Galaxy Energy Corp - Amended Current report filing (8-K/A)
March 19 2008 - 8:59AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K/A
Amendment
No. 2
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported)
February 7, 2008
GALAXY
ENERGY CORPORATION
(Exact
name of registrant as specified in its charter)
Colorado
(State
or other jurisdiction of incorporation)
|
1-32682
(Commission
File
Number)
|
98-0347827
(IRS
Employer
Identification
No.)
|
1331
– 17th Street, Suite 1050, Denver, Colorado 80202
(Address
of principal executive
offices) (Zip
Code)
Registrant’s
telephone number, including area code
(303) 293-2300
Not
applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
[
] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[
] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[
] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[
] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Explanatory
Note:
This Amendment No. 2 to Form 8-K is being filed
to disclose the registrant’s receipt of an additional notice from
AMEX. The disclosure set forth in Item 3.01 replaces the previous
disclosure.
Item
3.01
|
Notice
of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing
|
On
March 17, 2008, Galaxy Energy Corporation received a notice from the American
Stock Exchange (“AMEX”) staff notifying Galaxy of its failure to comply with
Sections 134 and 1101 of the Company Guide due to Galaxy’s failure to file its
annual report on Form 10-K for the fiscal year ended November 30,
2007.
On
February 7, 2008, Galaxy received a notice from the AMEX staff indicating that
Galaxy no longer complied with the exchange’s continued listing standards of the
AMEX Company Guide, and that Galaxy’s common stock was subject to being delisted
from the exchange. Galaxy no longer satisfies Sections 1003(a)(i),
1003(a)(ii), 1003(a)(iii), and 1003(a)(iv) of the AMEX Company
Guide.
On
February 13, 2008, Galaxy filed a request for a hearing to appeal the
determination of the AMEX staff. The hearing has been scheduled
for April 8, 2008. No assurances can be given that the appeal
will be successful.
Item
9.01 Financial
Statements and Exhibits
Regulation
S-K
Number
|
Document
|
|
|
99.1
|
Press
release issued March 19, 2008 as to AMEX
notification
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
GALAXY
ENERGY CORPORATION
|
March
19, 2008
|
By:
/s/ Christopher
S.
Hardesty
|
|
Christopher S.
Hardesty
Chief Financial
Officer
|
EXHIBIT
INDEX
Regulation
S-K
Number
|
Document
|
|
|
99.1
|
Press
release issued March 19, 2008 as to AMEX
notification
|
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