UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

   

FORM 10-Q/A

   

(Mark One)

x

Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

For the quarterly period ended March 31, 2013.

or

 

¨

Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

For the transition period from                 to                     .

Commission file number 001-35854

   

Independent Bank Group, Inc.

(Exact name of registrant as specified in its charter)

   

 

Texas

   

13-4219346

(State or other jurisdiction of

incorporation or organization)

   

(I.R.S. Employer

Identification No.)

   

   

   

1600 Redbud Boulevard, Suite 400

McKinney, Texas

   

75069-3257

(Address of principal executive offices)

   

(Zip Code)

(972) 562-9004

(Registrant’s telephone number, including area code)

Not applicable

(Former name, former address and former fiscal year, if changed since last report)

   

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or such shorter periods that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ¨ No x

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. Check One:

   

 

Large accelerated filer

   

¨

      

Accelerated filer

   

¨

   

   

   

   

Non-accelerated filer

   

x

      

Smaller reporting company

   

¨

Indicate by a check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x

Applicable Only to Corporate Issuers

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practical date.

Common Stock, $0.01 Par Value – 12,062,027 shares as of May 15, 2013.

      

   

   

   

   

   

   

   

EXPLANATORY NOTE

This 10- Q/A, amending the Form 10-Q of Independent Bank Group, Inc. for the quarter ended March 31, 2013 and filed with the SEC on May 15, 2013, is filed solely for the purpose of filing its XBRL interactive files as exhibits to the 10-Q for the quarter ended March 31, 2013, which interactive files had not been filed with the 10-Q as originally filed in reliance on Rule 405(a)(2)(ii) of Regulation S-T.

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

   

Item 6. Exhibits

The following documents are filed as exhibits to this Quarterly Report on Form 10-Q:

   

 

   

   

Exhibit 3.1

   

Amended and Restated Certificate of Formation of Independent Bank Group, Inc., which is incorporated herein by reference to Exhibit 3.1 to Registration Statement on Form S-1 of Independent Bank Group, Inc. filed with the SEC on February 27, 2013.

   

   

Exhibit 3.2

   

Certificate of Amendment to Amended and Restated Certificate of Formation of Independent Bank Group, Inc., which is incorporated herein by reference to Exhibit 3.3 to Amendment No. 2 to Registration Statement on Form S-1 of Independent Bank Group, Inc. filed with the SEC on April 1, 2013.

   

   

Exhibit 3.3

   

Amended and Restated Bylaws of Independent Bank Group, Inc., which are incorporated herein by reference to Exhibit 3.2 to Amendment No. 1 to Registration Statement on Form S-1 of Independent Bank Group, Inc. filed with the SEC on March 18, 2013.

   

   

Exhibit 10.1

   

S-Corporation Revocation, Tax Allocation and Indemnification Agreements which is incorporated herein by reference to Exhibit 10.1 to Form 10-Q of Independent Bank Group, Inc. filed with the SEC on May 15, 2013.

   

   

Exhibit 10.2

   

Indemnification Agreements for Directors and Officers which is incorporated herein by reference to Exhibit 10.2 to form 10-Q of Independent Bank Group, Inc. filed with the SEC on May 15, 2013.

   

   

Exhibit 10.3

   

2013 Equity Incentive Plan, with form of Restricted Stock Agreement, which is incorporated herein by reference to Exhibit 3.1 to Registration Statement on Form S-1 of Independent Bank Group, Inc. filed with the SEC on February 27, 2013.

   

   

   

   

   

Exhibit 31.1*

   

Chief Executive Officer Section 302 Certification

   

   

Exhibit 31.2*

   

Chief Financial Officer Section 302 Certification

   

   

Exhibit 32.1**

   

Chief Executive Officer Section 906 Certification

   

   

Exhibit 32.2**

   

Chief Financial Officer Section 906 Certification

   

   

Exhibit 101.INS *

   

XBRL Instance Document

   

   

Exhibit 101.SCH *

   

XBRL Taxonomy Extension Schema Document

   

   

Exhibit 101.CAL *

   

XBRL Taxonomy Extension Calculation Linkbase Document

   

   

Exhibit 101.DEF *

   

XBRL Taxonomy Extension Definition Linkbase Document

   

   

Exhibit 101.LAB *

   

XBRL Taxonomy Extension Label Linkbase Document

   

   

Exhibit 101.PRE *

   

XBRL Taxonomy Extension Presentation Linkbase Document

 

*

Filed herewith as an Exhibit.

 

**

Furnished herewith as an Exhibit.

   

   

   

   

   

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

   

 

   

   

Independent Bank Group, Inc.

   

   

   

Date: June 12, 2013

   

By: /s/ David R. Brooks

   

   

   

   

   

David R. Brooks

   

   

Chairman and Chief Executive Officer

   

 

Date: June 12, 2013

   

By: /s/ Michelle S. Hickox

   

   

   

   

   

Michelle S. Hickox

   

   

Executive Vice President

   

   

Chief Financial Officer

   

Independent Bank (NASDAQ:IBTX)
Historical Stock Chart
From May 2024 to Jun 2024 Click Here for more Independent Bank Charts.
Independent Bank (NASDAQ:IBTX)
Historical Stock Chart
From Jun 2023 to Jun 2024 Click Here for more Independent Bank Charts.