Form 8-K - Current report
July 10 2023 - 8:30AM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): July 10, 2023
CĪON
Investment Corporation
(Exact Name of Registrant as Specified
in Charter)
Maryland |
|
000-54755 |
|
45-3058280 |
(State
or Other Jurisdiction of Incorporation) |
|
(Commission
File Number) |
|
(I.R.S.
Employer Identification No.) |
|
100 Park Avenue, 25th Floor
New York, New York 10017 |
|
|
(Address of Principal Executive Offices) |
|
|
(212)
418-4700 |
|
|
(Registrant’s
telephone number, including area code) |
|
|
Not
applicable |
|
|
(Former
name or former address, if changed since last report) |
|
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered
pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
symbol(s) |
|
Name
of each exchange on which registered |
Common stock, par value $0.001 per share |
|
CION |
|
The New York Stock Exchange |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 2.02. Results of Operations and Financial
Condition.
On July 10,
2023, CĪON Investment Corporation (“CION”) issued a press release announcing that it will (i) report its
financial results for the second quarter ended June 30, 2023 on Wednesday, August 9, 2023, prior to the opening
of the financial markets, and (ii) discuss those financial results in an earnings conference call at 11 a.m. Eastern Time that same
day. A copy of the press release announcing the foregoing is attached hereto as Exhibit 99.1.
The
information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being “furnished” and shall not be deemed “filed”
by CION for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that Section, and shall not be deemed incorporated by reference into any filing under the Securities Act
of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01.
Financial Statements and Exhibits.
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
|
CĪON Investment Corporation
|
Date: |
July 10, 2023 |
By: /s/ Michael A. Reisner |
|
|
Co-Chief Executive Officer |
EXHIBIT LIST
EXHIBIT
NUMBER |
|
DESCRIPTION |
Exhibit 99.1
CION INVESTMENT CORPORATION SCHEDULES 2023 SECOND
QUARTER EARNINGS RELEASE AND CONFERENCE CALL
Call Scheduled for 11:00 a.m. ET on Wednesday,
August 9, 2023
FOR IMMEDIATE RELEASE
----------------------------
NEW YORK, NY (July 10, 2023) – CION
Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the second quarter
ended June 30, 2023 on Wednesday, August 9, 2023, prior to the opening of the financial markets. CION will discuss those results in an
earnings conference call at 11:00 a.m. ET that same day.
Participant Dial-in Numbers:
Domestic (Toll-Free): 877-484-6065
International (Toll): +1 201-689-8846
All participants are asked to dial in approximately
10 minutes before start time. An accompanying slide presentation will be available in PDF format in the Investor Resources – Events
and Presentations section of CION’s website at www.cionbdc.com after issuance of the earnings release.
Webcast:
To register for the webcast, please use the following
link: CION Investment Corporation 2023 Second Quarter Conference Call
Those who are unable to attend the live conference
call may access the recording at the above webcast link, which will be made available shortly after the conclusion of the call.
ABOUT CION INVESTMENT CORPORATION
CION Investment Corporation is a leading publicly
listed business development company that had approximately $1.9 billion in assets as of March 31, 2023. CION seeks to generate current
income and, to a lesser extent, capital appreciation for investors by focusing primarily on senior secured loans to U.S. middle-market
companies. CION is advised by CION Investment Management, LLC, a registered investment adviser and an affiliate of CION. For more information,
please visit www.cionbdc.com.
OTHER INFORMATION
The information in this press release is summary
information only and should be read in conjunction with CION’s Current Report on Form 8-K, which CION filed with
the SEC on July 10, 2023, as well as CION’s other reports filed with the SEC. A copy of CION’s Current Report on Form 8-K
and CION’s other reports filed with the SEC can be found on CION’s website at www.cionbdc.com and
the SEC’s website at www.sec.gov.
CONTACTS
Media
Susan Armstrong
sarmstrong@cioninvestments.com
Investor Relations
1-800-343-3736
Analysts and Institutional Investors
James Carbonara
Hayden IR
(646)-755-7412
James@haydenir.com
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