Authorized Participants Record:
1 |
a. Full Name |
CITADEL SECURITIES LLC |
b. SEC file number |
008-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
GOLDMAN SACHS & CO. LLC |
b. SEC file number |
008-00129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
VIRTU AMERICAS LLC |
b. SEC file number |
008-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
CANTOR FITZGERALD & CO. |
b. SEC file number |
008-00201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,969,937.91 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
MERRILL LYNCH PROFESSIONAL CLEARING CORP. |
b. SEC file number |
008-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,334,813.76 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,146,853.46 |
Authorized Participants Record:
6 |
a. Full Name |
J.P. MORGAN SECURITIES LLC |
b. SEC file number |
008-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
4,779,519.38 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
008-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
BofA Securities Inc. |
b. SEC file number |
008-69787 |
c. CRD number |
000283942 |
d. LEI, if any |
549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
RBC Capital Markets LLC |
b. SEC file number |
008-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
008-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
008-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
008-00422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
CITADEL SECURITIES LLC |
b. SEC file number |
008-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,055,251.78 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
CANTOR FITZGERALD & CO. |
b. SEC file number |
008-00201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
VIRTU AMERICAS LLC |
b. SEC file number |
008-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
64,404,192.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
4,145,306.99 |
Authorized Participants Record:
4 |
a. Full Name |
MERRILL LYNCH PROFESSIONAL CLEARING CORP. |
b. SEC file number |
008-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
7,501,262.09 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
10,046,576.32 |
Authorized Participants Record:
5 |
a. Full Name |
J.P. MORGAN SECURITIES LLC |
b. SEC file number |
008-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
GOLDMAN SACHS & CO. LLC |
b. SEC file number |
008-00129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
BofA Securities Inc. |
b. SEC file number |
008-69787 |
c. CRD number |
000283942 |
d. LEI, if any |
549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
008-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
008-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
008-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
008-00422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
RBC Capital Markets LLC |
b. SEC file number |
008-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
MERRILL LYNCH PROFESSIONAL CLEARING CORP. |
b. SEC file number |
008-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
21,995,262.29 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
39,896,089.31 |
Authorized Participants Record:
2 |
a. Full Name |
CANTOR FITZGERALD & CO. |
b. SEC file number |
008-00201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
969,723.93 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
CITADEL SECURITIES LLC |
b. SEC file number |
008-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
J.P. MORGAN SECURITIES LLC |
b. SEC file number |
008-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
GOLDMAN SACHS & CO. LLC |
b. SEC file number |
008-00129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
876,940.4 |
Authorized Participants Record:
6 |
a. Full Name |
VIRTU AMERICAS LLC |
b. SEC file number |
008-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
157,089,275.72 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
8,317,478.03 |
Authorized Participants Record:
7 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
008-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
008-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
008-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
BofA Securities Inc. |
b. SEC file number |
008-69787 |
c. CRD number |
000283942 |
d. LEI, if any |
549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
RBC Capital Markets LLC |
b. SEC file number |
008-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
008-00422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |