CADTU DT Asia Investments Limited - Unit (MM)

Company                    Symbol Percent Current Offer IPO Date* 
CyberArk Software Ltd.       CYBR  90%  $30.38  $16.00  24-Sep-14 
Alibaba Group Holding Ltd.   BABA  30%  $88.10  $68.00  19-Sep-14 
ProQR Therapeutics           PRQR  28%  $16.67  $13.00  18-Sep-14 
CONE Midstream Partners LP   CNNX  27%  $28.00  $22.00  25-Sep-14 
AAC Holdings Inc.             AAC  24%  $18.65  $15.00   2-Oct-14 
Smart & Final Stores Inc.     SFS  14%  $13.64  $12.00  24-Sep-14 
Yodlee Inc.                  YDLE  12%  $13.44  $12.00   3-Oct-14 
Wayfair Inc.                    W  11%  $32.18  $29.00   2-Oct-14 
Citizens Financial Group Inc. CFG   8%  $23.23  $21.50  24-Sep-14 
Israel Chemicals Ltd.         ICL   3%   $7.20   $7.00  24-Sep-14 
Vascular Biogenics Ltd.      VBLT   2%   $6.10   $6.00   1-Oct-14 
Fairmont Santrol             FMSA   0%  $16.00  $16.00   3-Oct-14 
VWR Corp.                     VWR   0%  $21.00  $21.00   2-Oct-14 
DT Asia Investments Ltd.    CADTU   0%  $10.00  $10.00   1-Oct-14 
Travelport Worldwide Ltd.    TVPT  -1%  $15.86  $16.00  25-Sep-14 
JP Energy Partners LP        JPEP  -3%  $19.50  $20.00   2-Oct-14 
AR Capital Acquisition Corp.AUMAU  -3%   $9.74  $10.00   2-Oct-14 
Dermira Inc.                 DERM  -3%  $15.55  $16.00   3-Oct-14 
Calithera Biosciences Inc.   CALA  -7%   $9.35  $10.00   2-Oct-14 
Medley Management Inc.       MDLY -10%  $16.25  $18.00  24-Sep-14 
Foamix Pharmaceuticals Ltd.  FOMX -10%   $5.39   $6.00  18-Sep-14 
Vitae Pharmaceuticals Inc.   VTAE -12%   $7.01   $8.00  24-Sep-14 
Vivint Solar Inc.            VSLR -14%  $13.75  $16.00   1-Oct-14 
Atento SA                    ATTO -15%  $12.75  $15.00   2-Oct-14 
*Date represents first day of trading