UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
UBIQUITI INC.
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| State of Delaware | | 001-35300 | | |
| (State of Incorporation) | | (Commission File Number) | | |
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| 685 Third Avenue, 27th Floor, New York, NY | | 10017 |
| (Address of Principal Executive Offices) | | (Zip Code) |
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| Hartley Nisenbaum | | (646) 780-7958 |
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies.
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| ⌧ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023. |
Section 1 – Conflict Minerals Disclosure
Items 1.01 and 1.02 Conflict Minerals Disclosure and Report, Exhibit
Conflict Minerals Disclosure
A copy of the Conflict Minerals Report for the reporting period January 1, 2023 to December 31, 2023 of Ubiquiti Inc. (“Company”) is provided as Exhibit 1.01 hereto and is publicly available at the “Investors – Company– Corporate Governance” page of the Company’s website, https://ir.ui.com/company/corporate-governance.
Section 3 – Exhibits
Item 3.01 Exhibits
Safe Harbor for Forward-Looking Statements
Certain statements in this Form SD and the Conflict Minerals Report attached as an Exhibit hereto are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Statements other than statements of historical fact including words such as “look”, “will”, “anticipate”, “believe”, “estimate”, “expect”, “forecast”, “consider” and “plan” and statements in the future tense are forward-looking statements. These statements that could be deemed forward-looking statements include statements regarding the development and implementation of our internal plans and processes and any statements or assumptions underlying any of the foregoing.
Forward-looking statements are subject to certain risks and uncertainties that could cause our actual future results to differ materially, or cause a material adverse impact on our results. Given these uncertainties, you should not place undue reliance on these forward-looking statements. Also, forward-looking statements represent our management’s beliefs and assumptions only as of the date made. We do not undertake any obligation to update information contained herein. You should review our SEC filings carefully and with the understanding that our actual future results may be materially different from what we expect.
Documents Incorporated by Reference
No documents, third-party materials or references to websites (including, but not limited to, our website) are incorporated by reference in, or considered to be a part of, the Form SD or the Conflict Minerals Report attached as an Exhibit hereto, unless expressly incorporated by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Ubiquiti Inc.
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| By: | /s/ Hartley Nisenbaum | | Date: May 29, 2024 |
| | Hartley Nisenbaum | | |
| | General Counsel and Corporate Secretary | | |
EXHIBIT INDEX
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| Exhibit | | |
| Number | | Description |
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Exhibit 1.01
Ubiquiti Inc.
Conflict Minerals Report
This Conflict Minerals Report (“Report”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2023 to December 31, 2023. The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule requires SEC registrants to determine whether “conflict minerals” are necessary to the functionality or production of products they manufacture or contract to manufacture. “Conflict Minerals” are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives (tin, tantalum, and tungsten).
Based upon a reasonable country of origin inquiry (“RCOI”), if the SEC registrant knows that any of its necessary Conflict Minerals originated from sources in the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”) and are not from recycled or scrap sources, or has reason to believe that its necessary Conflict Minerals may have originated in the Covered Countries and has reason to believe that they may not be from recycled or scrap sources, the SEC registrant must exercise due diligence on the source of the Conflict Minerals and chain of custody, conforming to a nationally or internationally recognized due diligence framework.
1. Introduction
1.1 Company and Product Overview
This Report has been prepared by the management of Ubiquiti Inc. (the “Company,” “we,” “us,” or “our”), with respect to the Company and its subsidiaries and consolidated entities.
We develop technology platforms for high-capacity distributed Internet access, unified information technology, and consumer electronics for professional, home and personal use.
We retain contract manufacturers to manufacture, control the quality of and ship our products. While components and supplies are generally available from a variety of sources, we and our contract manufacturers currently depend on a single or limited number of suppliers for several components for our products. As a downstream company, we rely on our contract manufacturers and component suppliers (collectively, the “Product Suppliers”) to provide information on the origins of Conflict Minerals necessary to the functionality or production of our products. We have no business relationship with any of the smelters or refiners involved in producing Conflict Minerals or with any of their respective suppliers.
1.2 Reasonable Country of Origin Inquiry
We conducted an analysis of our products and found that Conflict Minerals (tin, tantalum, tungsten, and gold regardless of country of origin) are necessary to the functionality or production of certain of the products that we contract to manufacture. Therefore, we are subject to the reporting obligations of the Rule.
To perform our RCOI, we surveyed our Product Suppliers. In the survey, we asked the Product Suppliers (a) whether the products they supply to us (or their components) contained Conflict Minerals, and (b) if they did, to provide information regarding the source of Conflict Minerals contained in those products and components. We relied on our Product Suppliers to provide us with information about the source of Conflict Minerals contained in the products and components they supplied to us.
Due to the complexity of our supply chain, it is time consuming and difficult to verify the origin of all of the Conflict Minerals in our products. Although we have been able to achieve a significant level of transparency as a result of our supply chain due diligence processes, we have been unable to determine the origin of all of the Conflict Minerals used in our products with absolute certainty.
1.3 Conflict Minerals Policy
We have adopted the following Conflict Minerals Policy:
As directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the U.S. Securities and Exchange Commission has adopted rules requiring publicly traded companies to disclose whether the products they manufacture or contract to manufacture contain “Conflict Minerals” that are “necessary to the functionality or production” of those products. The definition of “Conflict Minerals” refers to gold, as well as tin, tantalum and tungsten (which are derivatives of cassiterite, columbite-tantalite, and wolframite), regardless of where they are sourced, processed or sold. The U.S. Secretary of State may designate other minerals in the future. The rules are intended to help curtail the violence and human rights violations connected with the mining of Conflict Minerals from locations in the Democratic Republic of the Congo and adjoining countries (the “Conflict Region”). We support these requirements to further the humanitarian goals of ending human rights violations associated with the mining of Conflict Minerals and ending violent conflict in the Conflict Region that may be financed by the exploitation and trade of Conflict Minerals. Like many other companies, Ubiquiti does not directly purchase minerals from smelters or other mineral processors, and is several layers removed from these processors within the supply chain. However, we are committed to taking steps to determine that products we receive from our suppliers are responsibly sourced.
2. Due Diligence Process
2.1 Design of Due Diligence
We designed our due diligence program to conform, in all material respects, with the framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”), 2nd Edition.
2.2 Management Systems
2.2.1 Company Policy
As described above, we have adopted and publicly communicated a Conflict Minerals Policy.
2.2.2 Internal Team
We have established procedures for identifying the use of Conflict Minerals in our products and have established a team responsible for implementing our Conflict Minerals compliance strategies.
2.2.3 Supplier Engagement
As part of our RCOI and our Conflict Minerals Policy, we have engaged with our Product Suppliers to collect information and raise awareness of our expectations relating to Conflict Minerals.
2.2.4 Escalation Procedure
We have escalation mechanisms whereby persons can report violations of the Company’s policies, relating to Conflict Minerals and otherwise.
2.2.5 Maintain Records
Our due diligence process involves the compilation and maintenance of relevant materials in electronic and hard-copy records.
2.3 Identify and Assess Risk in the Supply Chain
We evaluated survey responses from our Product Suppliers and followed up to clarify or amplify their responses as necessary. We are continuing to follow-up on these responses.
Due to the complexity of our supply chain, it is time consuming and difficult to verify the origin of all of the necessary Conflict Minerals in our products. As a downstream purchaser of Conflict Minerals, or components containing Conflict Minerals, our diligence processes are based (by necessity) upon seeking data from our Product Suppliers, with those suppliers seeking similar information within their supply chains to identify the original sources of Conflict Minerals. Accordingly, we rely on information collected and provided by third parties. In some cases, this information may be inaccurate or incomplete. We hope to further develop transparency with respect to such items. Nonetheless, our diligence procedures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of such Conflict Minerals.
2.4 Design and Implement a Strategy to Respond to Risks
Based on our evaluation of the supplier responses described above, we plan to further develop and implement our risk management plan involving, among other things: (a) evaluating the Conflict Minerals used in our products; (b) identifying relevant risks in our supply chain; and (c) taking appropriate responses to such risks.
3. Due Diligence Results
3.1 Due Diligence Process
We requested that some of our largest contract manufacturers, which provided products that represented over 90% of our revenues in 2023, to complete the template (the “RMI Template”) provided by the Responsible Minerals Initiative (“RMI”). We requested several other larger Product Suppliers to also complete the RMI Template and conducted a survey of the remaining Product Suppliers via a written questionnaire about the use of Conflict Minerals in products (or components) that they supply to us, their Conflict Minerals program, and their suppliers’ use and sourcing of Conflict Minerals. We contacted non-responsive Product Suppliers, requesting their responses, and we provided Product Suppliers with feedback on responses containing incomplete information and encouraged them to resubmit a valid response.
3.2 Survey Responses and Due Diligence Results
We received survey responses from almost all of our Product Suppliers. In addition, as a downstream purchaser, our diligence processes depend upon our Product Suppliers seeking data within their supply chains to identify the original sources of Conflict Minerals, and some of our Product Suppliers have advised us that they did not receive responses to their requests for due diligence information from all of their suppliers. Moreover, there are other factors that could affect the accuracy of our due diligence results, including but not limited to, incomplete supplier data or unavailable smelter data, gaps in supplier education and knowledge, language barriers and translation, lack of timeliness of data, errors or omissions by suppliers or their smelters in responding to information requests, and incomplete information from industry or other third party-sources.
Based on the data provided by our Product Suppliers, we concluded that we are unable to determine the country of origin of all of the Conflict Minerals in our supply chain during the reporting period, whether the Conflict Minerals came from recycled or scrap sources, the facilities used to process them, or their mine or location of origin. Some of the facilities that we believe may have been used to process the Conflict Minerals in our supply chain are discussed below.
This Conflict Minerals Report has been filed with the SEC and is available at the “Investors – Company– Corporate Governance” page of the Company’s website, https://ir.ui.com/company/corporate-governance.
3.3 Description of Facilities used to Process Conflict Minerals
The RMI Template that we distributed to the Product Suppliers noted in Section 3.1 above requests that such Product Suppliers provide information on the smelters and refiners that they or the vendors in their supply chains use to process the Conflict Minerals. We relied on responses from such Product Suppliers in order to determine the facilities used to process the Conflict Minerals used in our products. Certain Product Suppliers responded that they were unable to provide all smelter and refiner information at this time and we are continuing to follow up on these responses. Many of the responses that we received provided information at the supplier level, which is not sufficient to tie with the products supplied to us back to the smelters and refiners in our supply chain. In summary, the responses from our Product Suppliers identified 353 smelters and refiners as potential sources of Conflict Minerals that were reported to be in our supply chain, of which 229 have been or are in the process of being verified by RMI (see Schedule). As to the remainder of the smelters and refiners identified by our Product Suppliers that are not verified by RMI, we are unable to determine the mines of origin of the Conflict Minerals sourced from such smelters and refiners.
Safe Harbor for Forward-Looking Statements
Certain statements in this Conflict Minerals Report are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Statements other than statements of historical fact including words such as “look”, “will”, “anticipate”, “believe”, “estimate”, “expect”, “forecast”, “consider” and “plan” and statements in the future tense are forward-looking statements. These statements that could be deemed forward-looking statements include statements regarding the development and implementation of our internal plans and processes and any statements or assumptions underlying any of the foregoing.
Forward-looking statements are subject to certain risks and uncertainties that could cause our actual future results to differ materially or cause a material adverse impact on our results. Given these uncertainties, you should not place undue reliance on these forward-looking statements. Also, forward-looking statements represent our management’s beliefs and assumptions only as of the date made. We do not undertake any obligation to update information contained herein. You should review our SEC filings carefully and with the understanding that our actual future results may be materially different from what we expect.
Documents Incorporated by Reference
No documents, third-party materials or references to websites (including, but not limited to, our website) are incorporated by reference in, or considered to be a part, of this Conflict Minerals Report, unless expressly incorporated by reference.
SCHEDULE
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| Mineral | Responsible Minerals Assurance Process (“RMAP”) Conformant Smelter or Refiner Name1 | RMAP Identification Number | Smelter or Refiner Country Location |
| Gold | Aida Chemical Industries Co., Ltd. | CID000019 | JAPAN |
| Gold | Agosi AG | CID000035 | GERMANY |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 | UZBEKISTAN |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | CID000058 | BRAZIL |
| Gold | Argor-Heraeus S.A. | CID000077 | SWITZERLAND |
| Gold | Asahi Pretec Corp. | CID000082 | JAPAN |
| Gold | Asaka Riken Co., Ltd. | CID000090 | JAPAN |
| Gold | Aurubis AG | CID000113 | GERMANY |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 | PHILIPPINES |
| Gold | Boliden AB | CID000157 | SWEDEN |
| Gold | C. Hafner GmbH + Co. KG | CID000176 | GERMANY |
| Gold | CCR Refinery - Glencore Canada Corporation | CID000185 | CANADA |
| Gold | Chimet S.p.A. | CID000233 | ITALY |
| Gold | Chugai Mining | CID000264 | JAPAN |
| Gold | DSC (Do Sung Corporation) | CID000359 | KOREA, REPUBLIC OF |
| Gold | Dowa | CID000401 | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. East Plant | CID000425 | JAPAN |
| Gold | LT Metal Ltd. | CID000689 | KOREA, REPUBLIC OF |
1 The Gold, Tungsten, Tin, and Tantalum smelters and refiners are RMAP Conformant as of May 17, 2024 according to RMI’s website.
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| Gold | Heimerle + Meule GmbH | CID000694 | GERMANY |
| Gold | Heraeus Metals Hong Kong Ltd. | CID000707 | CHINA |
| Gold | Heraeus Germany GmbH Co. KG | CID000711 | GERMANY |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 | CHINA |
| Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 | JAPAN |
| Gold | Istanbul Gold Refinery | CID000814 | TURKEY |
| Gold | Japan Mint | CID000823 | JAPAN |
| Gold | Jiangxi Copper Co., Ltd. | CID000855 | CHINA |
| Gold | Asahi Refining USA Inc. | CID000920 | UNITED STATES OF AMERICA |
| Gold | Asahi Refining Canada Ltd. | CID000924 | CANADA |
| Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 | JAPAN |
| Gold | Kazzinc | CID000957 | KAZAKHSTAN |
| Gold | Kennecott Utah Copper LLC | CID000969 | UNITED STATES OF AMERICA |
| Gold | Kojima Chemicals Co., Ltd. | CID000981 | JAPAN |
| Gold | MKS PAMP SA | CID001352 | SWITZERLAND |
| Gold | PT Aneka Tambang (Persero) Tbk | CID001397 | INDONESIA |
| Gold | PX Precinox S.A. | CID001498 | SWITZERLAND |
| Gold | Rand Refinery (Pty) Ltd. | CID001512 | SOUTH AFRICA |
| Gold | Royal Canadian Mint | CID001534 | CANADA |
| Gold | SEMPSA Joyeria Plateria S.A. | CID001585 | SPAIN |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 | CHINA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 | CHINA |
| Gold | Solar Applied Materials Technology Corp. | CID001761 | TAIWAN |
| Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 | JAPAN |
| | | | | | | | | | | |
| Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 | JAPAN |
| Gold | Shandong Gold Smelting Co., Ltd. | CID001916 | CHINA |
| Gold | Tokuriki Honten Co., Ltd. | CID001938 | JAPAN |
| Gold | Torecom | CID001955 | KOREA, REPUBLIC OF |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | CID001980 | BELGIUM |
| Gold | United Precious Metal Refining, Inc. | CID001993 | UNITED STATES OF AMERICA |
| Gold | Valcambi S.A. | CID002003 | SWITZERLAND |
| Gold | Western Australian Mint (T/a The Perth Mint) | CID002030 | AUSTRALIA |
| Gold | Yamakin Co., Ltd. | CID002100 | JAPAN |
| Gold | Yokohama Metal Co., Ltd. | CID002129 | JAPAN |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | CHINA |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CID002243 | CHINA |
| Gold | SAFINA A.S. | CID002290 | CZECHIA |
| Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 | INDIA |
| Gold | KGHM Polska Miedz Spolka Akcyjna | CID002511 | POLAND |
| Gold | T.C.A S.p.A | CID002580 | ITALY |
| Gold | REMONDIS PMR B.V. | CID002582 | NETHERLANDS |
| Gold | Korea Zinc Co., Ltd. | CID002605 | KOREA, REPUBLIC OF |
| Gold | TOO Tau-Ken-Altyn | CID002615 | KAZAKHSTAN |
| Gold | Abington Reldan Metals, LLC | CID002708 | UNITED STATES OF AMERICA |
| Gold | L'Orfebre S.A. | CID002762 | ANDORRA |
| Gold | Italpreziosi | CID002765 | ITALY |
| Gold | WIELAND Edelmetalle GmbH | CID002778 | GERMANY |
| | | | | | | | | | | |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 | AUSTRIA |
| Gold | SungEel HiMetal Co., Ltd. | CID002918 | KOREA, REPUBLIC OF |
| Gold | Planta Recuperadora de Metales SpA | CID002919 | CHILE |
| Gold | NH Recytech Company | CID003189 | KOREA, REPUBLIC OF |
| Gold | Eco-System Recycling Co., Ltd. North Plant | CID003424 | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. West Plant | CID003425 | JAPAN |
| Gold | LS-NIKKO Copper Inc. | CID001078 | KOREA, REPUBLIC OF |
| Gold | Materion | CID001113 | UNITED STATES OF AMERICA |
| Gold | Matsuda Sangyo Co., Ltd. | CID001119 | JAPAN |
| Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 | CHINA |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 | CHINA |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 | SINGAPORE |
| Gold | Metalor Technologies S.A. | CID001153 | SWITZERLAND |
| Gold | Metalor USA Refining Corporation | CID001157 | UNITED STATES OF AMERICA |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | CID001161 | MEXICO |
| Gold | Mitsubishi Materials Corporation | CID001188 | JAPAN |
| Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 | JAPAN |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | CID001220 | TURKEY |
| Gold | Navoi Mining and Metallurgical Combinat | CID001236 | UZBEKISTAN |
| Gold | Nihon Material Co., Ltd. | CID001259 | JAPAN |
| Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 | JAPAN |
| Gold | Metal Concentrators SA (Pty) Ltd. | CID003575 | SOUTH AFRICA |
| Gold | WEEEREFINING | CID003615 | FRANCE |
| | | | | | | | | | | |
| Gold | Gold by Gold Colombia | CID003641 | COLOMBIA |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 | CHINA |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CID000291 | CHINA |
| Tantalum | F&X Electro-Materials Ltd. | CID000460 | CHINA |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CID000616 | CHINA |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | CHINA |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 | CHINA |
| Tantalum | AMG Brasil | CID001076 | BRAZIL |
| Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 | INDIA |
| Tantalum | Mineracao Taboca S.A. | CID001175 | BRAZIL |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | CID001192 | JAPAN |
| Tantalum | NPM Silmet AS | CID001200 | ESTONIA |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | CHINA |
| Tantalum | QuantumClean | CID001508 | UNITED STATES OF AMERICA |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CID001522 | CHINA |
| Tantalum | Taki Chemical Co., Ltd. | CID001869 | JAPAN |
| Tantalum | Telex Metals | CID001891 | UNITED STATES OF AMERICA |
| Tantalum | Ulba Metallurgical Plant JSC | CID001969 | KAZAKHSTAN |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | CHINA |
| Tantalum | D Block Metals, LLC | CID002504 | UNITED STATES OF AMERICA |
| Tantalum | FIR Metals & Resource Ltd. | CID002505 | CHINA |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 | CHINA |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CID002508 | CHINA |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 | CHINA |
| | | | | | | | | | | |
| Tantalum | KEMET de Mexico | CID002539 | MEXICO |
| Tantalum | TANIOBIS Co., Ltd. | CID002544 | THAILAND |
| Tantalum | TANIOBIS GmbH | CID002545 | GERMANY |
| Tantalum | QSIL Metals Hermsdorf GmbH | CID002547 | GERMANY |
| Tantalum | Materion Newton Inc. | CID002548 | UNITED STATES OF AMERICA |
| Tantalum | TANIOBIS Japan Co., Ltd. | CID002549 | JAPAN |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | CID002550 | GERMANY |
| Tantalum | Global Advanced Metals Boyertown | CID002557 | UNITED STATES OF AMERICA |
| Tantalum | Global Advanced Metals Aizu | CID002558 | JAPAN |
| Tantalum | Resind Industria e Comercio Ltda. | CID002707 | BRAZIL |
| Tantalum | Jiangxi Tuohong New Raw Material | CID002842 | CHINA |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CID003583 | CHINA |
| Tantalum | PowerX Ltd. | CID004054 | RWANDA |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 | CHINA |
| Tin | Alpha | CID000292 | UNITED STATES OF AMERICA |
| Tin | PT Aries Kencana Sejahtera | CID000309 | INDONESIA |
| Tin | PT Premium Tin Indonesia | CID000313 | INDONESIA |
| Tin | Dowa | CID000402 | JAPAN |
| Tin | EM Vinto | CID000438 | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | Estanho de Rondonia S.A. | CID000448 | BRAZIL |
| Tin | Fenix Metals | CID000468 | POLAND |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 | CHINA |
| Tin | China Tin Group Co., Ltd. | CID001070 | CHINA |
| Tin | Malaysia Smelting Corporation (MSC) | CID001105 | MALAYSIA |
| | | | | | | | | | | |
| Tin | Metallic Resources, Inc. | CID001142 | UNITED STATES OF AMERICA |
| Tin | Mineracao Taboca S.A. | CID001173 | BRAZIL |
| Tin | Minsur | CID001182 | PERU |
| Tin | Mitsubishi Materials Corporation | CID001191 | JAPAN |
| Tin | Jiangxi New Nanshan Technology Ltd. | CID001231 | CHINA |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | THAILAND |
| Tin | Operaciones Metalurgicas S.A. | CID001337 | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | PT Artha Cipta Langgeng | CID001399 | INDONESIA |
| Tin | PT Babel Inti Perkasa | CID001402 | INDONESIA |
| Tin | PT Babel Surya Alam Lestari | CID001406 | INDONESIA |
| Tin | PT Belitung Industri Sejahtera | CID001421 | INDONESIA |
| Tin | PT Bukit Timah | CID001428 | INDONESIA |
| Tin | PT Mitra Stania Prima | CID001453 | INDONESIA |
| Tin | PT Prima Timah Utama | CID001458 | INDONESIA |
| Tin | PT Refined Bangka Tin | CID001460 | INDONESIA |
| Tin | PT Sariwiguna Binasentosa | CID001463 | INDONESIA |
| Tin | PT Stanindo Inti Perkasa | CID001468 | INDONESIA |
| Tin | PT Timah Tbk Kundur | CID001477 | INDONESIA |
| Tin | PT Timah Tbk Mentok | CID001482 | INDONESIA |
| Tin | PT Timah Nusantara | CID001486 | INDONESIA |
| Tin | PT Tinindo Inter Nusa | CID001490 | INDONESIA |
| Tin | PT Tommy Utama | CID001493 | INDONESIA |
| Tin | Rui Da Hung | CID001539 | TAIWAN |
| Tin | Soft Metais Ltda. | CID001758 | BRAZIL |
| | | | | | | | | | | |
| Tin | Thaisarco | CID001898 | THAILAND |
| Tin | White Solder Metalurgia e Mineracao Ltda. | CID002036 | BRAZIL |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 | CHINA |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CID002180 | CHINA |
| Tin | CV Venus Inti Perkasa | CID002455 | INDONESIA |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 | BRAZIL |
| Tin | PT ATD Makmur Mandiri Jaya | CID002503 | INDONESIA |
| Tin | O.M. Manufacturing Philippines, Inc. | CID002517 | PHILIPPINES |
| Tin | CV Ayi Jaya | CID002570 | INDONESIA |
| Tin | PT Rajehan Ariq | CID002593 | INDONESIA |
| Tin | PT Cipta Persada Mulia | CID002696 | INDONESIA |
| Tin | Resind Industria e Comercio Ltda. | CID002706 | BRAZIL |
| Tin | Super Ligas | CID002756 | BRAZIL |
| Tin | Aurubis Beerse | CID002773 | BELGIUM |
| Tin | Aurubis Berango | CID002774 | SPAIN |
| Tin | PT Bangka Prima Tin | CID002776 | INDONESIA |
| Tin | PT Sukses Inti Makmur | CID002816 | INDONESIA |
| Tin | PT Menara Cipta Mulia | CID002835 | INDONESIA |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 | CHINA |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 | CHINA |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CID003190 | CHINA |
| Tin | PT Bangka Serumpun | CID003205 | INDONESIA |
| Tin | Tin Technology & Refining | CID003325 | UNITED STATES OF AMERICA |
| Tin | PT Rajawali Rimba Perkasa | CID003381 | INDONESIA |
| | | | | | | | | | | |
| Tin | Luna Smelter, Ltd. | CID003387 | RWANDA |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CID003397 | CHINA |
| Tin | PT Mitra Sukses Globalindo | CID003449 | INDONESIA |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | CID003486 | BRAZIL |
| Tin | CRM Synergies | CID003524 | SPAIN |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | CID003582 | BRAZIL |
| Tin | DS Myanmar | CID003831 | MYANMAR |
| Tin | PT Putera Sarana Shakti (PT PSS) | CID003868 | INDONESIA |
| Tin | Mining Minerals Resources SARL | CID004065 | CONGO, DEMOCRATIC REPUBLIC OF THE |
| Tungsten | A.L.M.T. Corp. | CID000004 | JAPAN |
| Tungsten | Kennametal Huntsville | CID000105 | UNITED STATES OF AMERICA |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | CHINA |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 | CHINA |
| Tungsten | Global Tungsten & Powders Corp. | CID000568 | UNITED STATES OF AMERICA |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CID000766 | CHINA |
| Tungsten | Japan New Metals Co., Ltd. | CID000825 | JAPAN |
| Tungsten | Kennametal Fallon | CID000966 | UNITED STATES OF AMERICA |
| Tungsten | Wolfram Bergbau und Hutten AG | CID002044 | AUSTRIA |
| Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 | CHINA |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 | CHINA |
| | | | | | | | | | | |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 | CHINA |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | CHINA |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | CHINA |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 | VIETNAM |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CID002513 | CHINA |
| Tungsten | H.C. Starck Tungsten GmbH | CID002541 | GERMANY |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | CID002542 | GERMANY |
| Tungsten | Masan High-Tech Materials | CID002543 | VIETNAM |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 | CHINA |
| Tungsten | Niagara Refining LLC | CID002589 | UNITED STATES OF AMERICA |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CID002641 | CHINA |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | CID002827 | PHILIPPINES |
| Tungsten | Lianyou Metals Co., Ltd. | CID003407 | TAIWAN |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CID003417 | CHINA |
| Tungsten | Cronimet Brasil Ltda | CID003468 | BRAZIL |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CID003609 | CHINA |
| Tungsten | Tungsten Vietnam Joint Stock Company | CID003993 | VIETNAM |
| | | | | | | | | | | |
| Mineral | RMAP Active Smelter or Refiner Name2 | RMAP Identification Number | Smelter or Refiner Country Location |
| Gold | Advanced Chemical Company | CID000015 | UNITED STATES OF AMERICA |
| Gold | Bangalore Refinery | CID002863 | INDIA |
| Tin | PT Bangka Tin Industry | CID001419 | INDONESIA |
| Tin | Precious Minerals and Smelting Limited | CID003409 | INDIA |
2 The Gold, Tungsten, and Tin smelters and refiners are RMAP Active as of May 17, 2024 according to RMI’s website.
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