Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI)-Replacement of Sirius Minerals (3348G)
March 16 2020 - 12:18PM
UK Regulatory
TIDM48QN TIDMSXX
RNS Number : 3348G
Morgan Stanley & Co. Int'l plc
16 March 2020
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this Sirius Minerals plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
---------------------------------------
(d) Date dealing undertaken: 11 MARCH 2020
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader No
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit paid/received per unit paid/received
security
0.25p ordinary PURCHASES 150,785,061 0.0549 GBP 0.0548 GBP
----------- --------------- ------------------------ ------------------------
0.25p ordinary SALES 1,672,161 0.0549 GBP 0.0548 GBP
----------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per
relevant e.g. CFD e.g. opening/closing securities unit
security a long/short position,
increasing/reducing
a long/short position
0.25p ordinary CFD LONG 941,483 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 5,559,811 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 5,000,000 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 5,000,000 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 1,048,763 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 5,000,000 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 5,000,000 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 9,013,049 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 15,021,748 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 12,518,124 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 55,079,748 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 31,044,947 0.0548 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 146,644 0.0549 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 201,749 0.0549 GBP
-------------------- ------------------------ -------------------- -----------
0.25p ordinary CFD SHORT 448,577 0.0549 GBP
-------------------- ------------------------ -------------------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type e.g. Expiry Option
relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercise
Class of Product description Exercising/ Number of securities Exercise price
relevant e.g. call option exercised per unit
security against
N/A N/A N/A N/A N/A
-------------------- ------------ --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
N/A N/A N/A N/A
-------------------- -------- -----------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 16 MARCH 2020
Contact name: Craig Horsley
------------------
Telephone number: +44(141) 245 7736
------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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