Amended Annual Report (foreign Private Issuer) (40-f/a)
December 04 2014 - 8:50AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 40-F/A
(Amendment No. 1)
☐ |
REGISTRATION
STATEMENT PURSUANT TO SECTION 12 OF
THE SECURITIES EXCHANGE ACT OF 1934
|
OR
☒ |
ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31,
2013 Commission File Number 001-34984
FIRST MAJESTIC SILVER CORP.
(Exact name of registrant as specified
in its charter)
|
|
|
British Columbia, Canada |
1041 |
Not Applicable |
(Province or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
925 West Georgia Street, Suite 1805
Vancouver, British Columbia V6C 3L2, Canada
(604) 688-3033
(Address and telephone number of Registrant’s
principal executive offices)
National Registered Agents, Inc.
1090 Vermont Avenue N.W., Suite 910
Washington D.C. 20005
(202) 371-8090
(Name, address (including zip code) and
telephone number (including area code) of
agent for service in the United States) |
---------------------
Securities to be registered pursuant to Section 12(b) of
the Act:
|
|
Title of each class: |
Name of exchange on which registered: |
|
|
Common Shares, no par value |
New York Stock Exchange |
Securities registered pursuant to Section 12(g) of the Act: None
Securities for which there is a reporting obligation pursuant
to Section 15(d) of the Act: None
For annual reports, indicate by check mark the information
filed with this Form.
☒ Annual information form
☒ Audited annual financial statements
Indicate the number of outstanding shares of each of the
issuer’s classes of capital or common stock as of the close of the period covered by the annual report.
117,024,840
Indicate by check mark whether the Registrant (1) has filed
all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter
period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past
90 days.
☒ Yes ☐ No
Indicate by check mark whether the registrant has submitted
electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant
to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the
Registrant was required to submit and post such files).
☐
Yes ☐ No
EXPLANATORY NOTE
First Majestic Silver Corp. (the “Company”
or the “Registrant”) is a Canadian issuer eligible to file its annual report pursuant to Section 13 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”) on Form 40-F pursuant to the multi-jurisdictional disclosure
system of the Exchange Act. The Company is a “foreign private issuer” as defined in Rule 3b-4 under the Exchange Act.
Equity securities of the Company are accordingly exempt from Sections 14(a), 14(b), 14(c), 14(f) and 16 of the Exchange Act pursuant
to Rule 3a12-3. The Company is filing this Amendment No. 1 (this “Amendment”) to our Annual Report on Form 40-F for
the fiscal year ended December 31, 2013 (the “Original Filing”), filed with the United States Securities and Exchange
Commission (the “Commission”) on March 27, 2014. We are filing this Amendment as the Original Filing inadvertently
omitted the signature line, thus the sole purpose of this filing is to include a signed version of Exhibit 99.11, the Consent of
Deloitte LLP. Except for the matters described above, this Amendment does not modify or update our disclosures in the Original
Filing filed with the Commission.
EXHIBIT INDEX
Exhibit |
Description |
99.1. * |
Annual Information Form of the Company for the year ended December 31, 2013 |
99.2. * |
The following reports and audited consolidated financial
statements of the Company, are exhibits to and form a part of this annual report:
·
Management’s Responsibility for Financial Reporting;
·
Reports of Independent Registered Public Accounting Firm;
·
Consolidated Statements of (Loss) Earnings for the years ended December 31, 2013 and 2012;
·
Consolidated Statements of Comprehensive (Loss) Income for the years ended December 31, 2013 and 2012;
·
Consolidated Statements of Cash Flows for the years ended December 31, 2013 and 2012;
·
Consolidated Statements of Financial Position as at December 31, 2013, and December 31, 2012;
·
Consolidated Statements of Changes in Equity for the years ended December 31, 2013 and 2012;
·
Notes to the consolidated financial statements for the years ended December 31, 2013 and 2012. |
99.3. * |
Management’s Discussion and Analysis for the year and fourth quarter ended December 31, 2013 |
99.4. * |
CEO Certification pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
99.5. * |
CFO Certification pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
99.6. * |
CEO Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
99.7. * |
CFO Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
99.8. * |
Consent of Leonel Lopez, Principal Geologist of Runge Pincock Minarco |
99.9. * |
Consent of Richard Addison, Principal Process Engineer of Runge Pincock Minarco. |
99.10. * |
Consent of Ramon Davila, Ing., Chief Operating Officer of First Majestic Silver Corp. |
99.11. |
Consent of Deloitte LLP, Independent Registered Public Accounting Firm |
* Previously filed.
SIGNATURES
Pursuant to the requirements of the Exchange Act, the Registrant
certifies that it meets all of the requirements for filing on Form 40-F and has duly caused this annual report to be signed on
its behalf by the undersigned, thereto duly authorized.
Date: December 3, 2014
FIRST MAJESTIC SILVER CORP.
By: /s/ Raymond Polman
Raymond Polman
Chief Financial Officer
Exhibit 99.11
CONSENT OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
We consent to the use of our reports dated February 25, 2014 relating
to the consolidated financial statements of First Majestic Silver Corp. and subsidiaries (“First Majestic”) and the
effectiveness of First Majestic’s internal control over financial reporting appearing in the Annual Report on Form 40-F of
First Majestic for the year ended December 31, 2013 as filed on March 27, 2014.
Chartered Accountants
Vancouver, Canada
March 27, 2014
First Majestic Silver (NYSE:AG)
Historical Stock Chart
From Aug 2024 to Sep 2024
First Majestic Silver (NYSE:AG)
Historical Stock Chart
From Sep 2023 to Sep 2024