GSI Group Reports on Revenue Recognition Review, Preliminary Second Quarter 2009 Bookings, Operating Expenses and Cash Balance
August 31 2009 - 5:22PM
PR Newswire (US)
BEDFORD, Mass., Aug. 31 /PRNewswire-FirstCall/ -- GSI Group Inc.
(Nasdaq: GSIG, the "Company") today announced preliminary results
from its evaluation of sales transactions of its Precision
Technology Segment during fiscal years 2004 through the first six
months of 2008. Based on those results, the Company anticipates
that previously reported revenues in its Precision Technology
Segment for each of those fiscal years will be adjusted. During the
aforementioned review period, the Company previously reported total
revenues of approximately $854 million for its Precision Technology
Segment. During the review period, the Precision Technology Segment
was comprised of seven distinct product lines. The evaluation and
assessment of potential adjustments to revenue transactions with
multiple element arrangements in this Segment entails the
compilation, review, and analysis of a database of approximately
84,000 purchase orders comprising approximately 300,000 lines of
data from nine different enterprise reporting systems. Of the
approximately $854 million of revenues previously reported by the
Precision Technology Segment during the review period,
approximately $201 million of the revenues are from multiple
element arrangements, which are potentially subject to adjustments
if fair value cannot be determined. The multiple element
arrangements primarily consist of single or otherwise linked orders
with multiple product deliverables that were shipped in different
periods. Based on the Company's preliminary analysis of that
portion of the total revenue in its Precision Technology Segment
subject to potential adjustments, the Company currently anticipates
that the magnitude of the adjustments in each period will not
exceed the upper bounds shown in the following table (unaudited -
in millions): Six Months Ended Year Ended December 31, June 27,
2004 2005 2006 2007 2008 Total Precision Technology Segment:
Revenue as reported $199 $180 $197 $188 $90 $854 Estimated revenue
subject to adjustment 35 34 36 64 32 201 Estimated revenue expected
to move to later periods 16 8 14 21 12 71 The estimated revenue
subject to adjustment and estimated revenues expected to move to
later periods shown in the preceding table are based upon certain
assumptions which may change. The revenues to be moved represent
errors in the timing of revenue recognized from multiple element
transactions. The Company currently estimates that on average, the
revenues expected to be moved to later periods will move between
two and four quarters. Substantially all amounts due from customers
associated with these transactions have been paid and the Company's
cash position has not been materially impacted by the correction of
the accounting errors. The Company is currently completing the
determination of the appropriate periods in which revenues should
be recognized based upon delivery of the last element in the sales
arrangement. The actual amount of revenues that will move to later
periods may differ from the amounts shown above. As previously
disclosed, on May 19, 2009, the Company announced that the
Company's Audit Committee of the Board of Directors (the "Audit
Committee"), with the assistance of its independent legal counsel
and forensic accounting firm, had concluded its previously
announced review of sales transactions in the Company's
Semiconductor Systems Segment and other sales transactions that
contain arrangements with multiple deliverables, for fiscal years
2006, 2007 and 2008. On July 22, 2009, the Company announced that
the Nasdaq Hearings Panel (the "Panel") granted the Company's
request for continued listing on The Nasdaq Stock Market,
conditioned on the Company (i) reporting to the Panel on or before
August 31, 2009 the status of its public disclosure about the range
of adjustments the Company expects to make to revenue transactions
in its Precision Technology Segment for 2004 through 2008 and (ii)
filing on or before November 2, 2009 its delayed periodic reports
and any required restatements. On June 30, 2009, the Company
announced that the Company's evaluation of sales transactions of
its Semiconductor Systems Segment during fiscal years 2004 through
2008 was nearing completion, and reported approximate ranges of
restated revenues for that segment during each of those five fiscal
years. As previously announced, the Company is working diligently
to complete the restatement of its previously issued interim and
annual historical financial statements for fiscal years 2006, 2007
and 2008. Today, the Company also reported bookings for the second
quarter of 2009, as well as expense reductions and cash position as
of July 3, 2009: - Bookings: Bookings for the second quarter ended
July 3, 2009 were approximately $40 million compared with bookings
of $49 million for the comparable period in 2008. Bookings for the
second quarter of 2008 include bookings of the Company's general
optics business, which was divested during the fourth quarter of
2008, and exclude bookings of Excel Technology, Inc., which was
acquired on August 20, 2008. The decline in bookings was primarily
due to lower demand across all markets caused by the deterioration
of the global economic conditions. The Semiconductor Systems
Segment experienced a particularly pronounced decline in bookings,
as the semiconductor industry has been undergoing one of the most
severe downturns on record, which has had a particularly strong
adverse impact on the memory sector. Bookings for that segment in
the second quarter of 2009 declined 87% compared with the same
period in 2008. - Operating Expenses: Operating expenses in the
second quarter of fiscal 2009, excluding non-cash items, expenses
associated with the revenue recognition review and other
non-recurring expenses, were approximately 5% lower than expenses
in the first quarter of fiscal 2009, and approximately 45% lower
than pro-forma operating expenses of GSI and Excel in the second
quarter of fiscal 2008. On May 19, 2009, the Company announced that
it had previously implemented a number of major cost reduction
initiatives, including the elimination of executive and management
layers, other job eliminations, changes to the Company's
compensation program, and savings resulting from the integration of
Excel Technology. - Cash: As of the end of the second fiscal
quarter of 2009, the Company had approximately $61 million of cash
and cash equivalents, excluding approximately $14 million of
auction rate securities at fair value. During the second fiscal
quarter of 2009, the Company paid a total of approximately $5
million for costs associated with the revenue recognition review of
sales transactions in the Company's Semiconductor and Precision
Technology Segments and non-recurring expenses, including severance
and restructuring costs. On August 17, 2009, the Company paid the
$11.6 million of semi-annual interest on its 11% Senior Notes. On
May 19, 2009, the Company announced that at the end of the first
quarter of 2009, it held approximately $53 million of cash and cash
equivalents, excluding approximately $26 million of auction rate
securities at fair value. At that time, the Company also announced
that after the end of the first quarter of 2009, the Company sold a
portion of its auction rate securities for cash proceeds of
approximately $13 million. Safe Harbor and Forward Looking
Information Certain statements in this release are "forward-looking
statements" within the meaning of the Private Securities Litigation
Reform Act of 1995 and are based on current expectations and
assumptions that are subject to risks and uncertainties. All
statements contained in this news release that do not relate to
matters of historical fact should be considered forward-looking
statements, and are generally identified by words such as "expect,"
"intend," "anticipate," "estimate," "plan," and other similar
expressions. These forward-looking statements include, but are not
limited to, statements related to: ranges of adjustments to
Precision Technology revenue for 2004-2008; the prior review of the
Semiconductor Systems segment by the Company's Audit Committee and
the results of that review; completion of the restatement of the
Company's financial results for fiscal years 2006, 2007 and 2008;
the Company's estimates regarding bookings, operating expenses and
cash position; the delisting proceedings with Nasdaq and any
conditions imposed by Nasdaq on the Company for continued listing;
and other statements that are not historical facts. These forward
looking statements contain estimates and involve a number of risks,
uncertainties, assumptions and other factors that could affect
future results and cause actual results and events to differ
materially from historical and expected results and those expressed
or implied in the forward looking statements, including, but not
limited to, the following: the highly unpredictable nature of the
semiconductor and electronics materials processing industry;
deteriorating market conditions; the effect of the current
financial and economic crises on credit markets, financial
institutions, customers, suppliers and consumers; the Company's
ability to reduce operating expenses and achieve anticipated cost
reductions and savings; the Company's ability to grow and increase
profitability; the impact of bookings on current and future sales
levels; future liquidity and valuation of auction rate securities;
changes in accounting standards; failures of the Company to
properly identify the timing of when revenue should be recognized;
the Company's ability to quickly increase manufacturing capacity
and promptly respond to fluctuating product demands; the Company's
need to invest in research and development; the Company's ability
to develop and deliver new competitive technology and enhancements
and customer acceptance thereof; failure to identify and manage
weaknesses in internal controls; the effects of competition; risks
related to consolidation of operations and the integration of
operations and employees of acquired businesses, including Excel;
the Company's inability to recognize synergies of acquired
businesses, including Excel; the completion and outcome of the
Company's financial restatements and review of financial results;
the Company's ability to complete and file its delayed periodic
reports with the SEC on a timely basis; the Company's ability to
meet the requirements for continued listing of the Company's shares
on Nasdaq; and the risks of existing and future litigation and
governmental or other regulatory inquiry or proceedings arising out
of or related to the Company's revenue recognition practices. Other
important risk factors that could affect the outcome of the events
set forth in these statements and that could affect the Company's
operating results and financial condition are discussed in the
Company's Annual Report on Form 10-K for the year ended December
31, 2007 and in the Company's subsequent filings with the SEC made
prior to or after the date hereof. Such statements are based on the
Company's management's beliefs and assumptions and on information
currently available to the Company's management. The Company
disclaims any obligation to update any forward-looking statements
as a result of developments occurring after the date of this
document. The unaudited financial information presented in this
press release is subject to change based on, among other factors,
the completion of the work attendant to the restatement of the
Company's financial statements and the completion of its delayed
periodic reports herein discussed. The information included in this
press release is not intended as and should not be viewed as a
substitute for full financial statements. For more information
contact: GSI Group Inc. Investor Relations Telephone: 781-266-5137
Email: DATASOURCE: GSI Group Inc. CONTACT: GSI Group Inc. Investor
Relations, +1-781-266-5137, Web Site: http://www.gsig.com/ Company
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