Current Report Filing (8-k)
October 13 2021 - 6:02AM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D. C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report
October 8, 2021
ESPEY
MFG & ELECTRONICS CORP.
(Exact name of registrant as specified
in its charter)
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New York
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001-04383
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14-1387171
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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233 Ballston Avenue, Saratoga Springs, New York 12866
(Address of principal executive offices)
(518) 584-4100
(Registrant’s telephone number, including area code)
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Not Applicable
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(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act
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Title of each class
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Trading
Symbol
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Name
of each exchange on which registered
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Common Stock $.33-1/3 par value
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ESP
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NYSE American
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Common Stock Purchase Rights
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True
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NYSE American
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Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02. Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
The Employment Agreement with President and Chief
Executive Officer, Patrick T. Enright, Jr., effective as of February 1, 2018, has been amended.
The Amendment provides for an extension of the
employment term through January 31, 2024.
Item 9.01. Financial Statements and Exhibits.
Exhibit 10.16a First Amendment to Employment Agreement dated January 16, 2018 with Patrick Enright, Jr.
Exhibit 104 Cover Page Interactive Data File (embedded within the
Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: October 12, 2021
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ESPEY MFG. & ELECTRONICS CORP.
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By:
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/s/ David O’Neil
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David O’Neil
Principal Financial Officer and Executive Vice President
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Espey Manufacturing and ... (AMEX:ESP)
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