Current Report Filing (8-k)
October 26 2022 - 7:02AM
Edgar (US Regulatory)
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2022-10-24
2022-10-24
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
October
24, 2022
Date
of Report (Date of earliest event reported)
BALLANTYNE
STRONG, INC.
(Exact
name of registrant as specified in its charter)
| Delaware
|
|
1-13906
|
|
47-0587703
|
| (State
or other jurisdiction of |
|
(Commission
|
|
(IRS
Employer |
| incorporation
or organization) |
|
File
No.) |
|
Identification
Number) |
| 5960
Fairview Road, Suite 275 |
|
|
| Charlotte,
North Carolina |
|
28210
|
| (Address
of principal executive offices) |
|
(Zip
Code) |
(704)
994-8279
(Registrant’s
telephone number including area code)
Not Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
| |
|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
| |
|
| ☐ | Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ | Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of Each Class |
|
Trading
Symbol(s) |
|
Name
of Each Exchange on Which Registered |
| Common
Stock, $0.01 par value |
|
BTN |
|
NYSE
American |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
7.01 Regulation FD Disclosure
On
October 24, 2022, Ballantyne Strong, Inc. (the “Company”) issued a press release announcing that it will present at The ThinkEquity
Conference at the Mandarin Oriental Hotel in New York City on Wednesday, October 26, 2022 (the “Conference”). A copy of the
press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.
The
Company expects to use the presentation attached to this Current Report on Form 8-K as Exhibit 99.2 (the “Presentation”)
and incorporated herein by reference, in whole or in part, and possibly with modifications, at the Conference. The Presentation is also
available on the Company’s website, https://www.ballantynestrong.com/investors.
The
information contained in this Current Report on Form 8-K and in the Presentation is summary information that is intended to be considered
in the context of the Company’s Securities and Exchange Commission (“SEC”) filings and other public announcements that
the Company may make, by press release or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update
or revise the information contained in this report, except as required by law. Any required or voluntary updating may be made through
the filing of other reports or documents with the SEC, through press releases or through other public disclosure.
The
information presented in Item 7.01 of this Current Report on Form 8-K and Exhibits 99.1 and 99.2 shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that section, unless the Company specifically states that the information is to be considered “filed”
under the Exchange Act or specifically incorporates it by reference into a filing under the Securities Act of 1933, as amended, or the
Exchange Act.
Item
9.01. Financial Statements and Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
| |
BALLANTYNE STRONG, INC. |
| |
|
|
| Date: October 26, 2022 |
By: |
/s/ Todd R. Major |
| |
|
Todd
R. Major |
| |
|
Chief
Financial Officer |
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