- Post-Effective Amendment to Registration Statement (POS AM)
December 29 2010 - 1:20PM
Edgar (US Regulatory)
Registration No. 333-137788
As filed with the Securities and Exchange Commission on December 29, 2010
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
POST EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF
1933
GAINSCO, INC.
(Exact name of registrant as specified in its charter)
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Texas
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75-1617013
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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3333 Lee Parkway, Suite 1200
Dallas, Texas 75219
(Address of principal executive offices) (Zip Code)
John S.
Daniels, Esq.
General Counsel
GAINSCO, INC.
3333 Lee Parkway, Suite 1200
Dallas, Texas 75219
(972) 692-4301
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Approximate
Date of Commencement of Proposed Sale to the Public:
This post-effective amendment deregisters all of the securities that remain unsold under the registration statement as of the date hereof.
If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check
the following box.
¨
If any of the securities being registered on
this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box.
¨
If this Form is filed to register additional securities for an offering pursuant
to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.
¨
If this Form is a post-effective amendment filed pursuant to
Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same
offering.
¨
If this Form is a registration statement pursuant to
General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following
box.
¨
If this Form is a post-effective amendment to a
registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box.
¨
EXPLANATORY NOTE
On October 4, 2006, GAINSCO, INC., a Texas corporation (the Company), filed a Registration Statement on Form S-3
(Registration No. 333-13778) (the Registration Statement), which registered 4,535,000 rights to purchase its common stock and 4,535,000 shares of its common stock issuable upon exercise of non-transferable rights. The registrant has
terminated the primary offering by the Company of the rights and common shares. The purpose of this Post-Effective Amendment No. 1 to the Registration Statement is to deregister and remove from registration such rights and shares previously
registered on the Registration Statement that have not been sold as of the date hereof.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly
caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Dallas, State of Texas, on December 29, 2010.
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GAINSCO, INC.
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By:
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** /s/ Glenn W. Anderson
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Glenn W. Anderson
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President and Chief Executive Officer
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Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the
capacities and on the dates included:
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Name
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Title
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Date
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**/s/ Robert W. Stallings
Robert W. Stallings
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Chairman of the Board
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December 29, 2010
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** /s/ Glenn W. Anderson
Glenn W. Anderson
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President, Chief Executive Officer and Director
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December 29, 2010
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/s/ Daniel J. Coots
Daniel J. Coots
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Senior Vice President, Chief Financial Officer and Chief Accounting Officer
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December 29, 2010
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** /s/ Joel C. Puckett
Joel C. Puckett
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Director
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December 29, 2010
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** /s/ Robert J. Boulware
Robert J. Boulware
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Director
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December 29, 2010
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** /s/ John C. Goff
John C. Goff
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Director
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December 29, 2010
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** /s/ John H. Williams
John H. Williams
** By:
Daniel J. Coots
Attorney-in-fact
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Director
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December 29, 2010
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