- Securities Registration (section 12(b)) (8-A12B)
October 27 2008 - 11:13AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
FIRST TRUST EXCHANGE-TRADED AlphaDEX(R) FUND
(Exact name of registrant as specified in its charter)
MASSACHUSETTS 20-5538411
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(State of Incorporation or Organization) (I.R.S. Employer Identification Nos.)
120 East Liberty Drive, Wheaton, Illinois 60187
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(Address of Principal Executive Offices) (Zip Code)
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If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A. (c), check the following box.
[X]
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A. (d), check the following box.
[ ]
Securities Act registration statement file number to which this form relates:
333-140895.
Securities to be registered pursuant to Section 12(b) of the Act:
TITLE OF EACH CLASS NAME OF EACH EXCHANGE ON WHICH
TO BE SO REGISTERED EACH CLASS IS TO BE REGISTERED
Common Shares of Beneficial Interest,
$.01 par value per share, of
First Trust Technology AlphaDEX(R) Fund NYSE Arca, Inc.
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Securities to be registered pursuant to Section 12(g) of the Act:
NONE
(Title of Class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED
The securities to be registered hereunder are common shares of
beneficial interest, $.01 par value per share (the "Shares"), of First Trust
Technology AlphaDEX(R) Fund, a series of the First Trust Exchange-Traded
AlphaDEX(R) Fund (the "Registrant"). An application for listing of the Shares
has been filed with NYSE Arca, Inc. A description of the Shares is contained in
the Prospectus, which is a part of the Post-Effective Amendment No. 1 to the
Registration Statement on Form N-1A (Registration Nos. 333-140895 and
811-22019), filed with the Securities and Exchange Commission on November 19,
2007. Such description is incorporated by reference herein.
ITEM 2. EXHIBITS
Pursuant to the "Instruction as to Exhibits" of Form 8-A, no exhibits
are filed herewith or incorporated by reference.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the Registrant has duly caused this amendment to the registration
statement to be signed on its behalf by the undersigned, thereto duly
authorized.
FIRST TRUST EXCHANGE-TRADED
AlphaDEX(R) FUND
By: /s/ W. Scott Jardine
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W. Scott Jardine, Secretary
October 27, 2008
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