Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
November 25 2024 - 1:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 25 November 2024
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
EXHIBIT INDEX
|
Exhibit No.
|
Description
|
|
99.1
|
Exhibit
99.1 Announcement sent to the London Stock Exchange on 25 November
2024 —
Holding(s) in Company
|
Exhibit
99.1
25 November
2024
National Grid plc ('National
Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary
Shares
National Grid has received a notification on Form TR-1 from UBS
Group AG that its total interest in National Grid voting ordinary
shares is as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
Issuer Name
UK or Non-UK Issuer
2. Reason for Notification
|
An acquisition or disposal of voting rights; An acquisition or
disposal of financial instruments
|
3. Details of person subject to the notification
obligation
Name
|
UBS Group AG - Investment Bank & Global Wealth
Management
|
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
|
Name
|
City
of registered office
|
Country
of registered office
|
|
UBS
AG
|
London
|
United
Kingdom
|
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification
obligation
|
|
%
of voting rights attached to shares (total of 8.A)
|
%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
|
Resulting situation
on the date on which threshold was crossed or reached
|
4.802713
|
0.267859
|
5.070572
|
247750547
|
|
Position of
previous notification (if applicable)
|
0.000000
|
0.000000
|
0.000000
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
|
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
|
GB00BDR05C01
|
|
234662791
|
|
4.802713
|
|
Sub
Total 8.A
|
234662791
|
4.802713%
|
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
|
Right
to Recall of Lent shares
|
|
At any
time
|
82390
|
0.001686
|
|
Right
to Recall of Lent Depositary Receipts (US6362744095)
|
|
At any
time
|
1034285
|
0.021168
|
|
Depositary Receipts
(US6362744095)
|
|
At any
time
|
52910
|
0.001083
|
|
Call
Options
|
20/06/2025-18/12/2026
|
|
743039
|
0.015207
|
|
Sub
Total 8.B1
|
|
1912624
|
0.039144%
|
8B2. Financial Instruments with similar economic effect according
to (DTR5.3.1R.(1) (b))
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
|
Equity
Swaps
|
03/01/2025-
25/09/2029
|
|
Cash
|
9903
|
0.000203
|
|
Swaps
on Baskets
|
20/01/2025-
01/06/2027
|
|
Cash
|
10422190
|
0.213305
|
|
Put
Options
|
20/06/2025-18/12/2026
|
|
Physical
|
743039
|
0.015207
|
|
Sub
Total 8.B2
|
|
11175132
|
0.228715%
|
9. Information in relation to the person subject to the
notification obligation
|
2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
|
|
Ultimate controlling person
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Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
UBS
Group AG (Chain 1)
|
|
|
|
|
|
UBS
Group AG (Chain 1)
|
UBS
AG
|
4.802197
|
|
5.068670%
|
|
UBS
Group AG (Chain 2)
|
|
|
|
|
|
UBS
Group AG (Chain 2)
|
UBS
AG
|
4.802197
|
|
5.068670%
|
|
UBS
Group AG (Chain 2)
|
UBS
Bank (Canada)
|
|
|
|
|
UBS
Group AG (Chain 3)
|
|
|
|
|
|
UBS
Group AG (Chain 3)
|
UBS
AG
|
4.802197
|
|
5.068670%
|
|
UBS
Group AG (Chain 3)
|
UBS
Switzerland AG
|
|
|
|
|
UBS
Group AG (Chain 4)
|
|
|
|
|
|
UBS
Group AG (Chain 4)
|
UBS
AG
|
4.802197
|
|
5.068670%
|
|
UBS
Group AG (Chain 4)
|
UBS
Americas Holding LLC
|
|
|
|
|
UBS
Group AG (Chain 4)
|
UBS
Americas Inc.
|
|
|
|
|
UBS
Group AG (Chain 4)
|
UBS
Financial Services Inc.
|
|
|
|
|
UBS
Group AG (Chain 5)
|
|
|
|
|
|
UBS
Group AG (Chain 5)
|
UBS
AG
|
4.802197
|
|
5.068670%
|
|
UBS
Group AG (Chain 5)
|
UBS
Americas Holding LLC
|
|
|
|
|
UBS
Group AG (Chain 5)
|
UBS
Americas Inc.
|
|
|
|
|
UBS
Group AG (Chain 5)
|
UBS
Securities LLC
|
|
|
|
|
UBS
Group AG (Chain 6)
|
|
|
|
|
|
UBS
Group AG (Chain 6)
|
UBS
AG
|
4.802197
|
|
5.068670%
|
|
UBS
Group AG (Chain 6)
|
Credit
Suisse International
|
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
13. Place Of Completion
This notice is in compliance with National Grid's obligations under
the Disclosure and Transparency Rules.
Julian Baddeley
Group Company Secretary
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
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NATIONAL GRID
plc
|
|
|
|
|
|
|
By:
|
Beth Melges
|
|
|
|
Beth Melges
Head of Plc Governance
|
Date:
25 November
2024
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