Post-effective Amendment to Registration Statement (pos Am)
July 22 2021 - 6:24AM
Edgar (US Regulatory)
EXECUTION VERSION
As filed with the Securities and Exchange Commission
on July 22, 2021
Registration No. 333-29617
Registration No. 333-41397
Registration No. 333-47645
Registration No. 333-36738
Registration No. 333-52886
Registration No. 333-59702
Registration No. 333-123828
Registration No. 333-226838
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION
STATEMENT NO. 333-29617
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION
STATEMENT NO. 333-41397
POST-EFFECTIVE
AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-47645
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION
STATEMENT NO. 333-36738
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION
STATEMENT NO. 333-52886
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION
STATEMENT NO. 333-59702
POST-EFFECTIVE
AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-123828
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION
STATEMENT NO. 333-226838
UNDER THE SECURITIES ACT OF 1933
___________________________
ALEXION PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
___________________________
Delaware
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85-4136092
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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120 Seaport Boulevard
Boston, Massachusetts 02210
(Address of principal executive offices)
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David E. White
Treasurer
Alexion Pharmaceuticals, Inc.
1800 Concord Pike
Wilmington, DE 19850
(Name and address of agent for service)
(302)
886-6994
(Telephone number, including area code, of agent for service)
___________________________
With copies to:
Sebastian L. Fain
Freshfields Bruckhaus Deringer US LLP
601 Lexington Avenue, 31st Floor
New York, New York 10022
1-212-277-4000
Approximate
date of commencement of proposed sale to the public: Not applicable.
If the only securities being registered on this
Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. ¨
If any of the securities being registered on this Form are to be
offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only
in connection with dividend or interest reinvestment plans, check the following box. ¨
If this Form is filed to register additional securities for an
offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed
pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of
the earlier effective registration statement for the same offering. ¨
If this Form is a registration statement pursuant
to General Instruction I.D. or a post-effective amendment thereto that shall become effective on filing with the Commission pursuant to
Rule 462(e) under the Securities Act, check the following box. ¨
If this Form is a post-effective amendment to
a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities
pursuant to Rule 413(b) under the Securities Act, check the following box. ¨
Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company.
See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company”
and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer
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x
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Accelerated filer
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¨
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Non-accelerated filer
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¨
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Smaller reporting company
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¨
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Emerging growth company
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¨
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If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨
DEREGISTRATION OF SECURITIES
This Post-Effective Amendment (the “Post-Effective Amendment”),
filed by Alexion Pharmaceuticals, Inc., a Delaware corporation (f/k/a AstraZeneca Rare Disease Holdings Inc., f/k/a Delta Omega Sub Holdings
Inc.) (the “Registrant”) and successor in interest to Alexion Pharmaceuticals, Inc., a Delaware corporation (the “Company”),
relates to the following registration statements on Form S-3 (the “Registration Statements”) of the Company, previously
filed with the Securities and Exchange Commission (the “Commission”):
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Registration Statement on Form S-3 (Registration No. 333-29617), filed on
June 19, 1997 and amended on July 7, 1997, pertaining to the registration for resale by stockholders of the Company of 1,974,744 shares
of common stock, par value $0.0001 per share.
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Registration Statement on Form S-3 (Registration No. 333-41397), filed on
December 3, 1997, pertaining to the registration for resale by stockholders of the Company of 1,062,762 shares of common stock, par value
$0.0001 per share.
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·
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Registration Statement on Form S-3 (Registration No. 333-47645), filed on
March 10, 1998 and amended on March 17, 1998, pertaining to the registration for resale by stockholders of the Company of 960,831 shares
of common stock, par value $0.0001 per share.
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Registration Statement on Form S-3 (Registration No. 333-36738), filed on
May 10, 2000 and amended on July 18, 2000 and August 9, 2000, pertaining to the registration by the Company of 1,127,555 shares of common
stock, par value $0.0001 per share, issuable upon conversion of notes.
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Registration Statement on Form S-3 (Registration No. 333-52886), filed on
December 28, 2000, pertaining to the registration for resale by the stockholders of the Company of 151,898 shares of common stock, par
value $0.0001 per share.
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Registration Statement on Form S-3 (Registration No. 333-59702), filed on
April 27, 2001 and amended on June 28, 2001 and July 25, 2001, pertaining to the registration for resale by the stockholders of the Company
of 187,114 shares of common stock, par value $0.0001 per share.
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Registration Statement on Form S-3 (Registration No. 333-123828) filed on
April 4, 2005 and amended on May 25, 2005, pertaining to the registration for resale by the securityholders of the Company of notes, convertible
into 4,768,710 shares of common stock, par value $0.0001 per share.
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Registration Statement on Form S-3 (Registration No. 333-226838) filed on
August 14, 2018, pertaining to the registration by the Company of 8,485,736 shares of common stock, par value $0.0001 per share.
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On December 12, 2020, AstraZeneca
PLC (“AstraZeneca”), the Registrant, the Company, Delta Omega Sub Holdings Inc. 1, a direct, wholly owned subsidiary
of the Registrant (“Merger Sub I”) and Alexion Rare Disease LLC (f/k/a Delta Omega Sub Holdings LLC 2), a direct, wholly
owned subsidiary of the Registrant (“Merger Sub II”), entered into an Agreement and Plan of Merger (the “Merger
Agreement”) that provided for the acquisition of the Company by AstraZeneca. On the terms and subject to the conditions set
forth in the Merger Agreement, on July 21, 2021 (1) Merger Sub I merged with and into the Company (the “First Merger”)
with the Company surviving the First Merger as a wholly owned subsidiary of the Registrant, and (2) immediately following the effective
time of the First Merger, the Company merged with and into Merger Sub II (the “Second Merger”) with Merger Sub II surviving
the Second Merger as a direct wholly owned subsidiary of the Registrant and an indirect wholly owned subsidiary of AstraZeneca. Effective
on July 22, 2021, Merger Sub II merged with and into the Registrant, at which point the Registrant’s name was changed from AstraZeneca
Rare Disease Holdings Inc. to Alexion Pharmaceuticals, Inc. (such merger, together with the First Merger and the Second Merger, the “Mergers”).
As a result of the Mergers, any offering pursuant to the
Registration Statements has been terminated and the Registrant hereby terminates the effectiveness of the Registration Statements.
In accordance with an undertaking made by the Company in the Registration Statements to remove from registration, by means of a
post-effective amendment, any of the securities registered under each Registration Statement that remain unsold at the termination
of the offerings, the Registrant hereby removes from registration the securities registered but unsold under the Registration
Statements, if any.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, as amended, and Rule 478 thereunder, the Registrant certifies that it has
reasonable grounds to believe that it meets all of the requirements for filing this Post-Effective Amendment to the Registration Statements
and has duly caused this Post-Effective Amendment to the Registration Statements to be signed on its behalf by the undersigned, thereunto
duly authorized, in the Town of Wilmington, State of Delaware, the 22nd day of July, 2021.
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ALEXION PHARMACEUTICALS, INC.
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By:
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/s/ David E. White
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Name:
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David E. White
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Title:
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Treasurer
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