- Statement of Changes in Beneficial Ownership (4)
March 02 2010 - 9:43PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Venkatasamy KrishnaKumar
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2. Issuer Name
and
Ticker or Trading Symbol
VOXWARE INC
[
VOXW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
VICE PRESIDENT
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(Last)
(First)
(Middle)
C/O VOXWARE, INC., 300 AMERICAN METRO BLVD., SUITE 155
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/26/2010
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(Street)
HAMILTON, NJ 08619
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (right to buy)
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$5.69
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2/26/2010
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D
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35000
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(1)
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6/30/2016
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Common Stock
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35000
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(2)
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59167
(3)
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D
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Stock Option (right to buy)
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$3.27
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2/26/2010
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D
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667
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(4)
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12/28/2016
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Common Stock
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667
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(5)
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58500
(3)
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D
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Stock Option (right to buy)
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$4.80
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2/26/2010
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D
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6000
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(6)
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12/28/2016
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Common Stock
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6000
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(7)
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52500
(3)
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D
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Stock Option (right to buy)
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$6.95
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2/26/2010
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D
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16500
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(8)
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10/4/2017
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Common Stock
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16500
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(9)
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36000
(3)
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D
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Stock Option (right to buy)
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$5.15
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2/26/2010
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D
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11000
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(10)
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1/13/2018
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Common Stock
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11000
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(11)
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25000
(3)
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D
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Stock Option (right to buy)
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$1.50
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2/26/2010
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A
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30434
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(1)
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2/26/2017
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Common Stock
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30434
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(2)
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55434
(3)
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D
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Stock Option (right to buy)
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$1.50
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2/26/2010
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A
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580
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(4)
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2/26/2017
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Common Stock
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580
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(5)
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56014
(3)
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D
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Stock Option (right to buy)
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$1.50
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2/26/2010
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A
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5217
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(6)
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2/26/2017
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Common Stock
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5217
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(7)
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61231
(3)
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D
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Stock Option (right to buy)
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$1.50
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2/26/2010
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A
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14347
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(8)
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2/26/2017
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Common Stock
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14347
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(9)
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75578
(3)
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D
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Stock Option (right to buy)
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$1.50
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2/26/2010
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A
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9565
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(10)
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2/26/2017
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Common Stock
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9565
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(11)
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85143
(3)
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D
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Explanation of Responses:
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(
1)
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This option is fully vested as of June 30, 2006.
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(
2)
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On February 26, 2010, the Reporting Person disposed of an option to purchase 35,000 shares of common stock, pursuant to the
Issuer's option exchange program, in exchange for an option to purchase 30,434 shares of common stock at an exercise price
of $1.50.
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(
3)
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Includes multiple option grants and vesting schedules.
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(
4)
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This option is fully vested as of December 28, 2006.
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(
5)
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On February 26, 2010, the Reporting Person disposed of an option to purchase 667 shares of common stock, pursuant to the
Issuer's option exchange program, in exchange for an option to purchase 580 shares of common stock at an exercise price of
$1.50.
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(
6)
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This option fully vested as of December 28, 2006.
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(
7)
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On February 26, 2010, the Reporting Person disposed of an option to purchase 6,000 shares of common stock, pursuant to the
Issuer's option exchange program, in exchange for an option to purchase 5,217 shares of common stock at an exercise price of
$1.50.
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(
8)
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This option is exercisable as to 1/36th of the original number of shares at the end of each month of employment with the
Company, commencing October 4, 2007 until the third anniversary of the grant date.
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(
9)
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On February 26, 2010, the Reporting Person disposed of an option to purchase 16,500 shares of common stock, pursuant to the
Issuer's option exchange program, in exchange for an option to purchase 14,347 shares of common stock at an exercise price
of $1.50.
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(
10)
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This option is exercisable as to 1/48th of the original number of shares at the end of each month of employment with the
Company, commencing January 13, 2008 until the third anniversary of the grant date.
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(
11)
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On February 26, 2010, the Reporting Person disposed of an option to purchase 11,000 shares of common stock, pursuant to the
Issuer's option exchange program, in exchange for an option to purchase 9,565 shares of common stock at an exercise price of
$1.50.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Venkatasamy KrishnaKumar
C/O VOXWARE, INC.
300 AMERICAN METRO BLVD., SUITE 155
HAMILTON, NJ 08619
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VICE PRESIDENT
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Signatures
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/s/ Krishnakumar Vankatasamy
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3/2/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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