Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
March 04 2024 - 8:00AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
REPORT
OF FOREIGN PRIVATE ISSUER
PURSUANT
TO RULE 13a-16 OR 15d-163
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For
the month of March 2024
Alterity
Therapeutics Limited
(Name
of Registrant)
Level 14, 350 Collins Street,
Melbourne, Victoria 3000 Australia
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
This
Form 6-K is being incorporated by reference into our Registration Statement on Form S-8 (Files No. 333-251073, 333-248980
and 333-228671) and our
Registration Statements on Form F-3 (Files No. 333-274816, 333-251647, 333-231417
and 333-250076)
ALTERITY
THERAPEUTICS LIMITED
(a
development stage enterprise)
The
following exhibits are submitted:
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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Alterity Therapeutics Limited |
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By: |
/s/ Geoffrey P. Kempler |
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Geoffrey P. Kempler |
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Chairman |
Date:
March 4, 2024
2
Exhibit 99.1
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Appendix 2A - Application for quotation of securities |
Entity name
ALTERITY THERAPEUTICS LIMITED
Announcement Type
New announcement
Date
of this announcement
Monday March 04, 2024
The +securities to be quoted are:
+Securities issued as part of a transaction or transactions
previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
ASX +security code | |
Security description | |
Number of +securities to be quoted | |
Issue date |
ATH | |
ORDINARY FULLY PAID | |
855,263,158 | |
04/03/2024 |
Refer
to next page for full details of the announcement
Appendix 2A - Application for quotation of securities | 1 / 6 |
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Appendix 2A - Application for quotation of securities |
Part
1 - Entity and announcement details |
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1.1 Name of entity
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) apply for +quotation of
the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered Number Type |
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Registration Number |
ABN |
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37080699065
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1.3 ASX issuer code
ATH
1.4 The announcement is
New
announcement
1.5 Date of this announcement
4/3/2024
Appendix 2A - Application for quotation of securities | 2 / 6 |
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Appendix 2A - Application for quotation of securities |
2.1 The +securities to be quoted are:
+Securities issued as part of a transaction or transactions
previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
Announcement Date and Time |
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Announcement Title |
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Selected Appendix 3B to
submit quotation request |
23-Feb-2024 10:18 |
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New - Proposed issue of securities - ATH |
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A placement or other type of issue |
2.3a.2 Are there any further issues of +securities
yet to take place to complete the transaction(s) referred to in the Appendix 3B?
No
Appendix 2A - Application for quotation of securities | 3 / 6 |
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Appendix 2A - Application for quotation of securities |
Part 3A - number and type of +securities to be quoted where
issue has previously been notified to ASX in an Appendix 3B |
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Placement Details
ASX +security code and description
ATH : ORDINARY FULLY PAID
Issue date
4/3/2024
Distribution Schedule
Provide a distribution schedule for the new +securities
according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities
held by the recipients in each category.
Number
of +securities held | |
Number
of holders | |
Total
percentage of +securities held
For example, to enter a value of 50%
please input as
50.00 | |
1 - 1,000 | |
| |
| | % |
1,001
- 5,000 | |
| |
| | % |
5,001
- 10,000 | |
| |
| | % |
10,001
- 100,000 | |
| |
| | % |
100,001
and over | |
| |
| | % |
Appendix 2A - Application for quotation of securities | 4 / 6 |
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Appendix 2A - Application for quotation of securities |
Issue details
Number of +securities to be quoted
855,263,158
Are the +securities being issued for a cash consideration?
Yes
In what currency is the cash consideration being paid? |
|
What is the issue price per +security? |
AUD - Australian Dollar |
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AUD 0.00380000 |
Any
other information the entity wishes to provide about the +securities to be quoted
Issue of shares under placement announced 23 Feb 2024 |
Appendix 2A - Application for quotation of securities | 5 / 6 |
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Appendix 2A - Application for quotation of securities |
Part 4 - Issued capital following quotation |
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Following the quotation of the +securities the
subject of this application, the issued capital of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically
generated and may not reflect the entity’s current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently
with ASX for processing.
4.1 Quoted
+securities (total number of each +class of +securities quoted on ASX following the +quotation of the + securities subject of
this application)
ASX +security code and description | |
Total number of +securities on issue | |
ATH : ORDINARY FULLY PAID | |
| 5,238,017,899 | |
ATHO : OPTION EXPIRING 31-AUG-2026 | |
| 647,618,953 | |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description | |
Total
number of +securities on issue | |
ATHAAI : OPTION EXPIRING 31-AUG-2024 EX $0.007 | |
| 1,942,857,123 | |
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 | |
| 19,250,000 | |
ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07 | |
| 12,000,000 | |
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 | |
| 11,900,000 | |
ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 | |
| 35,000,000 | |
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105 | |
| 8,000,000 | |
ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 | |
| 91,392,720 | |
Appendix 2A - Application for quotation of securities | 6 / 6 |
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