0001828376false00018283762023-11-152023-11-15

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 15, 2023

WILLIAM PENN BANCORPORATION

(Exact Name of Registrant as Specified in Its Charter)

Maryland

001-40255

85-3898797

(State or other jurisdiction of

(Commission

(IRS Employer

incorporation or organization)

File Number)

Identification No.)

10 Canal Street, Suite 104, Bristol, Pennsylvania 19007

(Address of principal executive offices) (Zip Code)

(267) 540-8500

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading symbol(s)

Name of each exchange on which registered

Common Stock, par value $0.01 per share

WMPN

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company []

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. []

Item 5.07Submission of Matters to a Vote of Security Holders

The annual meeting of the stockholders of William Penn Bancorporation (the “Company”) was held on November 15, 2023. The final results for each of the matters submitted to a vote of stockholders at the annual meeting are as follows:

1.The following individuals were elected as directors, each for three year terms, by the following vote:

FOR

WITHHELD

Glenn Davis

5,816,578

 

247,666

Kenneth J. Stephon

5,878,643

185,601

There were 2,505,850 broker non-votes on the proposal.

2.The appointment of S.R. Snodgrass, P.C. as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2024 was ratified by the stockholders by the following vote:

FOR

AGAINST

ABSTAIN

8,277,802

 

215,247

 

77,045

There were no broker non-votes on the proposal.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

3

WILLIAM PENN BANCORPORATION

Date: November 15, 2023

By:

/s/ Kenneth J. Stephon

Kenneth J. Stephon

Chairman, President and Chief Executive Officer

v3.23.3
Document and Entity Information
Nov. 15, 2023
Cover [Abstract]  
Document Type 8-K
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Document Period End Date Nov. 15, 2023
Securities Act File Number 001-40255
Entity Registrant Name WILLIAM PENN BANCORPORATION
Entity Incorporation, State or Country Code MD
Entity Tax Identification Number 85-3898797
Entity Address, State or Province PA
Entity Address, Address Line One 10 Canal Street
Entity Address, Address Line Two Suite 104
Entity Address, City or Town Bristol
Entity Address, Postal Zip Code 19007
City Area Code 267
Local Phone Number 540-8500
Title of 12(b) Security Common Stock, par value $0.01 per share
Trading Symbol WMPN
Security Exchange Name NASDAQ
Entity Emerging Growth Company true
Entity Ex Transition Period false
Entity Central Index Key 0001828376
Amendment Flag false
v3.23.3
N-2
Nov. 15, 2023
Cover [Abstract]  
Entity Central Index Key 0001828376
Amendment Flag false
Securities Act File Number 001-40255
Document Type 8-K
Entity Registrant Name WILLIAM PENN BANCORPORATION
Entity Address, Address Line One 10 Canal Street
Entity Address, Address Line Two Suite 104
Entity Address, City or Town Bristol
Entity Address, State or Province PA
Entity Address, Postal Zip Code 19007
City Area Code 267
Local Phone Number 540-8500
Entity Emerging Growth Company true
Entity Ex Transition Period false

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