GoldmanSachs International Form 8.5 (EPT/RI) (9247N)
October 04 2021 - 6:47AM
UK Regulatory
TIDMMRW
RNS Number : 9247N
GoldmanSachs International
04 October 2021
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation WM MORRISON SUPERMARKETS
to whose relevant securities this PLC
form relates:
Use a separate form for each offeror/offeree
----------------------------------------------
(c) Name of the party to the offer CLAYTON, DUBILIER & RICE,
with which exempt principal trader LLC AS MANAGER OF CLAYTON,
is connected: DUBILIER & RICE FUNDS
XI
----------------------------------------------
(d) Date dealing undertaken: 01 October 2021
----------------------------------------------
(e) In addition to the company in N/A
1(b) above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
----------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit per unit paid/received
security paid/received
10p ordinary Purchases 1,211,251 2.9700 GBP 2.9440 GBP
------------- ----------- --------------- ---------------
10p ordinary Sales 977,197 2.9700 GBP 2.9485 GBP
28,000 3.9963 USD 3.9963 USD
------------- ----------- --------------- ---------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short position, securities
increasing/reducing
a long/short position
10p ordinary CFD Reducing a short 21,759 2.9533 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Increasing a short 9,412 2.9561 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Increasing a short 41,807 2.9562 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Reducing a short 25,000 2.9562 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Opening a short 153,064 2.9585 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Opening a short 10,105 2.9585 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Opening a short 39,544 2.9585 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Opening a short 14,904 2.9585 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Opening a short 7,283 2.9597 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Opening a short 117,798 2.9624 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Increasing a short 37,781 2.9629 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Reducing a short 10,890 2.9685 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Reducing a short 100,000 2.9700 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Reducing a short 120 3.9963 USD
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Reducing a short 1,960 3.9963 USD
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Reducing a short 154 3.9963 USD
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Reducing a short 9,194 3.9963 USD
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Reducing a short 1,087 3.9963 USD
position
------------- ------------- ------------------------ ------------
10p ordinary CFD Reducing a short 15,485 3.9963 USD
position
------------- ------------- ------------------------ ------------
10p ordinary SWAP Opening a short 33,586 2.9574 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary SWAP Opening a short 7,765 2.9574 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary SWAP Opening a short 3,415 2.9574 GBP
position
------------- ------------- ------------------------ ------------
10p ordinary SWAP Opening a short 3,414 2.9574 GBP
position
------------- ------------- ------------------------ ------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. American, date money
security e.g. call selling, to which per unit European paid/
option varying etc. option etc. received
relates per unit
(ii) Exercise
Class of relevant Product description Exercising Number of Exercise price
security e.g. call / exercised securities per unit
option against
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per
security e.g. subscription, unit (if applicable)
conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not
be included. If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
NONE
Date of disclosure: 04 October 2021
Contact name: Paul Grainger and Kashif Rafiq
---------------------
+44(20) 7552 9835 / +44(20)
Telephone number: 7051 0547
---------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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