0001725872 false 0001725872 2023-01-23 2023-01-23 0001725872 us-gaap:CommonStockMember 2023-01-23 2023-01-23 0001725872 BMTX:WarrantsToPurchaseCommonStockMember 2023-01-23 2023-01-23 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): January 23, 2023

  

BM TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

  

Delaware   001-38633   82-3410369
(State or other jurisdiction
of incorporation)		   (Commission File Number)   (IRS Employer
Identification No.)

 

201 King of Prussia Road, Suite 650

Wayne, PA 19087

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code: (877) 327-9515

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock   BMTX   NYSE American LLC
Warrants to purchase Common Stock   BMTX.W   NYSE American LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

 

Resignation of Chief Operating Officer

 

Reference is made to the employment agreement dated January 4, 2021, between the Company and Robert Diegel (the “Employment Agreement”) filed as Exhibit 10.9 to the Company’s Current Report on Form 8-K filed with the Commission on January 8, 2021, pursuant to which Mr. Diegel was employed as the Company’s Chief Operating Officer.

On January 23, 2023, Mr. Diegel provided the Company with written notice that he was terminating the Employment Agreement effective as of March 9, 2023.

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  BM Technologies, Inc.
   
Dated: January 27, 2023  By: /s/ Luvleen Sidhu
    Luvleen Sidhu
    Chief Executive Officer

 

 

2

 

 

BM Technologies (AMEX:BMTX)
Historical Stock Chart
From Nov 2024 to Dec 2024 Click Here for more BM Technologies Charts.
BM Technologies (AMEX:BMTX)
Historical Stock Chart
From Dec 2023 to Dec 2024 Click Here for more BM Technologies Charts.