 |
|
Holding Recon Date |
31-May-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
29-Jun-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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TO APPROVE THE ISSUANCE OF SHARES OF SXC COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 17, 2012, BY AND AMONG SXC HEALTH SOLUTIONS CORP., SXC HEALTH SOLUTIONS, INC., CATAMARAN I CORP., CATAMARAN II LLC AND CATALYST HEALTH SOLUTIONS, INC. |
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Management |
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For |
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For |
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2. |
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TO AMEND THE SXC HEALTH SOLUTIONS CORP. LONG TERM INCENTIVE PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES OF COMPANY COMMON STOCK THE COMPANY MAY ISSUE UNDER THE PLAN BY 2,500,000 (WHICH AMENDMENT WILL NOT BE IMPLEMENTED IF THE MERGER DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS IS NOT CONSUMMATED). |
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Management |
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For |
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For |
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3. |
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TO AMEND THE SXC HEALTH SOLUTIONS CORP. ARTICLES OF CONTINUANCE TO EFFECT A CHANGE IN THE CORPORATE NAME OF THE COMPANY FROM SXC HEALTH SOLUTIONS CORP. TO CATAMARAN CORPORATION (WHICH AMENDMENT WILL NOT BE IMPLEMENTED IF THE MERGER DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS IS NOT CONSUMMATED). |
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Management |
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For |
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For |
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4. |
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TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF PROPOSAL 1. |
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Management |
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For |
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For |
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PEBBLEBROOK HOTEL TRUST
Security |
70509V100 |
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Meeting Type |
Annual |
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Ticker Symbol |
PEB |
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Meeting Date |
10-Jul-2012 |
|
ISIN |
US70509V1008 |
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Agenda |
933628921 - Management |
|
Record Date |
16-Apr-2012 |
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Holding Recon Date |
16-Apr-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
09-Jul-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
JON E. BORTZ |
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For |
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For |
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2 |
CYDNEY C. DONNELL |
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For |
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For |
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MEDIVATION, INC.
Security |
58501N101 |
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Meeting Type |
Annual |
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Ticker Symbol |
MDVN |
|
Meeting Date |
13-Jul-2012 |
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ISIN |
US58501N1019 |
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Agenda |
933651069 - Management |
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Record Date |
25-May-2012 |
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Holding Recon Date |
25-May-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
12-Jul-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1 |
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DIRECTOR |
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Management |
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1 |
DANIEL D. ADAMS |
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For |
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For |
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2 |
GREGORY H. BAILEY, M.D. |
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For |
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For |
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3 |
KIM D. BLICKENSTAFF |
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For |
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For |
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4 |
DAVID T. HUNG, M.D. |
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For |
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For |
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5 |
W. ANTHONY VERNON |
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For |
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For |
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2 |
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TO APPROVE MEDIVATIONS AMENDED AND RESTATED 2004 EQUITY INCENTIVE AWARD PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 1,800,000 SHARES (ON A PRE-SPLIT BASIS) AND TO APPROVE THE PLANS PERFORMANCE CRITERIA AND AWARD LIMITS. |
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Management |
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For |
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For |
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3 |
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TO APPROVE AN AMENDMENT TO MEDIVATIONS RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF MEDIVATIONS COMMON STOCK FROM 50,000,000 SHARES TO 85,000,000 SHARES (ON A PRE-SPLIT BASIS). |
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Management |
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For |
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For |
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4 |
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TO APPROVE AN AMENDMENT TO MEDIVATIONS RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO EFFECT A TWO-FOR-ONE STOCK SPLIT, WITH A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF MEDIVATIONS COMMON STOCK. |
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Management |
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For |
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For |
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5 |
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TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS MEDIVATIONS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. |
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Management |
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For |
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For |
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6 |
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TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF MEDIVATIONS NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
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Management |
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For |
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For |
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VELTI PLC
Security |
G93285107 |
|
Meeting Type |
Annual |
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Ticker Symbol |
VELT |
|
Meeting Date |
25-Jul-2012 |
|
ISIN |
JE00B41PDC45 |
|
Agenda |
933662012 - Management |
|
Record Date |
04-Jun-2012 |
|
Holding Recon Date |
04-Jun-2012 |
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City / |
Country |
/ |
Ireland |
Vote Deadline Date |
24-Jul-2012 |
SEDOL(s) |
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|
Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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TO RECEIVE THE COMPANYS ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2011 TOGETHER WITH THE AUDITORS REPORT ON THOSE ACCOUNTS. |
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Management |
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For |
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For |
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2. |
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TO ELECT PHOKION POTAMIANOS AS A DIRECTOR OF THE COMPANY. |
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Management |
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For |
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For |
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3. |
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TO ELECT MARI BAKER AS A DIRECTOR OF THE COMPANY. |
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Management |
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For |
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For |
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4. |
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TO RE-ELECT NICHOLAS P. NEGROPONTE AS A DIRECTOR OF THE COMPANY. |
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Management |
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For |
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For |
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5. |
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TO RE-ELECT ALEX MOUKAS AS A DIRECTOR OF THE COMPANY. |
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Management |
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For |
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For |
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6. |
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TO RE-APPOINT BAKER TILLY VIRCHOW KRAUSE, LLP AS AUDITORS OF THE COMPANY. |
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Management |
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For |
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For |
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7. |
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TO AUTHORIZE THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS. |
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Management |
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For |
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For |
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8. |
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TO APPROVE THE PROPOSED AMENDMENTS TO THE VELTI PLC 2009 US EMPLOYEE SHARE INCENTIVE PLAN. |
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Management |
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Against |
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Against |
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9. |
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TO APPROVE THE PROPOSED AMENDMENTS TO THE VELTI PLC 2009 US NON-EMPLOYEE SHARE INCENTIVE PLAN. |
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Management |
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Against |
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Against |
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ENERSYS
Security |
29275Y102 |
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Meeting Type |
Annual |
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Ticker Symbol |
ENS |
|
Meeting Date |
26-Jul-2012 |
|
ISIN |
US29275Y1029 |
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Agenda |
933662884 - Management |
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Record Date |
06-Jun-2012 |
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Holding Recon Date |
06-Jun-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
25-Jul-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1.1 |
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ELECTION OF CLASS II DIRECTOR: HWAN- YOON F. CHUNG |
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Management |
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For |
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For |
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1.2 |
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ELECTION OF CLASS II DIRECTOR: ARTHUR T. KATSAROS |
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Management |
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For |
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For |
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1.3 |
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ELECTION OF CLASS II DIRECTOR: GENERAL ROBERT MAGNUS, USMC (RETIRED) |
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Management |
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For |
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For |
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2. |
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TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ENERSYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING MARCH 31, 2013. |
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Management |
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For |
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For |
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3. |
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AN ADVISORY VOTE TO APPROVE ENERSYS NAMED EXECUTIVE OFFICER COMPENSATION. |
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Management |
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For |
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For |
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OCZ TECHNOLOGY GROUP, INC.
Security |
67086E303 |
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Meeting Type |
Annual |
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Ticker Symbol |
OCZ |
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Meeting Date |
13-Aug-2012 |
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ISIN |
US67086E3036 |
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Agenda |
933666250 - Management |
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Record Date |
18-Jun-2012 |
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Holding Recon Date |
18-Jun-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
10-Aug-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
RUSSELL J. KNITTEL* |
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Withheld |
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Against |
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2. |
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TO APPROVE OUR 2012 EQUITY COMPENSATION PLAN. |
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Management |
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Against |
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Against |
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3. |
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TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR EXECUTIVE OFFICERS. |
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Management |
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For |
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For |
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4. |
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TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2013. |
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Management |
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For |
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For |
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MATTRESS FIRM HOLDING CORP.
Security |
57722W106 |
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Meeting Type |
Annual |
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Ticker Symbol |
MFRM |
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Meeting Date |
05-Sep-2012 |
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ISIN |
US57722W1062 |
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Agenda |
933670689 - Management |
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Record Date |
11-Jul-2012 |
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Holding Recon Date |
11-Jul-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
04-Sep-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
R. STEPHEN STAGNER |
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For |
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For |
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2 |
WILLIAM E. WATTS |
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For |
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For |
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2. |
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TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS. |
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Management |
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For |
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For |
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3. |
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TO RECOMMEND, IN A NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. |
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Management |
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1 Year |
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Against |
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4. |
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TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR ENDING JANUARY 29, 2013. |
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Management |
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For |
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For |
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RPM INTERNATIONAL INC.
Security |
749685103 |
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Meeting Type |
Annual |
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Ticker Symbol |
RPM |
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Meeting Date |
04-Oct-2012 |
|
ISIN |
US7496851038 |
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Agenda |
933682331 - Management |
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Record Date |
10-Aug-2012 |
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Holding Recon Date |
10-Aug-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
03-Oct-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
JOHN P. ABIZAID |
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For |
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For |
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2 |
BRUCE A. CARBONARI |
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For |
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For |
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3 |
THOMAS S. GROSS |
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For |
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For |
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4 |
JOSEPH P. VIVIANO |
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For |
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For |
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2. |
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APPROVE THE COMPANYS EXECUTIVE COMPENSATION. |
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Management |
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Against |
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Against |
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3. |
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RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
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Management |
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For |
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For |
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4. |
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CONSIDER A STOCKHOLDER PROPOSAL TO ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS. |
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Shareholder |
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For |
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Against |
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II-VI INCORPORATED
Security |
902104108 |
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Meeting Type |
Annual |
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Ticker Symbol |
IIVI |
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Meeting Date |
02-Nov-2012 |
|
ISIN |
US9021041085 |
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Agenda |
933688749 - Management |
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Record Date |
04-Sep-2012 |
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Holding Recon Date |
04-Sep-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
01-Nov-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1A. |
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ELECTION OF CLASS ONE DIRECTOR FOR A THREE-YEAR TERM: MARC Y.E. PELAEZ |
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Management |
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For |
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For |
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1B. |
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ELECTION OF CLASS ONE DIRECTOR FOR A THREE-YEAR TERM: HOWARD H. XIA |
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Management |
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For |
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For |
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1C. |
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ELECTION OF CLASS ONE DIRECTOR FOR A THREE-YEAR TERM: VINCENT D. MATTERA, JR. |
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Management |
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For |
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For |
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2A. |
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ELECTION OF CLASS TWO DIRECTOR FOR A ONE-YEAR TERM: WENDY F. DICICCO |
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Management |
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For |
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For |
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3. |
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ADVISORY VOTE TO APPROVE THE COMPANYS NAMED EXECUTIVE OFFICER COMPENSATION |
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Management |
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Against |
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Against |
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4. |
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APPROVAL OF THE II-VI INCORPORATED 2012 OMNIBUS INCENTIVE PLAN |
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Management |
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Against |
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Against |
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5. |
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RATIFICATION OF THE AUDIT COMMITTEES SELECTION OF ERNST & YOUNG LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013 |
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Management |
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For |
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For |
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BRINKER INTERNATIONAL, INC.
Security |
109641100 |
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Meeting Type |
Annual |
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Ticker Symbol |
EAT |
|
Meeting Date |
08-Nov-2012 |
|
ISIN |
US1096411004 |
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Agenda |
933689866 - Management |
|
Record Date |
10-Sep-2012 |
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Holding Recon Date |
10-Sep-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
07-Nov-2012 |
SEDOL(s) |
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1. |
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DIRECTOR |
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Management |
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1 |
DOUGLAS H. BROOKS |
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For |
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For |
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2 |
JOSEPH M. DEPINTO |
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For |
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For |
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3 |
MICHAEL J. DIXON |
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For |
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For |
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4 |
HARRIET EDELMAN |
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For |
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For |
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5 |
JON L. LUTHER |
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For |
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For |
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6 |
JOHN W. MIMS |
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For |
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For |
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7 |
GEORGE R. MRKONIC |
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For |
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For |
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8 |
ROSENDO G. PARRA |
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For |
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For |
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2. |
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THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL 2013 YEAR. |
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Management |
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For |
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For |
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3. |
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TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. |
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Management |
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For |
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For |
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RADWARE LTD.
Security |
M81873107 |
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Meeting Type |
Annual |
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Ticker Symbol |
RDWR |
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Meeting Date |
08-Nov-2012 |
|
ISIN |
IL0010834765 |
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Agenda |
933696063 - Management |
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Record Date |
01-Oct-2012 |
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Holding Recon Date |
01-Oct-2012 |
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City / |
Country |
/ |
Israel |
Vote Deadline Date |
07-Nov-2012 |
SEDOL(s) |
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Proposal |
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Vote |
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For/Against
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1A. |
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RE-ELECTION OF CLASS I DIRECTOR TO SERVE UNTIL 2015 ANNUAL GENERAL MEETING: MR. YEHUDA ZISAPEL |
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Management |
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For |
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For |
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1B. |
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RE-ELECTION OF CLASS I DIRECTOR TO SERVE UNTIL 2015 ANNUAL GENERAL MEETING: MR. AVRAHAM ASHERI |
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Management |
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For |
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For |
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2. |
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TO RE-ELECT MR. DAVID RUBNER AS AN EXTERNAL DIRECTOR OF THE COMPANY FOR A PERIOD OF THREE YEARS. |
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Management |
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For |
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For |
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3. |
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TO APPROVE MODIFICATION IN TERMS OF COMPENSATION TO THE CHIEF EXECUTIVE OFFICER OF THE COMPANY. |
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Management |
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For |
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For |
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4. |
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TO APPROVE TERMS OF PROCUREMENT OF DIRECTORS AND OFFICERS LIABILITY INSURANCE POLICY. |
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Management |
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For |
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For |
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5. |
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TO APPROVE THE REAPPOINTMENT OF KOST FORER GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS THE COMPANYS AUDITORS, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DELEGATE TO THE AUDIT COMMITTEE THE AUTHORITY TO FIX THEIR REMUNERATION IN ACCORDANCE WITH THE VOLUME AND NATURE OF THEIR SERVICES TO THE COMPANY FOR SUCH FISCAL YEAR. |
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Management |
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For |
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For |
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FINISAR CORPORATION
Security |
31787A507 |
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Meeting Type |
Annual |
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Ticker Symbol |
FNSR |
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Meeting Date |
03-Dec-2012 |
|
ISIN |
US31787A5074 |
|
Agenda |
933698839 - Management |
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Record Date |
10-Oct-2012 |
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Holding Recon Date |
10-Oct-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
30-Nov-2012 |
SEDOL(s) |
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Quick Code |
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Proposal |
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Vote |
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1. |
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DIRECTOR |
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Management |
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1 |
MICHAEL C. CHILD |
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For |
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For |
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2 |
ROGER C. FERGUSON |
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For |
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For |
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2. |
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TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FINISARS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2013. |
|
Management |
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For |
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For |
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3. |
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TO VOTE ON A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF FINISARS NAMED EXECUTIVE OFFICERS. |
|
Management |
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For |
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For |
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AIR METHODS CORPORATION
Security |
009128307 |
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Meeting Type |
Special |
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Ticker Symbol |
AIRM |
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Meeting Date |
03-Dec-2012 |
|
ISIN |
US0091283079 |
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Agenda |
933707260 - Management |
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Record Date |
29-Oct-2012 |
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Holding Recon Date |
29-Oct-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
30-Nov-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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TO APPROVE AN AMENDMENT TO CERTIFICATE OF INCORPORATION, AS AMENDED, TO (I) INCREASE THE AUTHORIZED COMMON STOCK FROM 23,500,000, PAR VALUE $0.06 PER SHARE TO 70,500,000 SHARES, PAR VALUE $0.06 PER SHARE (II) INCREASE THE AUTHORIZED PREFERRED STOCK FROM 5,000,000 SHARES, PAR VALUE $1.00 PER SHARE, TO 15,000,000 SHARES, PAR VALUE $1.00 PER SHARE. |
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Management |
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For |
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For |
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2. |
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TO APPROVE A SECOND AMENDED AND RESTATED 2006 EQUITY COMPENSATION PLAN, WHICH INCREASES THE NUMBER OF AUTHORIZED SHARES AVAILABLE UNDER THE 2006 PLAN FROM 1,000,000 TO 1,800,000 (ON A PRE-SPLIT BASIS) AND MAKES CERTAIN CONFORMING AND TECHNICAL TAX CHANGES TO THE 2006 PLAN. |
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Management |
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For |
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For |
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BALLY TECHNOLOGIES, INC.
Security |
05874B107 |
|
Meeting Type |
Annual |
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Ticker Symbol |
BYI |
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Meeting Date |
04-Dec-2012 |
|
ISIN |
US05874B1070 |
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Agenda |
933702032 - Management |
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Record Date |
08-Oct-2012 |
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Holding Recon Date |
08-Oct-2012 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
03-Dec-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1A. |
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ELECTION OF DIRECTOR: W. ANDREW MCKENNA |
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Management |
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For |
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For |
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1B. |
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ELECTION OF DIRECTOR: DAVID ROBBINS |
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Management |
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Against |
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Against |
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2. |
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TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
|
Management |
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Against |
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Against |
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3. |
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TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013. |
|
Management |
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For |
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For |
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WMS INDUSTRIES INC.
Security |
929297109 |
|
Meeting Type |
Annual |
Ticker Symbol |
WMS |
|
Meeting Date |
06-Dec-2012 |
ISIN |
US9292971093 |
|
Agenda |
933698764 - Management |
Record Date |
10-Oct-2012 |
|
Holding Recon Date |
10-Oct-2012 |
City / |
Country |
/ |
United States |
Vote Deadline Date |
05-Dec-2012 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
ROBERT J. BAHASH |
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For |
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For |
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2 |
BRIAN R. GAMACHE |
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For |
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For |
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3 |
PATRICIA M. NAZEMETZ |
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For |
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For |
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4 |
MATTHEW H. PAULL |
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For |
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For |
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5 |
EDWARD W. RABIN, JR. |
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For |
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For |
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6 |
IRA S. SHEINFELD |
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For |
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For |
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7 |
BOBBY L. SILLER |
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For |
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For |
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8 |
WILLIAM J. VARESCHI, JR |
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For |
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For |
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9 |
KEITH R. WYCHE |
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For |
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For |
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2. |
|
THE APPROVAL OF THE ADOPTION OF THE WMS INDUSTRIES INC. INCENTIVE PLAN (2012 RESTATEMENT). |
|
Management |
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Against |
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Against |
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|
3. |
|
THE RATIFICATION OF ERNST & YOUNG AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. |
|
Management |
|
For |
|
For |
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4. |
|
THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
|
Management |
|
For |
|
For |
|
OSI SYSTEMS, INC.
Security |
671044105 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
OSIS |
|
Meeting Date |
12-Dec-2012 |
|
ISIN |
US6710441055 |
|
Agenda |
933700038 - Management |
|
Record Date |
15-Oct-2012 |
|
Holding Recon Date |
15-Oct-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
11-Dec-2012 |
SEDOL(s) |
|
|
Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
|
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1 |
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DIRECTOR |
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Management |
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1 |
DEEPAK CHOPRA |
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For |
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For |
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2 |
AJAY MEHRA |
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For |
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For |
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3 |
STEVEN C. GOOD |
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For |
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For |
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4 |
MEYER LUSKIN |
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For |
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For |
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5 |
DAVID T. FEINBERG |
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For |
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For |
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6 |
WILLIAM F. BALLHAUS |
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For |
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For |
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2 |
|
APPROVAL OF OSI SYSTEMS, INC. 2012 INCENTIVE AWARD PLAN. |
|
Management |
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Against |
|
Against |
|
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|
|
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|
3 |
|
RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013. |
|
Management |
|
For |
|
For |
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4 |
|
ADVISORY VOTE ON THE COMPANYS EXECUTIVE COMPENSATION FOR THE FISCAL YEAR ENDED JUNE 30, 2012. |
|
Management |
|
For |
|
For |
|
UNITED NATURAL FOODS, INC.
Security |
911163103 |
|
Meeting Type |
Annual |
Ticker Symbol |
UNFI |
|
Meeting Date |
12-Dec-2012 |
ISIN |
US9111631035 |
|
Agenda |
933700862 - Management |
Record Date |
19-Oct-2012 |
|
Holding Recon Date |
19-Oct-2012 |
City / |
Country |
/ |
United States |
Vote Deadline Date |
11-Dec-2012 |
SEDOL(s) |
|
|
Quick Code |
|
Item |
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Proposal |
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Sponsor |
|
Vote |
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For/Against
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1A. |
|
ELECTION OF DIRECTOR: PETER ROY |
|
Management |
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For |
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For |
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1B. |
|
ELECTION OF DIRECTOR: RICHARD J. SCHNIEDERS |
|
Management |
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For |
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For |
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|
2. |
|
RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 3, 2013. |
|
Management |
|
For |
|
For |
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|
3. |
|
ADVISORY APPROVAL OF THE COMPANYS EXECUTIVE COMPENSATION. |
|
Management |
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For |
|
For |
|
|
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|
|
|
|
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|
|
|
4. |
|
APPROVAL OF THE UNITED NATURAL FOODS, INC. 2012 EQUITY INCENTIVE PLAN. |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
THE STOCKHOLDER PROPOSAL IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
|
Shareholder |
|
For |
|
Against |
|
INFOBLOX INC.
Security |
45672H104 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
BLOX |
|
Meeting Date |
19-Dec-2012 |
|
ISIN |
US45672H1041 |
|
Agenda |
933704517 - Management |
|
Record Date |
31-Oct-2012 |
|
Holding Recon Date |
31-Oct-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
18-Dec-2012 |
SEDOL(s) |
|
|
Quick Code |
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Item |
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Proposal |
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Sponsor |
|
Vote |
|
For/Against
|
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|
|
|
1. |
|
DIRECTOR |
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Management |
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1 |
LAURA C. CONIGLIARO |
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For |
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For |
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2 |
FRED M. GERSON |
|
|
|
For |
|
For |
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|
|
|
|
|
|
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|
|
|
|
2. |
|
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. |
|
Management |
|
For |
|
For |
|
NQ MOBILE INC.
Security |
64118U108 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
NQ |
|
Meeting Date |
27-Dec-2012 |
|
ISIN |
US64118U1088 |
|
Agenda |
933718439 - Management |
|
Record Date |
29-Nov-2012 |
|
Holding Recon Date |
29-Nov-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
20-Dec-2012 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
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|
|
|
1) |
|
THAT (A) THE APPOINTMENT OF MESSRS. OMAR KHAN, WILLIAM LI AND XIUMING TAO AS DIRECTORS OF NQ MOBILE INC., AND THE RETIREMENT OF MR. WEIGUO ZHAO AS DIRECTOR AND (B) THE CHANGES IN THE COMPOSITION OF THE AUDIT COMMITTEE AND COMPENSATION COMMITTEE OF NQ MOBILE INC.S BOARD OF DIRECTORS, EFFECTIVE AS OF MAY 3, 2012, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. |
|
Management |
|
For |
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MWI VETERINARY SUPPLY, INC.
Security |
55402X105 |
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Meeting Type |
Annual |
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Ticker Symbol |
MWIV |
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Meeting Date |
05-Feb-2013 |
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ISIN |
US55402X1054 |
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Agenda |
933718972 - Management |
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Record Date |
10-Dec-2012 |
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Holding Recon Date |
10-Dec-2012 |
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United States |
Vote Deadline Date |
04-Feb-2013 |
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DIRECTOR |
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Management |
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1 |
KEITH E. ALESSI |
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2 |
BRUCE C. BRUCKMANN |
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3 |
JAMES F. CLEARY, JR. |
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4 |
JOHN F. MCNAMARA |
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5 |
A. CRAIG OLSON |
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6 |
ROBERT N. REBHOLTZ, JR. |
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7 |
WILLIAM J. ROBISON |
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2 |
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RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
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Management |
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3 |
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A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION |
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Management |
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ADOPTION OF THE MWI VETERINARY SUPPLY, INC. ANNUAL INCENTIVE BONUS PLAN. |
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Management |
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For |
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For |
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ESCO TECHNOLOGIES INC.
Security |
296315104 |
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Meeting Type |
Annual |
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Ticker Symbol |
ESE |
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Meeting Date |
06-Feb-2013 |
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ISIN |
US2963151046 |
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Agenda |
933718744 - Management |
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Record Date |
07-Dec-2012 |
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Holding Recon Date |
07-Dec-2012 |
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United States |
Vote Deadline Date |
05-Feb-2013 |
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1 |
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DIRECTOR |
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Management |
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1 |
V.L. RICHEY, JR. |
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2 |
J.M. STOLZE |
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2 |
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RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013. |
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Management |
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For |
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TO APPROVE THE COMPANYS 2013 INCENTIVE COMPENSATION PLAN. |
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Against |
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4 |
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AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANYS EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
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Management |
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For |
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For |
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KULICKE & SOFFA INDUSTRIES, INC.
Security |
501242101 |
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Meeting Type |
Annual |
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Ticker Symbol |
KLIC |
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Meeting Date |
19-Feb-2013 |
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ISIN |
US5012421013 |
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Agenda |
933721676 - Management |
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Record Date |
12-Dec-2012 |
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Holding Recon Date |
12-Dec-2012 |
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United States |
Vote Deadline Date |
15-Feb-2013 |
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1. |
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DIRECTOR |
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Management |
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1 |
MR. CHIN HU LIM |
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2 |
MR. GARRETT E. PIERCE |
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For |
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For |
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2. |
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TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (SINGAPORE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2013. |
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Management |
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For |
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3. |
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TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS. |
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Management |
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For |
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For |
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TOWER GROUP, INC.
Security |
891777104 |
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Meeting Type |
Special |
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Ticker Symbol |
TWGP |
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Meeting Date |
12-Mar-2013 |
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ISIN |
US8917771045 |
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Agenda |
933733013 - Management |
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Record Date |
30-Jan-2013 |
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Holding Recon Date |
30-Jan-2013 |
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City / |
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United States |
Vote Deadline Date |
11-Mar-2013 |
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1. |
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THE ADOPTION OF THE MERGER AGREEMENT AND APPROVAL OF THE MERGER. |
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Management |
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For |
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For |
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2. |
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APPROVAL, ON AN ADVISORY BASIS, OF CERTAIN COMPENSATORY ARRANGEMENTS BETWEEN THE COMPANY AND ITS NAMED EXECUTIVE OFFICERS THAT ARE BASED ON OR OTHERWISE RELATE TO THE MERGER. |
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Management |
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Against |
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3. |
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ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER. |
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Management |
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For |
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For |
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MAXIMUS, INC.
Security |
577933104 |
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Meeting Type |
Annual |
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Ticker Symbol |
MMS |
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Meeting Date |
20-Mar-2013 |
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ISIN |
US5779331041 |
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Agenda |
933726866 - Management |
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Record Date |
14-Jan-2013 |
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Holding Recon Date |
14-Jan-2013 |
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City / |
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United States |
Vote Deadline Date |
19-Mar-2013 |
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1.1 |
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ELECTION OF DIRECTOR: PAUL R. LEDERER |
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Management |
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1.2 |
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ELECTION OF DIRECTOR: PETER B. POND |
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Management |
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1.3 |
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ELECTION OF DIRECTOR: JAMES R. THOMPSON, JR. |
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Management |
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For |
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For |
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2. |
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APPROVAL OF AMENDMENT TO CHARTER INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. |
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Management |
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For |
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For |
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3. |
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ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
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Management |
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For |
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For |
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4. |
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THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR 2013 FISCAL YEAR. |
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Management |
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For |
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For |
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THE COOPER COMPANIES, INC.
Security |
216648402 |
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Meeting Type |
Annual |
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Ticker Symbol |
COO |
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Meeting Date |
21-Mar-2013 |
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ISIN |
US2166484020 |
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Agenda |
933732770 - Management |
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Record Date |
25-Jan-2013 |
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Holding Recon Date |
25-Jan-2013 |
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City / |
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United States |
Vote Deadline Date |
20-Mar-2013 |
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1A. |
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ELECTION OF DIRECTOR: A. THOMAS BENDER |
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Management |
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For |
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For |
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1B. |
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ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN |
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Management |
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For |
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For |
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1C. |
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ELECTION OF DIRECTOR: JODY S. LINDELL |
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Management |
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For |
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For |
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1D. |
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ELECTION OF DIRECTOR: GARY S. PETERSMEYER |
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Management |
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For |
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For |
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1E. |
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ELECTION OF DIRECTOR: DONALD PRESS |
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Management |
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For |
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For |
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1F. |
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ELECTION OF DIRECTOR: STEVEN ROSENBERG |
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Management |
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For |
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For |
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1G. |
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ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, M.D. |
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Management |
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For |
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For |
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1H. |
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ELECTION OF DIRECTOR: ROBERT S. WEISS |
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Management |
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For |
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For |
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1I. |
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ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D. |
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Management |
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For |
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For |
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2. |
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RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2013. |
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Management |
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For |
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For |
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3. |
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AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. |
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Management |
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For |
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For |
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RADWARE LTD.
Security |
M81873107 |
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Meeting Type |
Special |
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Ticker Symbol |
RDWR |
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Meeting Date |
27-Mar-2013 |
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ISIN |
IL0010834765 |
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Agenda |
933737376 - Management |
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Record Date |
19-Feb-2013 |
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Holding Recon Date |
19-Feb-2013 |
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City / |
Country |
/ |
Israel |
Vote Deadline Date |
26-Mar-2013 |
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1 |
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TO AUTHORIZE OUR BOARD OF DIRECTORS TO EFFECT A FORWARD SHARE SPLIT OF ALL OF OUR ORDINARY SHARES AT A RATIO OF TWO-FOR-ONE (2:1), AND, IN CONNECTION THEREWITH, AMEND THE COMPANYS MEMORANDUM AND ARTICLES OF ASSOCIATION TO CHANGE THE NUMBER AND PAR VALUE OF THE COMPANYS ORDINARY SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. |
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Management |
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For |
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For |
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HANESBRANDS INC.
Security |
410345102 |
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Meeting Type |
Annual |
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Ticker Symbol |
HBI |
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Meeting Date |
03-Apr-2013 |
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ISIN |
US4103451021 |
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Agenda |
933734685 - Management |
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Record Date |
08-Feb-2013 |
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Holding Recon Date |
08-Feb-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
02-Apr-2013 |
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1. |
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DIRECTOR |
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Management |
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1 |
LEE A. CHADEN |
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For |
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For |
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2 |
BOBBY J. GRIFFIN |
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For |
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For |
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3 |
JAMES C. JOHNSON |
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For |
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For |
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4 |
JESSICA T. MATHEWS |
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For |
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For |
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5 |
J. PATRICK MULCAHY |
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For |
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For |
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6 |
RONALD L. NELSON |
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For |
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For |
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7 |
RICHARD A. NOLL |
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For |
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For |
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8 |
ANDREW J. SCHINDLER |
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For |
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For |
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9 |
ANN E. ZIEGLER |
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For |
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For |
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2. |
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TO APPROVE THE AMENDED AND RESTATED HANESBRANDS INC. OMNIBUS INCENTIVE PLAN |
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Management |
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Against |
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Against |
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3. |
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TO APPROVE, BY A NON-BINDING, ADVISORY VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING |
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Management |
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For |
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For |
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4. |
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TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS 2013 FISCAL YEAR |
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Management |
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For |
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For |
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H.B. FULLER COMPANY
Security |
359694106 |
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Meeting Type |
Annual |
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Ticker Symbol |
FUL |
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Meeting Date |
11-Apr-2013 |
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ISIN |
US3596941068 |
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Agenda |
933737504 - Management |
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Record Date |
13-Feb-2013 |
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Holding Recon Date |
13-Feb-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
10-Apr-2013 |
SEDOL(s) |
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Proposal |
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1 |
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DIRECTOR |
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Management |
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1 |
DANTE C. PARRINI |
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For |
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For |
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2 |
JOHN C. VAN RODEN, JR. |
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For |
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For |
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3 |
JAMES J. OWENS |
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For |
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For |
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2 |
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A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY STATEMENT. |
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Management |
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For |
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For |
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3 |
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THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS H.B. FULLERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2013. |
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Management |
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For |
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For |
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4 |
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APPROVAL OF THE H.B. FULLER COMPANY 2013 MASTER INCENTIVE PLAN. |
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Management |
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Against |
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Against |
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BANK OF THE OZARKS, INC.
Security |
063904106 |
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Meeting Type |
Annual |
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Ticker Symbol |
OZRK |
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Meeting Date |
15-Apr-2013 |
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ISIN |
US0639041062 |
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Agenda |
933737578 - Management |
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Record Date |
19-Feb-2013 |
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Holding Recon Date |
19-Feb-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
12-Apr-2013 |
SEDOL(s) |
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1. |
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DIRECTOR |
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Management |
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1 |
GEORGE GLEASON |
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For |
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For |
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2 |
JEAN AREHART |
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For |
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For |
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3 |
NICHOLAS BROWN |
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For |
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For |
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4 |
RICHARD CISNE |
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For |
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For |
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5 |
ROBERT EAST |
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For |
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For |
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6 |
LINDA GLEASON |
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For |
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For |
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7 |
PETER KENNY |
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For |
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For |
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8 |
HENRY MARIANI |
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For |
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For |
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9 |
ROBERT PROOST |
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For |
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For |
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10 |
R.L. QUALLS |
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For |
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For |
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11 |
JOHN REYNOLDS |
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For |
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For |
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12 |
DAN THOMAS |
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For |
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For |
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13 |
S. WEST-SCANTLEBURY |
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For |
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For |
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2. |
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TO APPROVE AN AMENDMENT TO THE BANK OF THE OZARKS, INC. 2009 RESTRICTED STOCK PLAN WHICH WOULD INCREASE THE NUMBER OF SHARES OF THE COMPANYS COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER FROM 400,000 TO 800,000 SHARES. |
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Management |
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Against |
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Against |
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3. |
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TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE BANK OF THE OZARKS, INC. NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN. |
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Management |
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For |
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For |
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4. |
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TO RATIFY THE AUDIT COMMITTEES SELECTION AND APPOINTMENT OF THE ACCOUNTING FIRM OF CROWE HORWATH LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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5. |
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TO APPROVE, BY AN ADVISORY NON- BINDING VOTE, THE COMPANYS EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. |
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Management |
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For |
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For |
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COGENT COMMUNICATIONS GROUP INC.
Security |
19239V302 |
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Meeting Type |
Annual |
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Ticker Symbol |
CCOI |
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Meeting Date |
18-Apr-2013 |
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ISIN |
US19239V3024 |
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Agenda |
933741313 - Management |
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Record Date |
22-Feb-2013 |
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Holding Recon Date |
22-Feb-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
17-Apr-2013 |
SEDOL(s) |
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Quick Code |
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CENTENE CORPORATION
Security |
15135B101 |
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Meeting Type |
Annual |
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Ticker Symbol |
CNC |
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Meeting Date |
23-Apr-2013 |
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ISIN |
US15135B1017 |
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Agenda |
933738859 - Management |
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Record Date |
22-Feb-2013 |
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Holding Recon Date |
22-Feb-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
22-Apr-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against Management |
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1. |
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DIRECTOR |
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Management |
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1 |
ORLANDO AYALA |
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For |
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For |
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2 |
PAMELA A. JOSEPH |
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For |
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For |
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3 |
TOMMY G. THOMPSON |
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For |
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For |
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2. |
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RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 |
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Management |
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For |
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For |
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3. |
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ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
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Management |
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Against |
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Against |
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KIRBY CORPORATION
Security |
497266106 |
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Meeting Type |
Annual |
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Ticker Symbol |
KEX |
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Meeting Date |
23-Apr-2013 |
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ISIN |
US4972661064 |
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Agenda |
933759168 - Management |
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Record Date |
01-Mar-2013 |
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Holding Recon Date |
01-Mar-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
22-Apr-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against Management |
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1.1 |
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ELECTION OF DIRECTOR: C. SEAN DAY |
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Management |
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For |
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For |
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1.2 |
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ELECTION OF DIRECTOR: WILLIAM M. LAMONT, JR. |
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Management |
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For |
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For |
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1.3 |
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ELECTION OF DIRECTOR: WILLIAM M. WATERMAN |
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Management |
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For |
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For |
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2. |
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RATIFICATION OF THE SELECTION OF KPMG LLP AS KIRBYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. |
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Management |
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For |
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For |
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3. |
|
ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF KIRBYS NAMED EXECUTIVE OFFICERS. |
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Management |
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For |
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For |
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NCR CORPORATION
Security |
62886E108 |
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Meeting Type |
Annual |
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Ticker Symbol |
NCR |
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Meeting Date |
24-Apr-2013 |
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ISIN |
US62886E1082 |
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Agenda |
933743836 - Management |
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Record Date |
12-Feb-2013 |
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Holding Recon Date |
12-Feb-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
23-Apr-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against Management |
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1. |
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DIRECTOR |
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Management |
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1 |
EDWARD P. BOYKIN* |
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For |
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For |
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2 |
LINDA FAYNE LEVINSON* |
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For |
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For |
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3 |
DEANNA W. OPPENHEIMER* |
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For |
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For |
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4 |
KURT P. KUEHN$ |
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For |
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For |
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2. |
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RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. |
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Management |
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For |
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For |
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3. |
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ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THESE PROXY MATERIALS. |
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Management |
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For |
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For |
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4. |
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TO APPROVE THE NCR CORPORATION 2013 STOCK INCENTIVE PLAN. |
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Management |
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Against |
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Against |
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5. |
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STOCKHOLDER PROPOSAL TO REPEAL THE CLASSIFIED BOARD OF DIRECTORS. |
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Shareholder |
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For |
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Against |
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LITHIA MOTORS, INC.
Security |
536797103 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
LAD |
|
Meeting Date |
26-Apr-2013 |
|
ISIN |
US5367971034 |
|
Agenda |
933744650 - Management |
|
Record Date |
28-Feb-2013 |
|
Holding Recon Date |
28-Feb-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
25-Apr-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against Management |
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1. |
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DIRECTOR |
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Management |
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1 |
SIDNEY B. DEBOER |
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For |
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For |
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2 |
THOMAS R. BECKER |
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For |
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For |
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3 |
SUSAN O. CAIN |
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For |
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For |
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4 |
BRYAN B. DEBOER |
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For |
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For |
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5 |
M.L. DICK HEIMANN |
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For |
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For |
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6 |
KENNETH E. ROBERTS |
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For |
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For |
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7 |
WILLIAM J. YOUNG |
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For |
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For |
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2. |
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TO CAST AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S- K. |
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Management |
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For |
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For |
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3. |
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TO APPROVE THE 2013 AMENDED AND RESTATED STOCK INCENTIVE PLAN. |
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Management |
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For |
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For |
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4. |
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TO APPROVE THE 2013 DISCRETIONARY SUPPORT SERVICES VARIABLE PERFORMANCE COMPENSATION PLAN. |
|
Management |
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For |
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For |
|
5. |
|
TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. |
|
Management |
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For |
|
For |
|
HEXCEL CORPORATION
Security |
428291108 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
HXL |
|
Meeting Date |
02-May-2013 |
|
ISIN |
US4282911084 |
|
Agenda |
933752342 - Management |
|
Record Date |
07-Mar-2013 |
|
Holding Recon Date |
07-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
01-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
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Sponsor |
|
Vote |
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For/Against
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1A. |
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ELECTION OF DIRECTOR: DAVID E. BERGES |
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Management |
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For |
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For |
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1B. |
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ELECTION OF DIRECTOR: JOEL S. BECKMAN |
|
Management |
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For |
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For |
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1C. |
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ELECTION OF DIRECTOR: LYNN BRUBAKER |
|
Management |
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For |
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For |
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1D. |
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ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL |
|
Management |
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For |
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For |
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1E. |
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ELECTION OF DIRECTOR: SANDRA L. DERICKSON |
|
Management |
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For |
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For |
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1F. |
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ELECTION OF DIRECTOR: W. KIM FOSTER |
|
Management |
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For |
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For |
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1G. |
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ELECTION OF DIRECTOR: THOMAS A. GENDRON |
|
Management |
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For |
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For |
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1H. |
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ELECTION OF DIRECTOR: JEFFREY A. GRAVES |
|
Management |
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For |
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For |
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1I. |
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ELECTION OF DIRECTOR: DAVID C. HILL |
|
Management |
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For |
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For |
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1J. |
|
ELECTION OF DIRECTOR: DAVID L. PUGH |
|
Management |
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For |
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For |
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2. |
|
ADVISORY VOTE TO APPROVE 2012 EXECUTIVE COMPENSATION |
|
Management |
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For |
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For |
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|
3. |
|
APPROVAL OF THE HEXCEL CORPORATION 2013 INCENTIVE STOCK PLAN |
|
Management |
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Against |
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Against |
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|
|
4. |
|
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
|
Management |
|
For |
|
For |
|
MUELLER INDUSTRIES, INC.
Security |
624756102 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
MLI |
|
Meeting Date |
02-May-2013 |
|
ISIN |
US6247561029 |
|
Agenda |
933773170 - Management |
|
Record Date |
07-Mar-2013 |
|
Holding Recon Date |
07-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
01-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
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1. |
|
DIRECTOR |
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Management |
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1 |
GREGORY L. CHRISTOPHER |
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For |
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For |
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2 |
PAUL J. FLAHERTY |
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For |
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For |
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3 |
GENNARO J. FULVIO |
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For |
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For |
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4 |
GARY S. GLADSTEIN |
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For |
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For |
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5 |
SCOTT J. GOLDMAN |
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For |
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For |
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6 |
TERRY HERMANSON |
|
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For |
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For |
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|
2. |
|
APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY. |
|
Management |
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For |
|
For |
|
3. |
|
TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
HURON CONSULTING GROUP INC.
Security |
447462102 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
HURN |
|
Meeting Date |
03-May-2013 |
|
ISIN |
US4474621020 |
|
Agenda |
933758825 - Management |
|
Record Date |
04-Mar-2013 |
|
Holding Recon Date |
04-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
02-May-2013 |
SEDOL(s) |
|
|
Quick Code |
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|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
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|
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|
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|
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|
|
|
1. |
|
DIRECTOR |
|
Management |
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1 |
JAMES D. EDWARDS |
|
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For |
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For |
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2 |
JOHN MCCARTNEY |
|
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For |
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For |
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3 |
JAMES H. ROTH |
|
|
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For |
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For |
|
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|
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|
|
|
2. |
|
AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
3. |
|
PROPOSAL TO RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
|
Management |
|
For |
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TOWER GROUP INTERNATIONAL, LTD
Security |
G8988C105 |
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Meeting Type |
Annual |
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Ticker Symbol |
TWGP |
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Meeting Date |
07-May-2013 |
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ISIN |
BMG8988C1055 |
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Agenda |
933765654 - Management |
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Record Date |
19-Mar-2013 |
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Holding Recon Date |
19-Mar-2013 |
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City / |
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United States |
Vote Deadline Date |
06-May-2013 |
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DIRECTOR |
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Management |
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1 |
CHARLES A. BRYAN |
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2 |
ROBERT S. SMITH |
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2. |
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RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013. |
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Management |
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3. |
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REAPPROVE THE MATERIAL TERMS OF THE COMPANYS SHORT TERM PERFORMANCE INCENTIVE PLAN. |
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Management |
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4. |
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APPROVE THE COMPANYS 2013 LONG TERM INCENTIVE PLAN. |
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Management |
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5. |
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APPROVE THE MATERIAL TERMS OF THE COMPANYS 2013 LONG TERM INCENTIVE PLAN. |
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Management |
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6. |
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APPROVE, ON AN ADVISORY BASIS, THE COMPANYS EXECUTIVE COMPENSATION. |
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Management |
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SKYWORKS SOLUTIONS, INC.
Security |
83088M102 |
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Meeting Type |
Annual |
Ticker Symbol |
SWKS |
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Meeting Date |
07-May-2013 |
ISIN |
US83088M1027 |
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Agenda |
933775415 - Management |
Record Date |
20-Mar-2013 |
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Holding Recon Date |
20-Mar-2013 |
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City / |
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United States |
Vote Deadline Date |
06-May-2013 |
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1. |
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DIRECTOR |
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Management |
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1 |
DAVID J. MCLACHLAN |
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2 |
DAVID J. ALDRICH |
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3 |
KEVIN L. BEEBE |
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For |
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4 |
TIMOTHY R. FUREY |
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5 |
BALAKRISHNAN S. IYER |
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Withheld |
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Against |
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6 |
THOMAS C. LEONARD |
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For |
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7 |
DAVID P. MCGLADE |
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For |
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For |
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8 |
ROBERT A. SCHRIESHEIM |
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For |
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For |
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2. |
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TO APPROVE THE COMPANYS AMENDED AND RESTATED 2005 LONG-TERM INCENTIVE PLAN, AS AMENDED. |
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Management |
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For |
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For |
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3. |
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TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANYS PROXY STATEMENT. |
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Management |
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For |
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For |
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4. |
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TO RATIFY THE SELECTION BY THE COMPANYS AUDIT COMMITTEE OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2013. |
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Management |
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For |
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For |
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MEDNAX, INC.
Security |
58502B106 |
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Meeting Type |
Annual |
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Ticker Symbol |
MD |
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Meeting Date |
09-May-2013 |
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ISIN |
US58502B1061 |
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Agenda |
933751922 - Management |
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Record Date |
12-Mar-2013 |
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Holding Recon Date |
12-Mar-2013 |
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City / |
Country |
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United States |
Vote Deadline Date |
08-May-2013 |
SEDOL(s) |
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Quick Code |
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Proposal |
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Sponsor |
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Vote |
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1. |
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DIRECTOR |
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Management |
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1 |
CESAR L. ALVAREZ |
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For |
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For |
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2 |
WALDEMAR A. CARLO, M.D. |
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For |
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For |
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3 |
MICHAEL B. FERNANDEZ |
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For |
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4 |
ROGER K. FREEMAN, M.D. |
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For |
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For |
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5 |
PAUL G. GABOS |
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For |
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For |
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6 |
P.J. GOLDSCHMIDT, M.D. |
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For |
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For |
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7 |
MANUEL KADRE |
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For |
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For |
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8 |
ROGER J. MEDEL, M.D. |
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For |
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For |
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9 |
DONNA E. SHALALA PH.D. |
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For |
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For |
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10 |
ENRIQUE J. SOSA PH.D. |
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For |
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For |
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2. |
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PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. |
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Management |
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For |
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For |
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3. |
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PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
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Management |
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Against |
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Against |
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TRIQUINT SEMICONDUCTOR, INC.
Security |
89674K103 |
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Meeting Type |
Annual |
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Ticker Symbol |
TQNT |
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Meeting Date |
14-May-2013 |
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ISIN |
US89674K1034 |
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Agenda |
933767139 - Management |
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Record Date |
18-Mar-2013 |
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Holding Recon Date |
18-Mar-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
13-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1A. |
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ELECTION OF DIRECTOR: CHARLES SCOTT GIBSON |
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Management |
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For |
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For |
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1B. |
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ELECTION OF DIRECTOR: DAVID H.Y. HO |
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Management |
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For |
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For |
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1C. |
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ELECTION OF DIRECTOR: NICOLAS KAUSER |
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Management |
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For |
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For |
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1D. |
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ELECTION OF DIRECTOR: RODERICK D. NELSON |
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Management |
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For |
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For |
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1E. |
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ELECTION OF DIRECTOR: RALPH G. QUINSEY |
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Management |
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For |
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For |
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1F. |
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ELECTION OF DIRECTOR: DR. WALDEN C. RHINES |
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Management |
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For |
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For |
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1G. |
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ELECTION OF DIRECTOR: STEVEN J. SHARP |
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Management |
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For |
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For |
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1H. |
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ELECTION OF DIRECTOR: WILLIS C. YOUNG |
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Management |
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For |
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For |
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2. |
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TO RATIFY THE AUDIT COMMITTEES APPOINTMENT OF KPMG LLP AS TRIQUINTS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 |
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Management |
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For |
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For |
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3. |
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TO APPROVE THE TRIQUINT 2013 INCENTIVE PLAN |
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Management |
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Against |
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Against |
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4. |
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TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
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Management |
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For |
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For |
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CATAMARAN CORPORATION
Security |
148887102 |
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Meeting Type |
Annual |
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Ticker Symbol |
CTRX |
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Meeting Date |
14-May-2013 |
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ISIN |
CA1488871023 |
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Agenda |
933769880 - Management |
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Record Date |
25-Mar-2013 |
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Holding Recon Date |
25-Mar-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
13-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
MARK THIERER |
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For |
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For |
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2 |
PETER BENSEN |
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For |
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For |
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3 |
STEVEN COSLER |
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For |
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For |
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4 |
WILLIAM DAVIS |
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For |
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For |
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5 |
STEVEN EPSTEIN |
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For |
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For |
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6 |
BETSY HOLDEN |
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For |
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For |
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7 |
KAREN KATEN |
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For |
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For |
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8 |
HARRY KRAEMER |
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For |
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For |
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9 |
ANTHONY MASSO |
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For |
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For |
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2. |
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ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THE COMPANYS PROXY CIRCULAR AND PROXY STATEMENT. |
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Management |
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For |
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For |
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3. |
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TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION AND TERMS OF ENGAGEMENT. |
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Management |
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For |
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For |
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HERCULES OFFSHORE,INC.
Security |
427093109 |
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Meeting Type |
Annual |
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Ticker Symbol |
HERO |
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Meeting Date |
15-May-2013 |
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ISIN |
US4270931094 |
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Agenda |
933758659 - Management |
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Record Date |
19-Mar-2013 |
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Holding Recon Date |
19-Mar-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
14-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
THOMAS R. BATES, JR. |
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For |
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For |
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2 |
THOMAS M. HAMILTON |
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For |
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For |
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3 |
THIERRY PILENKO |
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For |
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For |
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2. |
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ADVISORY VOTE ON 2012 EXECUTIVE COMPENSATION. |
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Management |
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For |
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For |
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3. |
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TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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GRAND CANYON EDUCATION, INC.
Security |
38526M106 |
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Meeting Type |
Annual |
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Ticker Symbol |
LOPE |
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Meeting Date |
16-May-2013 |
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ISIN |
US38526M1062 |
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Agenda |
933769133 - Management |
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Record Date |
26-Mar-2013 |
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Holding Recon Date |
26-Mar-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
15-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1 |
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DIRECTOR |
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Management |
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1 |
BRENT D. RICHARDSON |
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For |
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For |
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2 |
BRIAN E. MUELLER |
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For |
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For |
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3 |
DAVID J. JOHNSON |
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For |
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For |
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4 |
JACK A. HENRY |
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For |
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For |
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5 |
BRADLEY A. CASPER |
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For |
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For |
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6 |
KEVIN F. WARREN |
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For |
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For |
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7 |
SARA R. DIAL |
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For |
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For |
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2. |
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TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
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Management |
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For |
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For |
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3. |
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TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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TEXTAINER GROUP HOLDINGS LIMITED
Security |
G8766E109 |
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Meeting Type |
Annual |
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Ticker Symbol |
TGH |
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Meeting Date |
16-May-2013 |
|
ISIN |
BMG8766E1093 |
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Agenda |
933780430 - Management |
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Record Date |
01-Apr-2013 |
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Holding Recon Date |
01-Apr-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
15-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1A. |
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ELECTION OF DIRECTOR: JOHN A. MACCARONE |
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Management |
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Against |
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Against |
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1B. |
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ELECTION OF DIRECTOR: DUDLEY R. COTTINGHAM |
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Management |
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For |
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For |
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1C. |
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ELECTION OF DIRECTOR: HYMAN SHWIEL |
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Management |
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For |
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For |
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1D. |
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ELECTION OF DIRECTOR: JAMES E. HOELTER |
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Management |
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Against |
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Against |
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2. |
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PROPOSAL TO APPROVE THE COMPANYS ANNUAL AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012. |
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Management |
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For |
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For |
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3. |
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PROPOSAL TO APPROVE THE RE- APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO ACT AS THE COMPANYS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2013 AND AUTHORIZATION FOR THE COMPANYS BOARD, ACTING THROUGH THE COMPANYS AUDIT COMMITTEE, TO FIX THE REMUNERATION OF THE INDEPENDENT AUDITORS. |
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Management |
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For |
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For |
|
ACACIA RESEARCH CORPORATION
Security |
003881307 |
|
Meeting Type |
Annual |
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Ticker Symbol |
ACTG |
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Meeting Date |
16-May-2013 |
|
ISIN |
US0038813079 |
|
Agenda |
933803276 - Management |
|
Record Date |
20-Mar-2013 |
|
Holding Recon Date |
20-Mar-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
15-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
ROBERT L. HARRIS, II |
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For |
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For |
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2 |
FRED A. DEBOOM |
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Withheld |
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Against |
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2. |
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TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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3. |
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TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
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Management |
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For |
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For |
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4. |
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TO APPROVE THE ADOPTION OF THE 2013 ACACIA RESEARCH CORPORATION STOCK INCENTIVE PLAN, WHICH AUTHORIZES THE ISSUANCE OF A VARIETY OF EQUITY AWARDS, INCLUDING STOCK OPTIONS, STOCK APPRECIATION RIGHTS, RESTRICTED STOCK UNITS AND DIRECT STOCK AWARDS. |
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Management |
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Against |
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Against |
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MONOTYPE IMAGING HOLDINGS INC.
Security |
61022P100 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
TYPE |
|
Meeting Date |
21-May-2013 |
|
ISIN |
US61022P1003 |
|
Agenda |
933790152 - Management |
|
Record Date |
28-Mar-2013 |
|
Holding Recon Date |
28-Mar-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
20-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
ROBERT M. GIVENS |
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Withheld |
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Against |
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2 |
ROGER J. HEINEN, JR. |
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For |
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For |
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2. |
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ADVISORY APPROVAL OF THE COMPANYS EXECUTIVE COMPENSATION. |
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Management |
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For |
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For |
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3. |
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RATIFY ERNST & YOUNG LLP AS THE COMPANYS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. |
|
Management |
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For |
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For |
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RUSH ENTERPRISES, INC.
Security |
781846209 |
|
Meeting Type |
Annual |
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Ticker Symbol |
RUSHA |
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Meeting Date |
21-May-2013 |
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ISIN |
US7818462092 |
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Agenda |
933799605 - Management |
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Record Date |
01-Apr-2013 |
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Holding Recon Date |
01-Apr-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
20-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1) |
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DIRECTOR |
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Management |
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1 |
W. MARVIN RUSH |
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For |
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For |
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2 |
W.M. RUSTY RUSH |
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For |
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For |
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3 |
JAMES C. UNDERWOOD |
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Withheld |
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Against |
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4 |
HAROLD D. MARSHALL |
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For |
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For |
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5 |
THOMAS A. AKIN |
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For |
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For |
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6 |
GERALD R. SZCZEPANSKI |
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For |
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For |
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2) |
|
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. |
|
Management |
|
For |
|
For |
|
AXIALL CORPORATION
Security |
05463D100 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
AXLL |
|
Meeting Date |
21-May-2013 |
|
ISIN |
US05463D1000 |
|
Agenda |
933802301 - Management |
|
Record Date |
28-Mar-2013 |
|
Holding Recon Date |
28-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
20-May-2013 |
SEDOL(s) |
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|
Quick Code |
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Item |
|
Proposal |
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Sponsor |
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Vote |
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For/Against
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1A. |
|
ELECTION OF DIRECTOR: PAUL D. CARRICO |
|
Management |
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For |
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For |
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1B. |
|
ELECTION OF DIRECTOR: T. KEVIN DENICOLA |
|
Management |
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For |
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For |
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1C. |
|
ELECTION OF DIRECTOR: PATRICK J. FLEMING |
|
Management |
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For |
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For |
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1D. |
|
ELECTION OF DIRECTOR: ROBERT M. GERVIS |
|
Management |
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For |
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For |
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1E. |
|
ELECTION OF DIRECTOR: VICTORIA F. HAYNES |
|
Management |
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For |
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For |
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1F. |
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ELECTION OF DIRECTOR: STEPHEN E. MACADAM |
|
Management |
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For |
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For |
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1G. |
|
ELECTION OF DIRECTOR: MICHAEL H. MCGARRY |
|
Management |
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For |
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For |
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1H. |
|
ELECTION OF DIRECTOR: WILLIAM L. MANSFIELD |
|
Management |
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For |
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For |
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1I. |
|
ELECTION OF DIRECTOR: MARK L. NOETZEL |
|
Management |
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For |
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For |
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|
1J. |
|
ELECTION OF DIRECTOR: ROBERT RIPP |
|
Management |
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For |
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For |
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|
1K. |
|
ELECTION OF DIRECTOR: DAVID N. WEINSTEIN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. |
|
Management |
|
For |
|
For |
|
TEAM HEALTH HOLDINGS, INC.
Security |
87817A107 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
TMH |
|
Meeting Date |
22-May-2013 |
|
ISIN |
US87817A1079 |
|
Agenda |
933777192 - Management |
|
Record Date |
28-Mar-2013 |
|
Holding Recon Date |
28-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
21-May-2013 |
SEDOL(s) |
|
|
Quick Code |
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|
Item |
|
Proposal |
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Sponsor |
|
Vote |
|
For/Against
|
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|
|
1. |
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DIRECTOR |
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Management |
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1 |
H. LYNN MASSINGALE, MD |
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For |
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For |
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2 |
NEIL P. SIMPKINS |
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For |
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For |
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3 |
EARL P. HOLLAND |
|
|
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For |
|
For |
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|
|
|
|
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|
|
|
2. |
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013. |
|
Management |
|
For |
|
For |
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|
|
|
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|
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|
3. |
|
APPROVAL OF TEAM HEALTH HOLDINGS, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN. |
|
Management |
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For |
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For |
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4. |
|
APPROVAL OF TEAM HEALTH HOLDINGS, INC. AMENDED AND RESTATED ANNUAL MANAGEMENT INCENTIVE PLAN. |
|
Management |
|
For |
|
For |
|
GENESEE & WYOMING INC.
Security |
371559105 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
GWR |
|
Meeting Date |
22-May-2013 |
|
ISIN |
US3715591059 |
|
Agenda |
933782181 - Management |
|
Record Date |
01-Apr-2013 |
|
Holding Recon Date |
01-Apr-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
21-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
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|
|
1. |
|
DIRECTOR |
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Management |
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1 |
RICHARD H. BOTT* |
|
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For |
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For |
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2 |
OIVIND LORENTZEN III* |
|
|
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Withheld |
|
Against |
|
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3 |
PHILIP J. RINGO* |
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For |
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For |
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4 |
MARK A. SCUDDER* |
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For |
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For |
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|
5 |
GREGORY S. LEDFORD# |
|
|
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For |
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For |
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|
|
|
|
|
|
|
|
|
|
|
2. |
|
THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
|
Management |
|
For |
|
For |
|
RUDOLPH TECHNOLOGIES, INC.
Security |
781270103 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
RTEC |
|
Meeting Date |
22-May-2013 |
|
ISIN |
US7812701032 |
|
Agenda |
933803581 - Management |
|
Record Date |
28-Mar-2013 |
|
Holding Recon Date |
28-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
21-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
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|
|
1A. |
|
ELECTION OF DIRECTOR: DANIEL H. BERRY |
|
Management |
|
For |
|
For |
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|
1B. |
|
ELECTION OF DIRECTOR: THOMAS G. GREIG |
|
Management |
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For |
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For |
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|
1C. |
|
ELECTION OF DIRECTOR: RICHARD F. SPANIER |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK FROM 50,000,000 TO 100,000,000 SHARES. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2013. |
|
Management |
|
For |
|
For |
|
MASTEC, INC.
Security |
576323109 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
MTZ |
|
Meeting Date |
23-May-2013 |
|
ISIN |
US5763231090 |
|
Agenda |
933779374 - Management |
|
Record Date |
18-Mar-2013 |
|
Holding Recon Date |
18-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
22-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
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|
|
|
1. |
|
DIRECTOR |
|
Management |
|
|
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|
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|
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|
|
1 |
ROBERT J. DWYER |
|
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For |
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For |
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|
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|
|
2 |
FRANK E. JAUMOT |
|
|
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For |
|
For |
|
|
|
|
|
|
|
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|
|
|
|
3 |
JOSE S. SORZANO |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
2. |
|
RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS MASTECS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
3. |
|
APPROVAL OF THE MASTEC, INC. BARGAINING UNITS ESPP. |
|
Management |
|
For |
|
For |
|
4. |
|
APPROVAL OF THE MASTEC, INC. 2013 INCENTIVE COMPENSATION PLAN. |
|
Management |
|
Against |
|
Against |
|
ENERNOC, INC.
Security |
292764107 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
ENOC |
|
Meeting Date |
28-May-2013 |
|
ISIN |
US2927641074 |
|
Agenda |
933808428 - Management |
|
Record Date |
08-Apr-2013 |
|
Holding Recon Date |
08-Apr-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
24-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1. |
|
DIRECTOR |
|
Management |
|
|
|
|
|
|
|
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|
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|
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|
|
|
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|
|
|
1 |
TIMOTHY HEALY |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2 |
DAVID BREWSTER |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
2. |
|
TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE AMENDED AND RESTATED 2007 EMPLOYEE, DIRECTOR AND CONSULTANT STOCK PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES OF THE COMPANYS COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY 2,500,000 SHARES. |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
3. |
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
|
Management |
|
For |
|
For |
|
BARRETT BUSINESS SERVICES, INC.
Security |
068463108 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
BBSI |
|
Meeting Date |
29-May-2013 |
|
ISIN |
US0684631080 |
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Agenda |
933806032 - Management |
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Record Date |
05-Apr-2013 |
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Holding Recon Date |
05-Apr-2013 |
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City / |
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United States |
Vote Deadline Date |
28-May-2013 |
SEDOL(s) |
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Quick Code |
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Proposal |
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1. |
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DIRECTOR |
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Management |
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1 |
THOMAS J. CARLEY |
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For |
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2 |
MICHAEL L. ELICH |
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For |
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3 |
JAMES B. HICKS, PH.D. |
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For |
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For |
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4 |
ROGER L. JOHNSON |
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For |
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For |
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5 |
JON L. JUSTESEN |
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For |
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6 |
ANTHONY MEEKER |
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For |
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For |
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2. |
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RATIFICATION OF SELECTION OF MOSS ADAMS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. |
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Management |
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For |
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For |
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3. |
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ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
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Management |
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For |
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For |
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JONES LANG LASALLE INCORPORATED
Security |
48020Q107 |
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Meeting Type |
Annual |
Ticker Symbol |
JLL |
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Meeting Date |
30-May-2013 |
ISIN |
US48020Q1076 |
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Agenda |
933784414 - Management |
Record Date |
18-Mar-2013 |
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Holding Recon Date |
18-Mar-2013 |
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City / |
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United States |
Vote Deadline Date |
29-May-2013 |
SEDOL(s) |
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Quick Code |
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1A. |
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ELECTION OF DIRECTOR: HUGO BAGUE |
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Management |
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1B. |
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ELECTION OF DIRECTOR: COLIN DYER |
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Management |
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1C. |
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ELECTION OF DIRECTOR: DEANNE JULIUS |
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Management |
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For |
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For |
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1D. |
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ELECTION OF DIRECTOR: KATE S. LAVELLE |
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Management |
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For |
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For |
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1E. |
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ELECTION OF DIRECTOR: MING LU |
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Management |
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For |
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For |
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1F. |
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ELECTION OF DIRECTOR: MARTIN H. NESBITT |
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Management |
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For |
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For |
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1G. |
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ELECTION OF DIRECTOR: SHEILA A. PENROSE |
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Management |
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For |
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For |
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1H. |
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ELECTION OF DIRECTOR: DAVID B. RICKARD |
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Management |
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For |
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For |
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1I. |
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ELECTION OF DIRECTOR: ROGER T. STAUBACH |
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Management |
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For |
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For |
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2. |
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TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION (SAY-ON- PAY). |
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Management |
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For |
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For |
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3. |
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TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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OSIRIS THERAPEUTICS, INC.
Security |
68827R108 |
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Meeting Type |
Annual |
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Ticker Symbol |
OSIR |
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Meeting Date |
30-May-2013 |
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ISIN |
US68827R1086 |
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Agenda |
933791154 - Management |
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Record Date |
05-Apr-2013 |
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Holding Recon Date |
05-Apr-2013 |
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City / |
Country |
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United States |
Vote Deadline Date |
29-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
JAY M. MOYES |
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For |
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For |
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2 |
HANS-GEORG KLINGEMANN |
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For |
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For |
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2. |
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PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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EURONET WORLDWIDE, INC.
Security |
298736109 |
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Meeting Type |
Annual |
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Ticker Symbol |
EEFT |
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Meeting Date |
30-May-2013 |
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ISIN |
US2987361092 |
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Agenda |
933791356 - Management |
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Record Date |
04-Apr-2013 |
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Holding Recon Date |
04-Apr-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
29-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
MICHAEL J. BROWN |
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For |
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For |
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2 |
ANDREW B. SCHMITT |
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For |
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For |
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3 |
M. JEANNINE STRANDJORD |
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For |
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For |
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2. |
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APPROVAL OF AMENDMENTS TO THE COMPANYS 2006 STOCK INCENTIVE PLAN AND REAPPROVAL OF THE PERFORMANCE GOALS. |
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Management |
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For |
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For |
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3. |
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RATIFICATION OF A RIGHTS AGREEMENT. |
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Management |
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Against |
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Against |
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4. |
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RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS EURONETS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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5. |
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ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
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Management |
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For |
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For |
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PORTFOLIO RECOVERY ASSOCIATES, INC.
Security |
73640Q105 |
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Meeting Type |
Annual |
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Ticker Symbol |
PRAA |
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Meeting Date |
30-May-2013 |
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ISIN |
US73640Q1058 |
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Agenda |
933791902 - Management |
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Record Date |
04-Apr-2013 |
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Holding Recon Date |
04-Apr-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
29-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
JOHN H. FAIN |
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For |
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For |
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2 |
DAVID N. ROBERTS |
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For |
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For |
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2. |
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APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPANYS EXECUTIVE COMPENSATION. |
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Management |
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For |
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For |
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3. |
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RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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4. |
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APPROVAL OF THE 2013 OMNIBUS INCENTIVE PLAN. |
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Management |
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Against |
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Against |
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5. |
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APPROVAL OF THE 2013 ANNUAL NON- EQUITY INCENTIVE PLAN. |
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Management |
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For |
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For |
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AIR METHODS CORPORATION
Security |
009128307 |
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Meeting Type |
Annual |
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Ticker Symbol |
AIRM |
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Meeting Date |
30-May-2013 |
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ISIN |
US0091283079 |
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Agenda |
933814685 - Management |
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Record Date |
17-Apr-2013 |
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Holding Recon Date |
17-Apr-2013 |
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City / |
Country |
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United States |
Vote Deadline Date |
29-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
GEORGE W. BELSEY |
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For |
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For |
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2 |
C. DAVID KIKUMOTO |
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For |
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For |
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3 |
MG CARL H. MCNAIR, JR. |
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For |
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For |
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2. |
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THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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3. |
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APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. |
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Management |
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For |
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For |
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OLD DOMINION FREIGHT LINE, INC.
Security |
679580100 |
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Meeting Type |
Annual |
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Ticker Symbol |
ODFL |
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Meeting Date |
31-May-2013 |
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ISIN |
US6795801009 |
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Agenda |
933808276 - Management |
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Record Date |
22-Mar-2013 |
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Holding Recon Date |
22-Mar-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
30-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
EARL E. CONGDON |
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For |
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For |
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2 |
DAVID S. CONGDON |
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For |
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For |
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3 |
JOHN R. CONGDON |
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For |
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For |
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4 |
J. PAUL BREITBACH |
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For |
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For |
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5 |
JOHN R. CONGDON, JR. |
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For |
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For |
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6 |
ROBERT G. CULP, III |
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For |
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For |
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7 |
JOHN D. KASARDA |
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For |
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For |
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8 |
LEO H. SUGGS |
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For |
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For |
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9 |
D. MICHAEL WRAY |
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For |
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For |
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2. |
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ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
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Management |
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For |
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For |
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3. |
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REAPPROVAL OF MATERIAL TERMS OF THE OLD DOMINION FREIGHT LINE, INC. PERFORMANCE INCENTIVE PLAN. |
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Management |
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For |
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For |
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HOT TOPIC, INC.
Security |
441339108 |
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Meeting Type |
Special |
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Ticker Symbol |
HOTT |
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Meeting Date |
31-May-2013 |
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ISIN |
US4413391081 |
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Agenda |
933826476 - Management |
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Record Date |
03-May-2013 |
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Holding Recon Date |
03-May-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
30-May-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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TO APPROVE THE AGREEMENT AND PLAN OF MERGER (THE MERGER AGREEMENT), DATED AS OF MARCH 6, 2013, AMONG 212F HOLDINGS LLC, HT MERGER SUB INC. AND HOT TOPIC, INC., UNDER WHICH HT MERGER SUB INC. WILL MERGE WITH AND INTO HOT TOPIC, INC., WHICH WILL SURVIVE THE MERGER AND BECOME AN AFFILIATE OF 212F HOLDINGS LLC (THE MERGER), AND TO APPROVE THE PRINCIPAL TERMS OF MERGER. |
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Management |
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For |
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For |
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2. |
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TO APPROVE, ON AN ADVISORY BASIS, THE MERGER-RELATED COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS. |
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Management |
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For |
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For |
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3. |
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TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES TO VOTE IN FAVOR OF THE APPROVAL OF THE MERGER AGREEMENT AND THE PRINCIPAL TERMS OF THE MERGER. |
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Management |
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For |
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For |
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CONNS INC.
Security |
208242107 |
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Meeting Type |
Annual |
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Ticker Symbol |
CONN |
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Meeting Date |
04-Jun-2013 |
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ISIN |
US2082421072 |
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Agenda |
933802010 - Management |
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Record Date |
08-Apr-2013 |
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Holding Recon Date |
08-Apr-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
03-Jun-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
JON E.M. JACOBY |
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Withheld |
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Against |
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2 |
KELLY M. MALSON |
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For |
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For |
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3 |
BOB L. MARTIN |
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For |
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For |
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4 |
DOUGLAS H. MARTIN |
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For |
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For |
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5 |
DAVID SCHOFMAN |
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For |
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For |
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6 |
SCOTT L. THOMPSON |
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For |
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For |
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7 |
THEODORE M. WRIGHT |
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For |
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For |
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2. |
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TO RATIFY THE AUDIT COMMITTEES APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2014 |
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Management |
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For |
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For |
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3. |
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TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICERS COMPENSATION |
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Management |
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For |
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For |
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4. |
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IN THE NAMED PROXYS DISCRETION, TO ACT UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING |
|
Management |
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Against |
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Against |
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KAISER ALUMINUM CORPORATION
Security |
483007704 |
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Meeting Type |
Annual |
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Ticker Symbol |
KALU |
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Meeting Date |
04-Jun-2013 |
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ISIN |
US4830077040 |
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Agenda |
933819217 - Management |
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Record Date |
12-Apr-2013 |
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Holding Recon Date |
12-Apr-2013 |
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City / |
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United States |
Vote Deadline Date |
03-Jun-2013 |
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DIRECTOR |
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Management |
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1 |
ALFRED E. OSBORNE |
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2 |
JACK QUINN |
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3 |
THOMAS M. VAN LEEUWEN |
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For |
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For |
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2. |
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ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT |
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Management |
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For |
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For |
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3. |
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RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 |
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Management |
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For |
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For |
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LEAPFROG ENTERPRISES, INC.
Security |
52186N106 |
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Meeting Type |
Annual |
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Ticker Symbol |
LF |
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Meeting Date |
05-Jun-2013 |
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ISIN |
US52186N1063 |
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Agenda |
933800179 - Management |
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Record Date |
08-Apr-2013 |
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Holding Recon Date |
08-Apr-2013 |
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City / |
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United States |
Vote Deadline Date |
04-Jun-2013 |
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DIRECTOR |
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Management |
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1 |
JOHN BARBOUR |
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2 |
WILLIAM B. CHIASSON |
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3 |
THOMAS J. KALINSKE |
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4 |
STANLEY E. MARON |
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5 |
E. STANTON MCKEE, JR. |
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For |
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6 |
THEODORE R. MITCHELL |
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7 |
RANDY O. RISSMAN |
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For |
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8 |
CADEN C. WANG |
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For |
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2 |
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RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2013. |
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Management |
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Against |
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Against |
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DSW, INC.
Security |
23334L102 |
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Meeting Type |
Annual |
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Ticker Symbol |
DSW |
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Meeting Date |
05-Jun-2013 |
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ISIN |
US23334L1026 |
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Agenda |
933803240 - Management |
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Record Date |
08-Apr-2013 |
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Holding Recon Date |
08-Apr-2013 |
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City / |
Country |
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United States |
Vote Deadline Date |
04-Jun-2013 |
SEDOL(s) |
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Proposal |
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1A. |
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ELECTION OF CLASS III DIRECTOR: HENRY L. AARON |
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Management |
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For |
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For |
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1B. |
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ELECTION OF CLASS III DIRECTOR: ELAINE J. EISENMAN |
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Management |
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For |
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For |
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1C. |
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ELECTION OF CLASS III DIRECTOR: JOANNA T. LAU |
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Management |
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For |
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For |
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1D. |
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ELECTION OF CLASS III DIRECTOR: JOSEPH A. SCHOTTENSTEIN |
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Management |
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For |
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For |
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2A. |
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ELECTION OF CLASS II DIRECTOR: JAMES ODONELL |
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Management |
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For |
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For |
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3. |
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TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. |
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Management |
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For |
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For |
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PROOFPOINT INC
Security |
743424103 |
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Meeting Type |
Annual |
Ticker Symbol |
PFPT |
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Meeting Date |
10-Jun-2013 |
ISIN |
US7434241037 |
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Agenda |
933817403 - Management |
Record Date |
22-Apr-2013 |
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Holding Recon Date |
22-Apr-2013 |
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City / |
Country |
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United States |
Vote Deadline Date |
07-Jun-2013 |
SEDOL(s) |
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Quick Code |
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Proposal |
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Sponsor |
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1. |
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DIRECTOR |
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Management |
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1 |
PHILIP KOEN |
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For |
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For |
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2 |
DOUGLAS GARN |
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For |
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For |
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2. |
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TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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3. |
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TO CONDUCT AN ADVISORY VOTE FOR APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
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Management |
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For |
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For |
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4. |
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TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
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Management |
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1 Year |
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Against |
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5. |
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RE-APPROVAL OF THE INTERNAL REVENUE CODE SECTION 162(M) LIMITS OF OUR 2012 EQUITY INCENTIVE PLAN TO PRESERVE OUR ABILITY TO RECEIVE CORPORATE INCOME TAX DEDUCTIONS THAT MAY BECOME AVAILABLE PURSUANT TO SECTION 162(M). |
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Management |
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For |
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For |
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ACI WORLDWIDE, INC.
Security |
004498101 |
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Meeting Type |
Annual |
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Ticker Symbol |
ACIW |
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Meeting Date |
11-Jun-2013 |
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ISIN |
US0044981019 |
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Agenda |
933812667 - Management |
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Record Date |
19-Apr-2013 |
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Holding Recon Date |
19-Apr-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
10-Jun-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
JOHN D. CURTIS |
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For |
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For |
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2 |
PHILIP G. HEASLEY |
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For |
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For |
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3 |
JAMES C. MCGRODDY |
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For |
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For |
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4 |
HARLAN F. SEYMOUR |
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For |
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For |
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5 |
JOHN M. SHAY, JR. |
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For |
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For |
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6 |
JOHN E. STOKELY |
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For |
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For |
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7 |
JAN H. SUWINSKI |
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For |
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For |
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2. |
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RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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3. |
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CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
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Management |
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For |
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For |
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4. |
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APPROVE THE 2013 EXECUTIVE MANAGEMENT INCENTIVE COMPENSATION PLAN. |
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Management |
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For |
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For |
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5. |
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APPROVE THE 2013 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF COMMON SHARES AUTHORIZED FOR ISSUANCE THEREUNDER. |
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Management |
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Against |
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Against |
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FIRST CASH FINANCIAL SERVICES, INC.
Security |
31942D107 |
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Meeting Type |
Annual |
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Ticker Symbol |
FCFS |
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Meeting Date |
12-Jun-2013 |
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ISIN |
US31942D1072 |
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Agenda |
933807022 - Management |
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Record Date |
18-Apr-2013 |
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Holding Recon Date |
18-Apr-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
11-Jun-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
AMB. JORGE MONTANO |
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For |
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For |
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2. |
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RATIFICATION OF THE SELECTION OF HEIN & ASSOCIATES LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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3. |
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APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. |
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Management |
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For |
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For |
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PREMIERE GLOBAL SERVICES, INC.
Security |
740585104 |
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Meeting Type |
Annual |
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Ticker Symbol |
PGI |
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Meeting Date |
12-Jun-2013 |
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ISIN |
US7405851046 |
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Agenda |
933808618 - Management |
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Record Date |
04-Apr-2013 |
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Holding Recon Date |
04-Apr-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
11-Jun-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Vote |
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1. |
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DIRECTOR |
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Management |
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1 |
BOLAND T. JONES |
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For |
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For |
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2 |
WILKIE S. COLYER |
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For |
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For |
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3 |
K. ROBERT DRAUGHON |
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For |
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For |
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4 |
JOHN R. HARRIS |
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For |
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For |
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5 |
W. STEVEN JONES |
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For |
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For |
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6 |
RAYMOND H. PIRTLE, JR. |
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For |
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For |
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7 |
J. WALKER SMITH, JR. |
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For |
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For |
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2. |
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ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
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Management |
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For |
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For |
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3. |
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RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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TILLYS INC.
Security |
886885102 |
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Meeting Type |
Annual |
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Ticker Symbol |
TLYS |
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Meeting Date |
12-Jun-2013 |
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ISIN |
US8868851028 |
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Agenda |
933812516 - Management |
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Record Date |
22-Apr-2013 |
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Holding Recon Date |
22-Apr-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
11-Jun-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1 |
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DIRECTOR |
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Management |
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1 |
HEZY SHAKED |
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For |
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For |
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2 |
DOUG COLLIER |
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For |
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For |
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3 |
DANIEL GRIESEMER |
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For |
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For |
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4 |
SETH JOHNSON |
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For |
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For |
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5 |
JANET KERR |
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For |
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For |
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6 |
BERNARD ZEICHNER |
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For |
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For |
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2 |
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RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. |
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Management |
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For |
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For |
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PEBBLEBROOK HOTEL TRUST
Security |
70509V100 |
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Meeting Type |
Annual |
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Ticker Symbol |
PEB |
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Meeting Date |
17-Jun-2013 |
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ISIN |
US70509V1008 |
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Agenda |
933775326 - Management |
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Record Date |
15-Mar-2013 |
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Holding Recon Date |
15-Mar-2013 |
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City / |
Country |
/ |
United States |
Vote Deadline Date |
14-Jun-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
JON E. BORTZ |
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For |
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For |
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2 |
CYDNEY C. DONNELL |
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For |
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For |
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3 |
RON E. JACKSON |
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For |
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For |
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4 |
PHILLIP M. MILLER |
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For |
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For |
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5 |
MICHAEL J. SCHALL |
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For |
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For |
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6 |
EARL E. WEBB |
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For |
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For |
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7 |
LAURA H. WRIGHT |
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For |
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For |
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2. |
|
RATIFICATION OF THE APPOINTMENT OF KPMG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2013. |
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Management |
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For |
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For |
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3. |
|
APPROVAL, BY ADVISORY AND NON- BINDING VOTE, OF EXECUTIVE COMPENSATION. |
|
Management |
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For |
|
For |
|
NETSPEND HOLDINGS, INC (NTSP)
Security |
64118V106 |
|
Meeting Type |
Special |
|
Ticker Symbol |
NTSP |
|
Meeting Date |
18-Jun-2013 |
|
ISIN |
US64118V1061 |
|
Agenda |
933807945 - Management |
|
Record Date |
03-Apr-2013 |
|
Holding Recon Date |
03-Apr-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
17-Jun-2013 |
SEDOL(s) |
|
|
Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 19, 2013, BY AND AMONG TOTAL SYSTEM SERVICES, INC., GENERAL MERGER SUB, INC. AND NETSPEND HOLDINGS, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. |
|
Management |
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For |
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For |
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2. |
|
TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE AGREEMENT AND PLAN OF MERGER AT THE TIME OF THE SPECIAL MEETING. |
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Management |
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For |
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For |
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3. |
|
TO APPROVE A NON-BINDING ADVISORY PROPOSAL TO APPROVE CERTAIN AGREEMENTS WITH, AND ITEMS OF COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO, NETSPEND HOLDINGS, INC.S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER. |
|
Management |
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For |
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For |
|
OXFORD INDUSTRIES, INC.
Security |
691497309 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
OXM |
|
Meeting Date |
19-Jun-2013 |
|
ISIN |
US6914973093 |
|
Agenda |
933830564 - Management |
|
Record Date |
19-Apr-2013 |
|
Holding Recon Date |
19-Apr-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
18-Jun-2013 |
SEDOL(s) |
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1.1 |
|
ELECTION OF DIRECTOR: THOMAS C. GALLAGHER |
|
Management |
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For |
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For |
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1.2 |
|
ELECTION OF DIRECTOR: GEORGE C. GUYNN |
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Management |
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For |
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For |
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1.3 |
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ELECTION OF DIRECTOR: HELEN B. WEEKS |
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Management |
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For |
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For |
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1.4 |
|
ELECTION OF DIRECTOR: E. JENNER WOOD III |
|
Management |
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For |
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For |
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2. |
|
PROPOSAL TO APPROVE THE OXFORD INDUSTRIES, INC. EXECUTIVE PERFORMANCE INCENTIVE PLAN, AS AMENDED AND RESTATED. |
|
Management |
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For |
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For |
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3. |
|
PROPOSAL TO APPROVE THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. |
|
Management |
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For |
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For |
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4. |
|
PROPOSAL TO APPROVE ON AN ADVISORY (NON-BINDING) BASIS A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS. |
|
Management |
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For |
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For |
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Vote Summary-Roxbury/Mar Vista Strategic Growth Fund
THE COCA-COLA COMPANY
Security |
191216100 |
|
Meeting Type |
Special |
|
Ticker Symbol |
KO |
|
Meeting Date |
10-Jul-2012 |
|
ISIN |
US1912161007 |
|
Agenda |
933646385 - Management |
|
Record Date |
21-May-2012 |
|
Holding Recon Date |
21-May-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
09-Jul-2012 |
SEDOL(s) |
|
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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01 |
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TO AMEND ARTICLE FOURTH OF THE COMPANYS RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY FROM 5,600,000,000 SHARES, PAR VALUE $.25 PER SHARE, TO 11,200,000,000 SHARES, PAR VALUE $.25 PER SHARE, AND TO EFFECT A SPLIT OF THE ISSUED COMMON STOCK OF THE COMPANY BY CHANGING EACH ISSUED SHARE OF COMMON STOCK INTO TWO SHARES OF COMMON STOCK. |
|
Management |
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For |
|
For |
|
NETAPP, INC
Security |
64110D104 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
NTAP |
|
Meeting Date |
31-Aug-2012 |
|
ISIN |
US64110D1046 |
|
Agenda |
933670350 - Management |
|
Record Date |
11-Jul-2012 |
|
Holding Recon Date |
11-Jul-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
30-Aug-2012 |
SEDOL(s) |
|
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Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1. |
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DIRECTOR |
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Management |
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1 |
DANIEL J. WARMENHOVEN |
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For |
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For |
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2 |
NICHOLAS G. MOORE |
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For |
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For |
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3 |
THOMAS GEORGENS |
|
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For |
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For |
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4 |
JEFFRY R. ALLEN |
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For |
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For |
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5 |
ALAN L. EARHART |
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For |
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For |
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6 |
GERALD HELD |
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For |
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For |
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7 |
T. MICHAEL NEVENS |
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For |
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For |
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8 |
GEORGE T. SHAHEEN |
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For |
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For |
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9 |
ROBERT T. WALL |
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For |
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For |
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10 |
RICHARD P. WALLACE |
|
|
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For |
|
For |
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|
2. |
|
TO APPROVE AN AMENDMENT TO THE 1999 STOCK OPTION PLAN TO INCREASE THE SHARE RESERVE BY AN ADDITIONAL 7,350,000 SHARES OF COMMON STOCK. |
|
Management |
|
Against |
|
Against |
|
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|
|
|
3. |
|
TO APPROVE AN AMENDMENT TO THE COMPANYS EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY AN ADDITIONAL 5,000,000 SHARES OF COMMON STOCK. |
|
Management |
|
For |
|
For |
|
|
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|
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|
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|
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|
4. |
|
TO APPROVE AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. |
|
Management |
|
For |
|
For |
|
5. |
|
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 26, 2013. |
|
Management |
|
For |
|
For |
|
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6. |
|
TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER MATTERS, IF PROPERLY PRESENTED AT THE MEETING. |
|
|
|
Shareholder |
|
For |
|
NIKE, INC.
Security |
654106103 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
NKE |
|
Meeting Date |
20-Sep-2012 |
|
ISIN |
US6541061031 |
|
Agenda |
933673471 - Management |
|
Record Date |
23-Jul-2012 |
|
Holding Recon Date |
23-Jul-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
19-Sep-2012 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1. |
|
DIRECTOR |
|
Management |
|
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|
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|
|
|
|
1 |
ALAN B. GRAF, JR. |
|
|
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For |
|
For |
|
|
|
|
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|
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2 |
JOHN C. LECHLEITER |
|
|
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For |
|
For |
|
|
|
|
|
|
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|
|
|
|
|
|
3 |
PHYLLIS M. WISE |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
2. |
|
TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
3. |
|
TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
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|
|
|
|
|
4. |
|
TO RE-APPROVE AND AMEND THE NIKE, INC. LONG-TERM INCENTIVE PLAN. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
5. |
|
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
|
Management |
|
For |
|
For |
|
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|
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|
6. |
|
TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. |
|
Shareholder |
|
Against |
|
For |
|
THE PROCTER & GAMBLE COMPANY
Security |
742718109 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
PG |
|
Meeting Date |
09-Oct-2012 |
|
ISIN |
US7427181091 |
|
Agenda |
933681062 - Management |
|
Record Date |
10-Aug-2012 |
|
Holding Recon Date |
10-Aug-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
08-Oct-2012 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: ANGELA F. BRALY |
|
Management |
|
For |
|
For |
|
|
|
|
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|
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|
|
1B. |
|
ELECTION OF DIRECTOR: KENNETH I. CHENAULT |
|
Management |
|
For |
|
For |
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|
1C. |
|
ELECTION OF DIRECTOR: SCOTT D. COOK |
|
Management |
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For |
|
For |
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|
1D. |
|
ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN |
|
Management |
|
For |
|
For |
|
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|
|
1E. |
|
ELECTION OF DIRECTOR: ROBERT A. MCDONALD |
|
Management |
|
For |
|
For |
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1F. |
|
ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. |
|
Management |
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For |
|
For |
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|
1G. |
|
ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS |
|
Management |
|
For |
|
For |
|
1H. |
|
ELECTION OF DIRECTOR: MARGARET C. WHITMAN |
|
Management |
|
For |
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For |
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1I. |
|
ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER |
|
Management |
|
For |
|
For |
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|
1J. |
|
ELECTION OF DIRECTOR: PATRICIA A. WOERTZ |
|
Management |
|
For |
|
For |
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|
|
1K. |
|
ELECTION OF DIRECTOR: ERNESTO ZEDILLO |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE) |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL CONTRIBUTION (PAGE 67 OF PROXY STATEMENT) |
|
Shareholder |
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Against |
|
For |
|
|
|
|
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|
|
|
|
|
|
5. |
|
SHAREHOLDER PROPOSAL #2 - PRODUCER RESPONSIBILITY FOR PACKAGING (PAGE 70 OF PROXY STATEMENT) |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
6. |
|
SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT) |
|
Shareholder |
|
For |
|
Against |
|
COACH, INC.
Security |
189754104 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
COH |
|
Meeting Date |
07-Nov-2012 |
|
ISIN |
US1897541041 |
|
Agenda |
933690287 - Management |
|
Record Date |
10-Sep-2012 |
|
Holding Recon Date |
10-Sep-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
06-Nov-2012 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1. |
|
DIRECTOR |
|
Management |
|
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|
|
|
|
1 |
LEW FRANKFORT |
|
|
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For |
|
For |
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|
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|
|
2 |
SUSAN KROPF |
|
|
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For |
|
For |
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|
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|
|
3 |
GARY LOVEMAN |
|
|
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For |
|
For |
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4 |
IVAN MENEZES |
|
|
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For |
|
For |
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|
|
5 |
IRENE MILLER |
|
|
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For |
|
For |
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|
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|
6 |
MICHAEL MURPHY |
|
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For |
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For |
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7 |
STEPHANIE TILENIUS |
|
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For |
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For |
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|
8 |
JIDE ZEITLIN |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
2. |
|
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
3. |
|
TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPANYS EXECUTIVE COMPENSATION |
|
Management |
|
Against |
|
Against |
|
ORACLE CORPORATION
Security |
68389X105 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
ORCL |
|
Meeting Date |
07-Nov-2012 |
|
ISIN |
US68389X1054 |
|
Agenda |
933690302 - Management |
|
Record Date |
10-Sep-2012 |
|
Holding Recon Date |
10-Sep-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
06-Nov-2012 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
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|
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|
|
|
|
|
1 |
|
DIRECTOR |
|
Management |
|
|
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|
|
1 |
JEFFREY S. BERG |
|
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For |
|
For |
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|
|
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|
|
|
|
|
|
|
|
|
2 |
H. RAYMOND BINGHAM |
|
|
|
Withheld |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3 |
MICHAEL J. BOSKIN |
|
|
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For |
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For |
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|
|
|
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|
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|
|
4 |
SAFRA A. CATZ |
|
|
|
Withheld |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5 |
BRUCE R. CHIZEN |
|
|
|
Withheld |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6 |
GEORGE H. CONRADES |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7 |
LAWRENCE J. ELLISON |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8 |
HECTOR GARCIA-MOLINA |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9 |
JEFFREY O. HENLEY |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10 |
MARK V. HURD |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
11 |
DONALD L. LUCAS |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12 |
NAOMI O. SELIGMAN |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
2 |
|
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
3 |
|
APPROVAL OF INCREASE IN SHARES UNDER THE DIRECTORS STOCK PLAN. |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
4 |
|
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
5 |
|
STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
6 |
|
STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. |
|
Shareholder |
|
For |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
7 |
|
STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
8 |
|
STOCKHOLDER PROPOSAL REGARDING EQUITY ACCELERATION UPON A CHANGE IN CONTROL OF ORACLE. |
|
Shareholder |
|
For |
|
Against |
|
MICROSOFT CORPORATION
Security |
594918104 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
MSFT |
|
Meeting Date |
28-Nov-2012 |
|
ISIN |
US5949181045 |
|
Agenda |
933691784 - Management |
|
Record Date |
14-Sep-2012 |
|
Holding Recon Date |
14-Sep-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
27-Nov-2012 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1. |
|
ELECTION OF DIRECTOR: STEVEN A. BALLMER |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
ELECTION OF DIRECTOR: DINA DUBLON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
ELECTION OF DIRECTOR: WILLIAM H. GATES III |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
ELECTION OF DIRECTOR: MARIA M. KLAWE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
ELECTION OF DIRECTOR: STEPHEN J. LUCZO |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
6. |
|
ELECTION OF DIRECTOR: DAVID F. MARQUARDT |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
7. |
|
ELECTION OF DIRECTOR: CHARLES H. NOSKI |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
8. |
|
ELECTION OF DIRECTOR: HELMUT PANKE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
9. |
|
ELECTION OF DIRECTOR: JOHN W. THOMPSON |
|
Management |
|
For |
|
For |
|
10. |
|
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
11. |
|
APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
12. |
|
RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2013 (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
13. |
|
SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) |
|
Shareholder |
|
Against |
|
For |
|
VISA INC.
Security |
92826C839 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
V |
|
Meeting Date |
30-Jan-2013 |
|
ISIN |
US92826C8394 |
|
Agenda |
933718895 - Management |
|
Record Date |
04-Dec-2012 |
|
Holding Recon Date |
04-Dec-2012 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
29-Jan-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: GARY P. COUGHLAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: MARY B. CRANSTON |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: CATHY E. MINEHAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: DAVID J. PANG |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: CHARLES W. SCHARF |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1K. |
|
ELECTION OF DIRECTOR: JOHN A. SWAINSON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES AND EXPENDITURES, IF PROPERLY PRESENTED. |
|
Shareholder |
|
Against |
|
For |
|
MARKEL CORPORATION
Security |
570535104 |
|
Meeting Type |
Special |
Ticker Symbol |
MKL |
|
Meeting Date |
26-Feb-2013 |
ISIN |
US5705351048 |
|
Agenda |
933728341 - Management |
Record Date |
17-Jan-2013 |
|
Holding Recon Date |
17-Jan-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
25-Feb-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1. |
|
TO APPROVE THE ISSUANCE OF MARKEL COMMON STOCK, NO PAR VALUE PER SHARE, UNDER THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 18, 2012, AMONG ALTERRA CAPITAL HOLDINGS LIMITED, MARKEL AND COMMONWEALTH MERGER SUBSIDIARY LIMITED, AS REQUIRED BY NEW YORK STOCK EXCHANGE RULES. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
TO TRANSACT SUCH OTHER BUSINESS, IF ANY, AS MAY LAWFULLY BE BROUGHT BEFORE THE MARKEL SPECIAL MEETING, INCLUDING A PROPOSAL TO APPROVE AN ADJOURNMENT OF THE MARKEL SPECIAL MEETING FOR THE SOLICITATION OF ADDITIONAL PROXIES FROM MARKEL SHAREHOLDERS IN FAVOR OF THE ABOVE PROPOSAL. |
|
Management |
|
Against |
|
Against |
|
APPLE INC.
Security |
037833100 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
AAPL |
|
Meeting Date |
27-Feb-2013 |
|
ISIN |
US0378331005 |
|
Agenda |
933725042 - Management |
|
Record Date |
02-Jan-2013 |
|
Holding Recon Date |
02-Jan-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
26-Feb-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1. |
|
DIRECTOR |
|
Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1 |
WILLIAM CAMPBELL |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2 |
TIMOTHY COOK |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3 |
MILLARD DREXLER |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4 |
AL GORE |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5 |
ROBERT IGER |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6 |
ANDREA JUNG |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7 |
ARTHUR LEVINSON |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8 |
RONALD SUGAR |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
2. |
|
AMENDMENT OF APPLES RESTATED ARTICLES OF INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE BLANK CHECK PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANYS COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
3. |
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
4. |
|
A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
5. |
|
A SHAREHOLDER PROPOSAL ENTITLED EXECUTIVES TO RETAIN SIGNIFICANT STOCK. |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
6. |
|
A SHAREHOLDER PROPOSAL ENTITLED BOARD COMMITTEE ON HUMAN RIGHTS. |
|
Shareholder |
|
Against |
|
For |
|
QUALCOMM INCORPORATED
Security |
747525103 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
QCOM |
|
Meeting Date |
05-Mar-2013 |
|
ISIN |
US7475251036 |
|
Agenda |
933726397 - Management |
|
Record Date |
07-Jan-2013 |
|
Holding Recon Date |
07-Jan-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
04-Mar-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A |
|
ELECTION OF DIRECTOR: BARBARA T. ALEXANDER |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1B |
|
ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C |
|
ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D |
|
ELECTION OF DIRECTOR: SUSAN HOCKFIELD |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E |
|
ELECTION OF DIRECTOR: THOMAS W. HORTON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F |
|
ELECTION OF DIRECTOR: PAUL E. JACOBS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G |
|
ELECTION OF DIRECTOR: SHERRY LANSING |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H |
|
ELECTION OF DIRECTOR: DUANE A. NELLES |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I |
|
ELECTION OF DIRECTOR: FRANCISCO ROS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J |
|
ELECTION OF DIRECTOR: BRENT SCOWCROFT |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1K |
|
ELECTION OF DIRECTOR: MARC I. STERN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
02 |
|
TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 90,000,000 SHARES. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
03 |
|
TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 29, 2013. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
04 |
|
ADVISORY APPROVAL OF THE COMPANYS EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
THE WALT DISNEY COMPANY
Security |
254687106 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
DIS |
|
Meeting Date |
06-Mar-2013 |
|
ISIN |
US2546871060 |
|
Agenda |
933727109 - Management |
|
Record Date |
07-Jan-2013 |
|
Holding Recon Date |
07-Jan-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
05-Mar-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: SUSAN E. ARNOLD |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: JOHN S. CHEN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: JUDITH L. ESTRIN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: ROBERT A. IGER |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: FRED H. LANGHAMMER |
|
Management |
|
For |
|
For |
|
1F. |
|
ELECTION OF DIRECTOR: AYLWIN B. LEWIS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: MONICA C. LOZANO |
|
Management |
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For |
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For |
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1H. |
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ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
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Management |
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For |
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For |
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1I. |
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ELECTION OF DIRECTOR: SHERYL K. SANDBERG |
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Management |
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For |
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For |
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1J. |
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ELECTION OF DIRECTOR: ORIN C. SMITH |
|
Management |
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Against |
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Against |
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2. |
|
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS REGISTERED PUBLIC ACCOUNTANTS FOR 2013. |
|
Management |
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For |
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For |
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3. |
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TO APPROVE THE TERMS OF THE COMPANYS AMENDED AND RESTATED 2002 EXECUTIVE PERFORMANCE PLAN, AS AMENDED. |
|
Management |
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Against |
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Against |
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4. |
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TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
|
Management |
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Against |
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Against |
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5. |
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TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO PROXY ACCESS. |
|
Shareholder |
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For |
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Against |
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6. |
|
TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO FUTURE SEPARATION OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. |
|
Shareholder |
|
For |
|
Against |
|
ANALOG DEVICES, INC.
Security |
032654105 |
Meeting Type |
Annual |
|
|
Ticker Symbol |
ADI |
Meeting Date |
13-Mar-2013 |
|
|
ISIN |
US0326541051 |
Agenda |
933730322 - Management |
|
|
Record Date |
11-Jan-2013 |
|
Holding Recon Date |
11-Jan-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
12-Mar-2013 |
SEDOL(s) |
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|
Quick Code |
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Item |
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Proposal |
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Sponsor |
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Vote |
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For/Against
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1A. |
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ELECTION OF DIRECTOR: RAY STATA |
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Management |
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For |
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For |
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1B. |
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ELECTION OF DIRECTOR: JERALD G. FISHMAN |
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Management |
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For |
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For |
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1C. |
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ELECTION OF DIRECTOR: JAMES A. CHAMPY |
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Management |
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For |
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For |
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1D. |
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ELECTION OF DIRECTOR: JOHN C. HODGSON |
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Management |
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For |
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For |
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1E. |
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ELECTION OF DIRECTOR: YVES-ANDRE ISTEL |
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Management |
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For |
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For |
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1F. |
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ELECTION OF DIRECTOR: NEIL NOVICH |
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Management |
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For |
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For |
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1G. |
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ELECTION OF DIRECTOR: F. GRANT SAVIERS |
|
Management |
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For |
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For |
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1H. |
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ELECTION OF DIRECTOR: PAUL J. SEVERINO |
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Management |
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For |
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For |
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1I. |
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ELECTION OF DIRECTOR: KENTON J. SICCHITANO |
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Management |
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For |
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For |
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1J. |
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ELECTION OF DIRECTOR: LISA T. SU |
|
Management |
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For |
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For |
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2. |
|
TO APPROVE, BY NON-BINDING SAY-ON- PAY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. |
|
Management |
|
Against |
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Against |
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3. |
|
TO APPROVE THE ANALOG DEVICES, INC. EXECUTIVE SECTION 162(M) PLAN. |
|
Management |
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For |
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For |
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4. |
|
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 2, 2013. |
|
Management |
|
For |
|
For |
|
STARBUCKS CORPORATION
Security |
855244109 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
SBUX |
|
Meeting Date |
20-Mar-2013 |
|
ISIN |
US8552441094 |
|
Agenda |
933726842 - Management |
|
Record Date |
10-Jan-2013 |
|
Holding Recon Date |
10-Jan-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
19-Mar-2013 |
SEDOL(s) |
|
|
Quick Code |
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Item |
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Proposal |
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Sponsor |
|
Vote |
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For/Against
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1A. |
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ELECTION OF DIRECTOR: HOWARD SCHULTZ |
|
Management |
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For |
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For |
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1B. |
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ELECTION OF DIRECTOR: WILLIAM W. BRADLEY |
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Management |
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For |
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For |
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1C. |
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ELECTION OF DIRECTOR: ROBERT M. GATES |
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Management |
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For |
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For |
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1D. |
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ELECTION OF DIRECTOR: MELLODY HOBSON |
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Management |
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For |
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For |
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1E. |
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ELECTION OF DIRECTOR: KEVIN R. JOHNSON |
|
Management |
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For |
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For |
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1F. |
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ELECTION OF DIRECTOR: OLDEN LEE |
|
Management |
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For |
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For |
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1G. |
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ELECTION OF DIRECTOR: JOSHUA COOPER RAMO |
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Management |
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For |
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For |
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1H. |
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ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. |
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Management |
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For |
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For |
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1I. |
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ELECTION OF DIRECTOR: CLARA SHIH |
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Management |
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For |
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For |
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1J. |
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ELECTION OF DIRECTOR: JAVIER G. TERUEL |
|
Management |
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For |
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For |
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1K. |
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ELECTION OF DIRECTOR: MYRON E. ULLMAN, III |
|
Management |
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For |
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For |
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1L. |
|
ELECTION OF DIRECTOR: CRAIG E. WEATHERUP |
|
Management |
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For |
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For |
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|
2. |
|
APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN. |
|
Management |
|
For |
|
For |
|
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|
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|
|
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|
|
|
4. |
|
RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2013. |
|
Management |
|
For |
|
For |
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|
5. |
|
SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL SPENDING. |
|
Shareholder |
|
Against |
|
For |
|
COVIDIEN PLC
Security |
G2554F113 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
COV |
|
Meeting Date |
20-Mar-2013 |
|
ISIN |
IE00B68SQD29 |
|
Agenda |
933727779 - Management |
|
Record Date |
10-Jan-2013 |
|
Holding Recon Date |
10-Jan-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
19-Mar-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
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|
1A) |
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ELECTION OF DIRECTOR: JOSE E. ALMEIDA |
|
Management |
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For |
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For |
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1B) |
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ELECTION OF DIRECTOR: JOY A. AMUNDSON |
|
Management |
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For |
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For |
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1C) |
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ELECTION OF DIRECTOR: CRAIG ARNOLD |
|
Management |
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For |
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For |
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1D) |
|
ELECTION OF DIRECTOR: ROBERT H. BRUST |
|
Management |
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For |
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For |
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1E) |
|
ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. |
|
Management |
|
For |
|
For |
|
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Security |
806857108 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
SLB |
|
Meeting Date |
10-Apr-2013 |
|
ISIN |
AN8068571086 |
|
Agenda |
933739382 - Management |
|
Record Date |
20-Feb-2013 |
|
Holding Recon Date |
20-Feb-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
09-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
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1A. |
|
ELECTION OF DIRECTOR: PETER L.S. CURRIE |
|
Management |
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For |
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For |
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1B. |
|
ELECTION OF DIRECTOR: TONY ISAAC |
|
Management |
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Against |
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Against |
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1C. |
|
ELECTION OF DIRECTOR: K. VAMAN KAMATH |
|
Management |
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For |
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For |
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1D. |
|
ELECTION OF DIRECTOR: PAAL KIBSGAARD |
|
Management |
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For |
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For |
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1E. |
|
ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV |
|
Management |
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For |
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For |
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1F. |
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ELECTION OF DIRECTOR: ADRIAN LAJOUS |
|
Management |
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For |
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For |
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1G. |
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ELECTION OF DIRECTOR: MICHAEL E. MARKS |
|
Management |
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For |
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For |
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1H. |
|
ELECTION OF DIRECTOR: LUBNA S. OLAYAN |
|
Management |
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For |
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For |
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1I. |
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ELECTION OF DIRECTOR: L. RAFAEL REIF |
|
Management |
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For |
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For |
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1J. |
|
ELECTION OF DIRECTOR: TORE I. SANDVOLD |
|
Management |
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For |
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For |
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1K. |
|
ELECTION OF DIRECTOR: HENRI SEYDOUX |
|
Management |
|
For |
|
For |
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|
2. |
|
TO APPROVE, ON AN ADVISORY BASIS, THE COMPANYS EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
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|
3. |
|
TO APPROVE THE COMPANYS 2012 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. |
|
Management |
|
For |
|
For |
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|
4. |
|
TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
|
Management |
|
For |
|
For |
|
5. |
|
TO APPROVE THE ADOPTION OF THE 2013 SCHLUMBERGER OMNIBUS INCENTIVE PLAN. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
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|
|
|
6. |
|
TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNT STOCK PURCHASE PLAN. |
|
Management |
|
For |
|
For |
|
HONEYWELL INTERNATIONAL INC.
Security |
438516106 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
HON |
|
Meeting Date |
22-Apr-2013 |
|
ISIN |
US4385161066 |
|
Agenda |
933739368 - Management |
|
Record Date |
22-Feb-2013 |
|
Holding Recon Date |
22-Feb-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
19-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
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|
1A. |
|
ELECTION OF DIRECTOR: GORDON M. BETHUNE |
|
Management |
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For |
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For |
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1B. |
|
ELECTION OF DIRECTOR: KEVIN BURKE |
|
Management |
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For |
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For |
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1C. |
|
ELECTION OF DIRECTOR: JAIME CHICO PARDO |
|
Management |
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For |
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For |
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1D. |
|
ELECTION OF DIRECTOR: DAVID M. COTE |
|
Management |
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For |
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For |
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1E. |
|
ELECTION OF DIRECTOR: D. SCOTT DAVIS |
|
Management |
|
For |
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For |
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1F. |
|
ELECTION OF DIRECTOR: LINNET F. DEILY |
|
Management |
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Against |
|
Against |
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1G. |
|
ELECTION OF DIRECTOR: JUDD GREGG |
|
Management |
|
For |
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For |
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1H. |
|
ELECTION OF DIRECTOR: CLIVE HOLLICK |
|
Management |
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For |
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For |
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1I. |
|
ELECTION OF DIRECTOR: GRACE D. LIEBLEIN |
|
Management |
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For |
|
For |
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1J. |
|
ELECTION OF DIRECTOR: GEORGE PAZ |
|
Management |
|
For |
|
For |
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|
1K. |
|
ELECTION OF DIRECTOR: BRADLEY T. SHEARES |
|
Management |
|
For |
|
For |
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1L. |
|
ELECTION OF DIRECTOR: ROBIN L. WASHINGTON |
|
Management |
|
For |
|
For |
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|
2. |
|
APPROVAL OF INDEPENDENT ACCOUNTANTS. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
INDEPENDENT BOARD CHAIRMAN. |
|
Shareholder |
|
For |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
RIGHT TO ACT BY WRITTEN CONSENT. |
|
Shareholder |
|
For |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
6. |
|
ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL. |
|
Shareholder |
|
For |
|
Against |
|
PRAXAIR, INC.
Security |
74005P104 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
PX |
|
Meeting Date |
23-Apr-2013 |
|
ISIN |
US74005P1049 |
|
Agenda |
933743088 - Management |
|
Record Date |
01-Mar-2013 |
|
Holding Recon Date |
01-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
22-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: STEPHEN F. ANGEL |
|
Management |
|
For |
|
For |
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1B. |
|
ELECTION OF DIRECTOR: OSCAR BERNARDES |
|
Management |
|
For |
|
For |
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|
1C. |
|
ELECTION OF DIRECTOR: BRET. K. CLAYTON |
|
Management |
|
For |
|
For |
|
1D. |
|
ELECTION OF DIRECTOR: NANCE K. DICCIANI |
|
Management |
|
For |
|
For |
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|
1E. |
|
ELECTION OF DIRECTOR: EDWARD G. GALANTE |
|
Management |
|
For |
|
For |
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1F. |
|
ELECTION OF DIRECTOR: CLAIRE W. GARGALLI |
|
Management |
|
For |
|
For |
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1G. |
|
ELECTION OF DIRECTOR: IRA D. HALL |
|
Management |
|
For |
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For |
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1H. |
|
ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF |
|
Management |
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For |
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For |
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1I. |
|
ELECTION OF DIRECTOR: LARRY D. MCVAY |
|
Management |
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For |
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For |
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1J. |
|
ELECTION OF DIRECTOR: WAYNE T. SMITH |
|
Management |
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For |
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For |
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|
1K. |
|
ELECTION OF DIRECTOR: ROBERT L. WOOD |
|
Management |
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For |
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For |
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|
|
2. |
|
TO APPROVE, ON AN ADVISORY AND NON- BINDING BASIS, THE COMPENSATION OF PRAXAIRS NAMED EXECUTIVE OFFICERS. |
|
Management |
|
For |
|
For |
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3. |
|
A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. |
|
Management |
|
For |
|
For |
|
THE COCA-COLA COMPANY
Security |
191216100 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
KO |
|
Meeting Date |
24-Apr-2013 |
|
ISIN |
US1912161007 |
|
Agenda |
933739596 - Management |
|
Record Date |
25-Feb-2013 |
|
Holding Recon Date |
25-Feb-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
23-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
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Item |
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Proposal |
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Sponsor |
|
Vote |
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For/Against
|
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1A. |
|
ELECTION OF DIRECTOR: HERBERT A. ALLEN |
|
Management |
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For |
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For |
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1B. |
|
ELECTION OF DIRECTOR: RONALD W. ALLEN |
|
Management |
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Against |
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Against |
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1C. |
|
ELECTION OF DIRECTOR: HOWARD G. BUFFETT |
|
Management |
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For |
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For |
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1D. |
|
ELECTION OF DIRECTOR: RICHARD M. DALEY |
|
Management |
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For |
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For |
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|
1E. |
|
ELECTION OF DIRECTOR: BARRY DILLER |
|
Management |
|
Against |
|
Against |
|
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|
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|
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|
1F. |
|
ELECTION OF DIRECTOR: HELENE D. GAYLE |
|
Management |
|
For |
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For |
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1G. |
|
ELECTION OF DIRECTOR: EVAN G. GREENBERG |
|
Management |
|
For |
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For |
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|
1H. |
|
ELECTION OF DIRECTOR: ALEXIS M. HERMAN |
|
Management |
|
For |
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For |
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1I. |
|
ELECTION OF DIRECTOR: MUHTAR KENT |
|
Management |
|
For |
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For |
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|
1J. |
|
ELECTION OF DIRECTOR: ROBERT A. KOTICK |
|
Management |
|
For |
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For |
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|
1K. |
|
ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO |
|
Management |
|
For |
|
For |
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|
1L. |
|
ELECTION OF DIRECTOR: DONALD F. MCHENRY |
|
Management |
|
For |
|
For |
|
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|
1M. |
|
ELECTION OF DIRECTOR: SAM NUNN |
|
Management |
|
For |
|
For |
|
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|
1N. |
|
ELECTION OF DIRECTOR: JAMES D. ROBINSON III |
|
Management |
|
For |
|
For |
|
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|
1O. |
|
ELECTION OF DIRECTOR: PETER V. UEBERROTH |
|
Management |
|
For |
|
For |
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|
1P. |
|
ELECTION OF DIRECTOR: JACOB WALLENBERG |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
4. |
|
APPROVE AN AMENDMENT TO THE COMPANYS BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS. |
|
Shareholder |
|
Against |
|
For |
|
ANHEUSER-BUSCH INBEV SA
Security |
03524A108 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
BUD |
|
Meeting Date |
24-Apr-2013 |
|
ISIN |
US03524A1088 |
|
Agenda |
933759740 - Management |
|
Record Date |
15-Mar-2013 |
|
Holding Recon Date |
15-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
15-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
A1C |
|
EXCLUSION OF THE PREFERENCE RIGHT IN RELATION TO THE ISSUANCE OF SUBSCRIPTION RIGHTS |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
A1D |
|
ISSUANCE OF SUBSCRIPTION RIGHTS |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
A1E |
|
CONDITIONAL CAPITAL INCREASE |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
A1F |
|
EXPRESS APPROVAL PURSUANT TO ARTICLE 554, INDENT 7, OF THE COMPANIES CODE |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
A1G |
|
POWERS |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
4 |
|
APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5 |
|
DISCHARGE TO THE DIRECTORS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
6 |
|
DISCHARGE TO THE STATUTORY AUDITOR |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
7 |
|
APPOINTMENT OF DIRECTORS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
8 |
|
APPOINTMENT OF STATUTORY AUDITOR AND REMUNERATION |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
9A |
|
APPROVING THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2012 |
|
Management |
|
Abstain |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
9B |
|
CONFIRMING THE GRANTS OF STOCK OPTIONS AND RESTRICTED STOCK UNITS TO EXECUTIVES |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
10 |
|
APPROVAL OF INCREASED FIXED ANNUAL FEE OF DIRECTORS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
11A |
|
CHANGE OF CONTROL PROVISIONS RELATING TO THE EMTN PROGRAMME |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
11B |
|
CHANGE OF CONTROL PROVISIONS RELATING TO THE SENIOR FACILITIES AGREEMENT |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
C1 |
|
FILINGS |
|
Management |
|
For |
|
For |
|
JOHNSON & JOHNSON
Security |
478160104 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
JNJ |
|
Meeting Date |
25-Apr-2013 |
|
ISIN |
US4781601046 |
|
Agenda |
933745068 - Management |
|
Record Date |
26-Feb-2013 |
|
Holding Recon Date |
26-Feb-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
24-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: MARY SUE COLEMAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: JAMES G. CULLEN |
|
Management |
|
For |
|
For |
|
1C. |
|
ELECTION OF DIRECTOR: IAN E.L. DAVIS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: ALEX GORSKY |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: SUSAN L. LINDQUIST |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: ANNE M. MULCAHY |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: LEO F. MULLIN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: WILLIAM D. PEREZ |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: CHARLES PRINCE |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1K. |
|
ELECTION OF DIRECTOR: A. EUGENE WASHINGTON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1L. |
|
ELECTION OF DIRECTOR: RONALD A. WILLIAMS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
6. |
|
SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN |
|
Shareholder |
|
For |
|
Against |
|
UNITED TECHNOLOGIES CORPORATION
Security |
913017109 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
UTX |
|
Meeting Date |
29-Apr-2013 |
|
ISIN |
US9130171096 |
|
Agenda |
933743684 - Management |
|
Record Date |
01-Mar-2013 |
|
Holding Recon Date |
01-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
26-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: LOUIS R. CHENEVERT |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: JOHN V. FARACI |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: JAMIE S. GORELICK |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: EDWARD A. KANGAS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: ELLEN J. KULLMAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: MARSHALL O. LARSEN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: HAROLD MCGRAW III |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: RICHARD B. MYERS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: H. PATRICK SWYGERT |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1K. |
|
ELECTION OF DIRECTOR: ANDRE VILLENEUVE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1L. |
|
ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2013. |
|
Management |
|
For |
|
For |
|
3. |
|
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
|
Management |
|
For |
|
For |
|
THE BOEING COMPANY
Security |
097023105 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
BA |
|
Meeting Date |
29-Apr-2013 |
|
ISIN |
US0970231058 |
|
Agenda |
933747315 - Management |
|
Record Date |
01-Mar-2013 |
|
Holding Recon Date |
01-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
26-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: DAVID L. CALHOUN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: LINDA Z. COOK |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: LAWRENCE W. KELLNER |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: EDWARD M. LIDDY |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: SUSAN C. SCHWAB |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: RONALD A. WILLIAMS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1K. |
|
ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2013. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
FUTURE EXTRAORDINARY RETIREMENT BENEFITS. |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
ACTION BY WRITTEN CONSENT. |
|
Shareholder |
|
For |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
6. |
|
EXECUTIVES TO RETAIN SIGNIFICANT STOCK. |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
7. |
|
INDEPENDENT BOARD CHAIRMAN. |
|
Shareholder |
|
For |
|
Against |
|
PEPSICO, INC.
Security |
713448108 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
PEP |
|
Meeting Date |
01-May-2013 |
|
ISIN |
US7134481081 |
|
Agenda |
933748521 - Management |
|
Record Date |
07-Mar-2013 |
|
Holding Recon Date |
07-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
30-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: S.L. BROWN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: G.W. BUCKLEY |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: I.M. COOK |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: D. DUBLON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: V.J. DZAU |
|
Management |
|
For |
|
For |
|
1F. |
|
ELECTION OF DIRECTOR: R.L. HUNT |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: A. IBARGUEN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: I.K. NOOYI |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: S.P. ROCKEFELLER |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: J.J. SCHIRO |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1K. |
|
ELECTION OF DIRECTOR: L.G. TROTTER |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1L. |
|
ELECTION OF DIRECTOR: D. VASELLA |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1M. |
|
ELECTION OF DIRECTOR: A. WEISSER |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2013. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
EMC CORPORATION
Security |
268648102 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
EMC |
|
Meeting Date |
01-May-2013 |
|
ISIN |
US2686481027 |
|
Agenda |
933748747 - Management |
|
Record Date |
01-Mar-2013 |
|
Holding Recon Date |
01-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
30-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: MICHAEL W. BROWN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: RANDOLPH L. COWEN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: GAIL DEEGAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: JAMES S. DISTASIO |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: JOHN R. EGAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: EDMUND F. KELLY |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: JAMI MISCIK |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: WINDLE B. PRIEM |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: PAUL SAGAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: DAVID N. STROHM |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1K. |
|
ELECTION OF DIRECTOR: JOSEPH M. TUCCI |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMCS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED IN EMCS PROXY STATEMENT. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMCS PROXY STATEMENT. |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMCS PROXY STATEMENT. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN, AS DESCRIBED IN EMCS PROXY STATEMENT. |
|
Management |
|
For |
|
For |
|
6. |
|
APPROVAL OF AMENDMENTS TO EMCS ARTICLES OF ORGANIZATION AND BYLAWS TO ALLOW SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED IN EMCS PROXY STATEMENT. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
7. |
|
TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN EMCS PROXY STATEMENT. |
|
Shareholder |
|
Against |
|
For |
|
CANADIAN PACIFIC RAILWAY LIMITED
Security |
13645T100 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
CP |
|
Meeting Date |
01-May-2013 |
|
ISIN |
CA13645T1003 |
|
Agenda |
933752847 - Management |
|
Record Date |
12-Mar-2013 |
|
Holding Recon Date |
12-Mar-2013 |
|
City / |
Country |
/ |
Canada |
Vote Deadline Date |
26-Apr-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
|
|
01 |
|
APPOINTMENT OF AUDITOR AS NAMED IN THE MANAGEMENT PROXY CIRCULAR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
02 |
|
ADVISORY VOTE ACCEPTING THE CORPORATIONS APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
03 |
|
DIRECTOR |
|
Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1 |
WILLIAM A. ACKMAN |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2 |
GARY F. COLTER |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3 |
ISABELLE COURVILLE |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4 |
PAUL G. HAGGIS |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5 |
E. HUNTER HARRISON |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6 |
PAUL C. HILAL |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7 |
KRYSTYNA T. HOEG |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8 |
RICHARD C. KELLY |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9 |
REBECCA MACDONALD |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10 |
DR. ANTHONY R. MELMAN |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
11 |
LINDA J. MORGAN |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12 |
ANDREW F. REARDON |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
13 |
STEPHEN C. TOBIAS |
|
|
|
For |
|
For |
|
ST. JUDE MEDICAL, INC.
Security |
790849103 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
STJ |
|
Meeting Date |
02-May-2013 |
|
ISIN |
US7908491035 |
|
Agenda |
933751667 - Management |
|
Record Date |
05-Mar-2013 |
|
Holding Recon Date |
05-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
01-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: STUART M. ESSIG |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: BARBARA B. HILL |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: MICHAEL A. ROCCA |
|
Management |
|
For |
|
For |
|
2. |
|
TO APPROVE AMENDMENTS TO OUR ARTICLES OF INCORPORATION AND BYLAWS TO DECLASSIFY OUR BOARD OF DIRECTORS. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. |
|
Management |
|
For |
|
For |
|
OCCIDENTAL PETROLEUM CORPORATION
Security |
674599105 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
OXY |
|
Meeting Date |
03-May-2013 |
|
ISIN |
US6745991058 |
|
Agenda |
933771063 - Management |
|
Record Date |
13-Mar-2013 |
|
Holding Recon Date |
13-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
02-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: SPENCER ABRAHAM |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: HOWARD I. ATKINS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: STEPHEN I. CHAZEN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: JOHN E. FEICK |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: MARGARET M. FORAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: RAY R. IRANI |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: AVEDICK B. POLADIAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: AZIZ D. SYRIANI |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT |
|
Shareholder |
|
For |
|
Against |
|
BERKSHIRE HATHAWAY INC.
Security |
084670702 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
BRKB |
|
Meeting Date |
04-May-2013 |
|
ISIN |
US0846707026 |
|
Agenda |
933747529 - Management |
|
Record Date |
06-Mar-2013 |
|
Holding Recon Date |
06-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
03-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1. |
|
DIRECTOR |
|
Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1 |
WARREN E. BUFFETT |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2 |
CHARLES T. MUNGER |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3 |
HOWARD G. BUFFETT |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4 |
STEPHEN B. BURKE |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5 |
SUSAN L. DECKER |
|
|
|
For |
|
For |
|
OREILLY AUTOMOTIVE, INC.
Security |
67103H107 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
ORLY |
|
Meeting Date |
07-May-2013 |
|
ISIN |
US67103H1077 |
|
Agenda |
933753421 - Management |
|
Record Date |
28-Feb-2013 |
|
Holding Recon Date |
28-Feb-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
06-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A |
|
ELECTION OF DIRECTOR: LARRY OREILLY |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1B |
|
ELECTION OF DIRECTOR: ROSALIE OREILLY-WOOTEN |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1C |
|
ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2 |
|
TO AMEND THE ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3 |
|
TO AMEND THE ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS OF RECORD OF NOT LESS THAN 25% OF VOTING POWER TO CALL A SPECIAL MEETING OF SHAREHOLDERS. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4 |
|
TO AMEND THE ARTICLES OF INCORPORATION TO ALLOW MINOR UPDATES TO CONFORM TO CURRENT LAWS AND CLARIFY. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5 |
|
ADVISORY VOTE ON APPROVAL OF COMPENSATION OF EXECUTIVES. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
6 |
|
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
|
Management |
|
For |
|
For |
|
BAXTER INTERNATIONAL INC.
Security |
071813109 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
BAX |
|
Meeting Date |
07-May-2013 |
|
ISIN |
US0718131099 |
|
Agenda |
933754916 - Management |
|
Record Date |
11-Mar-2013 |
|
Holding Recon Date |
11-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
06-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
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|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: THOMAS F. CHEN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: BLAKE E. DEVITT |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: JOHN D. FORSYTH |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: GAIL D. FOSLER |
|
Management |
|
For |
|
For |
|
1E. |
|
ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
AMENDMENT OF ARTICLE SIXTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GRANTING HOLDERS OF AT LEAST 25% OF OUTSTANDING COMMON STOCK THE RIGHT TO CALL A SPECIAL MEETING OF SHAREHOLDERS |
|
Management |
|
For |
|
For |
|
COLGATE-PALMOLIVE COMPANY
Security |
194162103 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
CL |
|
Meeting Date |
10-May-2013 |
|
ISIN |
US1941621039 |
|
Agenda |
933756477 - Management |
|
Record Date |
11-Mar-2013 |
|
Holding Recon Date |
11-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
09-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
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|
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|
|
|
|
|
1A |
|
ELECTION OF DIRECTOR: NIKESH ARORA |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B |
|
ELECTION OF DIRECTOR: JOHN T. CAHILL |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
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|
1C |
|
ELECTION OF DIRECTOR: IAN COOK |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D |
|
ELECTION OF DIRECTOR: HELENE D. GAYLE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E |
|
ELECTION OF DIRECTOR: ELLEN M. HANCOCK |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F |
|
ELECTION OF DIRECTOR: JOSEPH JIMENEZ |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G |
|
ELECTION OF DIRECTOR: RICHARD J. KOGAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H |
|
ELECTION OF DIRECTOR: DELANO E. LEWIS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I |
|
ELECTION OF DIRECTOR: J. PEDRO REINHARD |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J |
|
ELECTION OF DIRECTOR: STEPHEN I. SADOVE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATES INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
APPROVE THE COLGATE-PALMOLIVE COMPANY 2013 INCENTIVE COMPENSATION PLAN. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION REQUIREMENT. |
|
Shareholder |
|
Against |
|
For |
|
MARKEL CORPORATION
Security |
570535104 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
MKL |
|
Meeting Date |
13-May-2013 |
|
ISIN |
US5705351048 |
|
Agenda |
933745309 - Management |
|
Record Date |
07-Mar-2013 |
|
Holding Recon Date |
07-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
10-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: DOUGLAS C. EBY |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: STEWART M. KASEN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: ALAN I. KIRSHNER |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: LEMUEL E. LEWIS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: DARRELL D. MARTIN |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: ANTHONY F. MARKEL |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: STEVEN A. MARKEL |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: JAY M. WEINBERG |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: DEBORA J. WILSON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1K. |
|
ELECTION OF DIRECTOR: K. BRUCE CONNELL (NOMINATION IS CONTINGENT ON COMPLETION OF THE ALTERRA MERGER) |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1L. |
|
ELECTION OF DIRECTOR: MICHAEL OREILLY (NOMINATION IS CONTINGENT ON COMPLETION OF THE ALTERRA MERGER) |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
TO RATIFY THE SELECTION OF KPMG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. |
|
Management |
|
For |
|
For |
|
UNION PACIFIC CORPORATION
Security |
907818108 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
UNP |
|
Meeting Date |
16-May-2013 |
|
ISIN |
US9078181081 |
|
Agenda |
933779398 - Management |
|
Record Date |
28-Feb-2013 |
|
Holding Recon Date |
28-Feb-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
15-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: A.H. CARD, JR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: E.B. DAVIS, JR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: T.J. DONOHUE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: A.W. DUNHAM |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: J.R. HOPE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: J.J. KORALESKI |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: C.C. KRULAK |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: M.R. MCCARTHY |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: M.W. MCCONNELL |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: T.F. MCLARTY III |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1K. |
|
ELECTION OF DIRECTOR: S.R. ROGEL |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1L. |
|
ELECTION OF DIRECTOR: J.H. VILLARREAL |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1M. |
|
ELECTION OF DIRECTOR: J.R. YOUNG |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY). |
|
Management |
|
For |
|
For |
|
4. |
|
ADOPT THE UNION PACIFIC CORPORATION 2013 STOCK INCENTIVE PLAN. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
|
Shareholder |
|
Against |
|
For |
|
MONDELEZ INTL, INC
Security |
609207105 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
MDLZ |
|
Meeting Date |
21-May-2013 |
|
ISIN |
US6092071058 |
|
Agenda |
933759625 - Management |
|
Record Date |
15-Mar-2013 |
|
Holding Recon Date |
15-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
20-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
AMERICAN TOWER CORPORATION
Security |
03027X100 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
AMT |
|
Meeting Date |
21-May-2013 |
|
ISIN |
US03027X1000 |
|
Agenda |
933777457 - Management |
|
Record Date |
26-Mar-2013 |
|
Holding Recon Date |
26-Mar-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
20-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: RAYMOND P. DOLAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: RONALD M. DYKES |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: CAROLYN F. KATZ |
|
Management |
|
For |
|
For |
|
1D. |
|
ELECTION OF DIRECTOR: GUSTAVO LARA CANTU |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: JOANN A. REED |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: PAMELA D.A. REEVE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: DAVID E. SHARBUTT |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: SAMME L. THOMPSON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
TO APPROVE, ON AN ADVISORY BASIS, THE COMPANYS EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
TO APPROVE AN AMENDMENT TO THE COMPANYS AMENDED AND RESTATED BY- LAWS TO REDUCE THE OWNERSHIP THRESHOLD REQUIRED TO CALL A SPECIAL MEETING. |
|
Management |
|
For |
|
For |
|
THERMO FISHER SCIENTIFIC INC.
Security |
883556102 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
TMO |
|
Meeting Date |
22-May-2013 |
|
ISIN |
US8835561023 |
|
Agenda |
933783056 - Management |
|
Record Date |
01-Apr-2013 |
|
Holding Recon Date |
01-Apr-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
21-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: C. MARTIN HARRIS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: JUDY C. LEWENT |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: JIM P. MANZI |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: LARS R. SORENSEN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: ELAINE S. ULLIAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: MARC N. CASPER |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: NELSON J. CHAI |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: TYLER JACKS |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC 2013 STOCK INCENTIVE PLAN. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
RATIFICATION OF THE AUDIT COMMITTEES SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS INDEPENDENT AUDITORS FOR 2013. |
|
Management |
|
For |
|
For |
|
THE HOME DEPOT, INC.
Security |
437076102 |
|
Meeting Type |
Annual |
Ticker Symbol |
HD |
|
Meeting Date |
23-May-2013 |
ISIN |
US4370761029 |
|
Agenda |
933779259 - Management |
Record Date |
25-Mar-2013 |
|
Holding Recon Date |
25-Mar-2013 |
City / |
Country |
/ |
United States |
Vote Deadline Date |
22-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: F. DUANE ACKERMAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: FRANCIS S. BLAKE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: ARI BOUSBIB |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: J. FRANK BROWN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: ALBERT P. CAREY |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: ARMANDO CODINA |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: BONNIE G. HILL |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: KAREN L. KATEN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: MARK VADON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
APPROVAL OF THE MATERIAL TERMS OF OFFICER PERFORMANCE GOALS UNDER THE MANAGEMENT INCENTIVE PLAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
APPROVAL OF THE AMENDED AND RESTATED 2005 OMNIBUS STOCK INCENTIVE PLAN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
6. |
|
SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
7. |
|
SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT POLICY |
|
Shareholder |
|
Against |
|
For |
|
EXXON MOBIL CORPORATION
Security |
30231G102 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
XOM |
|
Meeting Date |
29-May-2013 |
|
ISIN |
US30231G1022 |
|
Agenda |
933791243 - Management |
|
Record Date |
04-Apr-2013 |
|
Holding Recon Date |
04-Apr-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
28-May-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1. |
|
DIRECTOR |
|
Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1 |
M.J. BOSKIN |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2 |
P. BRABECK-LETMATHE |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3 |
U.M. BURNS |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4 |
L.R. FAULKNER |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5 |
J.S. FISHMAN |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6 |
H.H. FORE |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7 |
K.C. FRAZIER |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8 |
W.W. GEORGE |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9 |
S.J. PALMISANO |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10 |
S.S REINEMUND |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
11 |
R.W. TILLERSON |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12 |
W.C. WELDON |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
13 |
E.E. WHITACRE, JR. |
|
|
|
For |
|
For |
|
2. |
|
RATIFICATION OF INDEPENDENT AUDITORS (PAGE 60) |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 61) |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
INDEPENDENT CHAIRMAN (PAGE 63) |
|
Shareholder |
|
For |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
MAJORITY VOTE FOR DIRECTORS (PAGE 64) |
|
Shareholder |
|
For |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
6. |
|
LIMIT DIRECTORSHIPS (PAGE 65) |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
7. |
|
REPORT ON LOBBYING (PAGE 66) |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
8. |
|
POLITICAL CONTRIBUTIONS POLICY (PAGE 67) |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
9. |
|
AMENDMENT OF EEO POLICY (PAGE 69) |
|
Shareholder |
|
For |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
10. |
|
REPORT ON NATURAL GAS PRODUCTION (PAGE 70) |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
11. |
|
GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) |
|
Shareholder |
|
Against |
|
For |
|
GOOGLE INC.
Security |
38259P508 |
|
Meeting Type |
Annual |
|
Ticker Symbol |
GOOG |
|
Meeting Date |
06-Jun-2013 |
|
ISIN |
US38259P5089 |
|
Agenda |
933801905 - Management |
|
Record Date |
08-Apr-2013 |
|
Holding Recon Date |
08-Apr-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
05-Jun-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1. |
|
DIRECTOR |
|
Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1 |
LARRY PAGE |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2 |
SERGEY BRIN |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3 |
ERIC E. SCHMIDT |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4 |
L. JOHN DOERR |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5 |
DIANE B. GREENE |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6 |
JOHN L. HENNESSY |
|
|
|
Withheld |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7 |
ANN MATHER |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8 |
PAUL S. OTELLINI |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9 |
K. RAM SHRIRAM |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10 |
SHIRLEY M. TILGHMAN |
|
|
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
2. |
|
THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLES INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
3. |
|
A STOCKHOLDER PROPOSAL REGARDING A REPORT ON LEAD BATTERIES IN GOOGLES SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING. |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
4. |
|
A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. |
|
Shareholder |
|
For |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
|
|
5. |
|
A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING. |
|
Shareholder |
|
Against |
|
For |
|
|
|
|
|
|
|
|
|
|
|
|
|
6. |
|
A STOCKHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING. |
|
Shareholder |
|
Against |
|
For |
|
TARGET CORPORATION
Security |
87612E106 |
|
Meeting Type |
Annual |
Ticker Symbol |
TGT |
|
Meeting Date |
12-Jun-2013 |
ISIN |
US87612E1064 |
|
Agenda |
933808163 - Management |
|
Record Date |
15-Apr-2013 |
|
Holding Recon Date |
15-Apr-2013 |
|
City / |
Country |
/ |
United States |
Vote Deadline Date |
11-Jun-2013 |
SEDOL(s) |
|
|
Quick Code |
|
|
Item |
|
Proposal |
|
Sponsor |
|
Vote |
|
For/Against
|
|
|
|
|
|
|
|
|
|
|
|
1A. |
|
ELECTION OF DIRECTOR: ROXANNE S. AUSTIN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1B. |
|
ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1C. |
|
ELECTION OF DIRECTOR: HENRIQUE DE CASTRO |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1D. |
|
ELECTION OF DIRECTOR: CALVIN DARDEN |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1E. |
|
ELECTION OF DIRECTOR: MARY N. DILLON |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1F. |
|
ELECTION OF DIRECTOR: JAMES A. JOHNSON |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1G. |
|
ELECTION OF DIRECTOR: MARY E. MINNICK |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1H. |
|
ELECTION OF DIRECTOR: ANNE M. MULCAHY |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
1I. |
|
ELECTION OF DIRECTOR: DERICA W. RICE |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1J. |
|
ELECTION OF DIRECTOR: GREGG W. STEINHAFEL |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1K. |
|
ELECTION OF DIRECTOR: JOHN G. STUMPF |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
1L. |
|
ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
2. |
|
COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
|
Management |
|
For |
|
For |
|
|
|
|
|
|
|
|
|
|
|
3. |
|
COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION (SAY-ON-PAY). |
|
Management |
|
Against |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
4. |
|
SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR AN INDEPENDENT CHAIRMAN. |
|
Shareholder |
|
For |
|
Against |
|
|
|
|
|
|
|
|
|
|
|
5. |
|
SHAREHOLDER PROPOSAL ON ELECTRONICS RECYCLING. |
|
Shareholder |
|
Against |
|
For |
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant |
The Roxbury Funds |
|
||
|
|
|||
|
|
|||
By (Signature and Title)* |
/s/ Brian C. Beh |
|
||
|
Brian C. Beh , President |
|
||
|
(principal executive officer) |
|
||
|
|
|||
Date |
August 22, 2013 |
|
||
*Print the name and title of each signing officer under his or her signature.