Caledonia Mining Corporation Plc: Notifications of relevant change to significant shareholder
November 21 2024 - 2:00AM
Caledonia Mining Corporation Plc ("Caledonia" or "the Company")
(NYSE AMERICAN: CMCL; AIM: CMCL; VFEX: CMCL) announces that it
received notification on each of November 19, 2024 and November 20,
2024 from BlackRock, Inc. that on November 18, 2024 and November
19, 2024 respectively it had crossed a threshold for notification
of a relevant change (as defined by the AIM Rules for Companies).
A copy of each notification is below.
Enquiries:
Caledonia Mining Corporation PlcMark
LearmonthCamilla Horsfall |
Tel: +44 1534 679 800Tel: +44 7817 841 793 |
|
|
Cavendish Capital Markets
Limited (Nomad and Joint Broker)Adrian Hadden Pearl
Kellie |
Tel: +44 207 397 1965Tel: +44 131
220 9775 |
|
|
Panmure Liberum (Joint
Broker)Scott Mathieson/Matt Hogg |
Tel: +44 20 3100 2000 |
|
|
Camarco, Financial PR
(UK)Gordon PooleJulia TilleyElfie Kent |
Tel: +44 20 3757 4980 |
|
|
3PPB (Financial PR, North
America)Patrick ChidleyPaul Durham |
Tel: +1 917 991 7701Tel: +1 203
940 2538 |
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|
Curate Public Relations
(Zimbabwe)Debra Tatenda |
Tel: +263 77802131 |
|
|
IH Securities (Private)
Limited (VFEX Sponsor - Zimbabwe)Lloyd Mlotshwa |
Tel: +263 (242) 745
119/33/39 |
TR-1: Standard form for notification of
major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format if
possible) i |
|
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attached
ii: |
CALEDONIA MINING CORPORATION PLC |
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an “X” if appropriate) |
Non-UK issuer |
X |
2. Reason for the notification (please mark the
appropriate box or boxes with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify) iii: |
|
3. Details of person subject to the notification
obligation iv |
Name |
BlackRock, Inc. |
City and country of registered office (if applicable) |
Wilmington, DE, USA |
4. Full name of shareholder(s) (if different from
3.) v |
Name |
|
City and country of registered office (if applicable) |
|
5. Date on which the threshold was crossed or
reached vi: |
18/11/2024 |
6. Date on which issuer notified
(DD/MM/YYYY): |
19/11/2024 |
7. Total positions of person(s) subject to the notification
obligation |
|
% of voting rightsattached to shares(total of 8. A) |
% of voting rightsthrough financialinstruments (total of 8.B 1 +
8.B 2) |
Total of both in %(8.A + 8.B) |
Total number ofvoting rights heldin issuer (8.A +8.B) vii |
Resulting situation on the date on which threshold was crossed or
reached |
4.74% |
0.25% |
5.00% |
960,786 |
Position of previous notification (if applicable) |
4.74% |
0.25% |
4.99% |
|
8. Notified details of the resulting situation on the date
on which the threshold was crossed or reached viii |
A: Voting rights attached to shares |
Class/type of sharesISIN code (if possible) |
Number of voting rights ix |
% of voting rights |
Direct(DTR5.1) |
Indirect (DTR5.2.1) |
Direct(DTR5.1) |
Indirect(DTR5.2.1) |
JE00BF0XVB15 |
|
911,596 |
|
4.74% |
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A |
911,596 |
4.74% |
|
B 1: Financial Instruments according to DTR5.3.1R (1)
(a) |
Type of financial instrument |
Expiration date x |
Exercise/ Conversion Period xi |
Number of voting rightsthat may be acquired ifthe
instrument is exercised/converted. |
% of voting rights |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1 |
|
|
|
B 2: Financial Instruments with similar economic effect
according to DTR5.3.1R (1) (b) |
Type of financialinstrument |
Expiration date x |
Exercise/ ConversionPeriod xi |
Physical orcash Settlement
xii |
Number ofvoting rights |
% of voting rights |
CFD |
N/A |
N/A |
Cash |
49,190 |
0.25% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2 |
49,190 |
0.25% |
9. Information in relation to the person subject to the
notification obligation (please mark the applicable box
with an “X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer xiii |
|
Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary) xiv |
X |
Name xv |
% of voting rights ifit equals or is higherthan the
notifiable threshold |
% of voting rightsthrough financialinstruments if itequals
or is higherthan the notifiablethreshold |
Total of both if itequals or is higherthan the
notifiablethreshold |
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Finance, Inc. |
|
|
|
Trident Merger, LLC |
|
|
|
BlackRock Investment Management, LLC |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Finance, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Holdco 4, LLC |
|
|
|
BlackRock Holdco 6, LLC |
|
|
|
BlackRock Delaware Holdings Inc. |
|
|
|
BlackRock Institutional Trust Company, National Association |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Finance, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Holdco 4, LLC |
|
|
|
BlackRock Holdco 6, LLC |
|
|
|
BlackRock Delaware Holdings Inc. |
|
|
|
BlackRock Fund Advisors |
3.150% |
0.000% |
3.150% |
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Finance, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Finance, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Capital Holdings, Inc. |
|
|
|
BlackRock Advisors, LLC |
|
|
|
|
|
|
|
|
10. In case of proxy voting, please identify: |
Name of the proxy holder |
|
The number and % of voting rights held |
|
The date until which the voting rights will be held |
|
|
11. Additional information xvi |
BlackRock Regulatory Threshold Reporting TeamJana
Blumenstein020 7743 3650 |
Place of completion |
12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
Date of completion |
19 November 2024 |
TR-1: Standard form for notification of
major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format if
possible) i |
|
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attached
ii: |
CALEDONIA MINING CORPORATION PLC |
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an “X” if appropriate) |
Non-UK issuer |
X |
2. Reason for the notification (please mark the
appropriate box or boxes with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify) iii: |
|
3. Details of person subject to the notification
obligation iv |
Name |
BlackRock, Inc. |
City and country of registered office (if applicable) |
Wilmington, DE, USA |
4. Full name of shareholder(s) (if different from
3.) v |
Name |
|
City and country of registered office (if applicable) |
|
5. Date on which the threshold was crossed or
reached vi: |
19/11/2024 |
6. Date on which issuer notified
(DD/MM/YYYY): |
20/11/2024 |
7. Total positions of person(s) subject to the notification
obligation |
|
% of voting rightsattached to shares(total of 8. A) |
% of voting rightsthrough financialinstruments(total of 8.B 1 + 8.B
2) |
Total of both in %(8.A + 8.B) |
Total number ofvoting rights heldin issuer (8.A +8.B) vii |
Resulting situation on the date on which threshold was crossed or
reached |
4.72% |
0.25% |
4.98% |
957,680 |
Position of previous notification (if applicable) |
4.74% |
0.25% |
5.00% |
|
8. Notified details of the resulting situation on the date
on which the threshold was crossed or reached viii |
A: Voting rights attached to shares |
Class/type of sharesISIN code (if possible) |
Number of voting rights ix |
% of voting rights |
Direct(DTR5.1) |
Indirect (DTR5.2.1) |
Direct(DTR5.1) |
Indirect(DTR5.2.1) |
JE00BF0XVB15 |
|
908,490 |
|
4.72% |
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A |
908,490 |
4.72% |
|
B 1: Financial Instruments according to DTR5.3.1R (1)
(a) |
Type of financial instrument |
Expiration date x |
Exercise/ Conversion Period xi |
Number of voting rightsthat may be acquired ifthe
instrument isexercised/converted. |
% of voting rights |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1 |
|
|
|
B 2: Financial Instruments with similar economic effect
according to DTR5.3.1R (1) (b) |
Type of financialinstrument |
Expiration date x |
Exercise/ ConversionPeriod xi |
Physical orcashSettlement
xii |
Number
ofvoting rights |
% of voting rights |
CFD |
N/A |
N/A |
Cash |
49,190 |
0.25% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2 |
49,190 |
0.25% |
9. Information in relation to the person subject to the
notification obligation (please mark the applicable box
with an “X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer xiii |
|
Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary) xiv |
X |
Name xv |
% of voting rights ifit equals or is higherthan the
notifiablethreshold |
% of voting rightsthrough financialinstruments if itequals
or is higherthan the notifiablethreshold |
Total of both if itequals or is higherthan the
notifiablethreshold |
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Finance, Inc. |
|
|
|
Trident Merger, LLC |
|
|
|
BlackRock Investment Management, LLC |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Finance, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Holdco 4, LLC |
|
|
|
BlackRock Holdco 6, LLC |
|
|
|
BlackRock Delaware Holdings Inc. |
|
|
|
BlackRock Institutional Trust Company, National Association |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Finance, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Holdco 4, LLC |
|
|
|
BlackRock Holdco 6, LLC |
|
|
|
BlackRock Delaware Holdings Inc. |
|
|
|
BlackRock Fund Advisors |
3.140% |
0.000% |
3.140% |
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Finance, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Finance, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Capital Holdings, Inc. |
|
|
|
BlackRock Advisors, LLC |
|
|
|
|
|
|
|
|
10. In case of proxy voting, please identify: |
Name of the proxy holder |
|
The number and % of voting rights held |
|
The date until which the voting rights will be held |
|
|
11. Additional information xvi |
BlackRock Regulatory Threshold Reporting Team Jana
Blumenstein 020 7743 3650 |
Place of completion |
12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
Date of completion |
20 November 2024 |
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