Form 8-K - Current report
November 02 2023 - 5:20PM
Edgar (US Regulatory)
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2023-11-01
2023-11-01
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 1, 2023
MATINAS
BIOPHARMA HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-38022 |
|
46-3011414 |
(State
or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
ID Number) |
1545
Route 206 South, Suite 302
Bedminster,
New Jersey |
|
07921 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code: (908) 484-8805
Not
Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class |
|
Trading
Symbol |
|
Name
of Each Exchange on Which Registered |
Common
Stock |
|
MTNB
|
|
NYSE
American |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405)
or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.07 Submission of Matters to a Vote of Security Holders
At
the Annual Meeting of Stockholders of Matinas BioPharma Holdings, Inc. (the “Company”) held on November 1, 2023, our stockholders
voted on the four proposals listed below. The proposals are described in detail in the Company’s definitive proxy statement
for the Annual Meeting filed with the Securities and Exchange Commission on September 19, 2023 (the “Proxy Statement”). Shareholders
representing 127,057,908 shares, or 58.48%, of the common shares outstanding as of the September 19,
2023 record date, were represented at the Annual Meeting by proxy. The final results for the votes regarding each proposal are
set forth below.
1.
Our stockholders elected the following individuals to serve on our board of directors until the annual meeting of shareholders to be
held in 2024. The tabulation of votes with respect to the election of such directors was as follows:
|
|
|
|
|
AUTHORITY |
|
|
BROKER |
|
|
|
FOR |
|
|
WITHELD |
|
|
NON-VOTE |
|
Eric Ende |
|
|
57,916,987 |
|
|
|
10,084,564 |
|
|
|
59,056,357 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Herbert Conrad |
|
|
61,039,168 |
|
|
|
6,962,383 |
|
|
|
59,056,357 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Kathryn Corzo |
|
|
59,797,102 |
|
|
|
8,204,449 |
|
|
|
59,056,357 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Jerome D. Jabbour |
|
|
56,920,491 |
|
|
|
11,081,060 |
|
|
|
59,056,357 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Natasha Giordano |
|
|
59,768,903 |
|
|
|
8,232,648 |
|
|
|
59,056,357 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
James Scibetta |
|
|
59,793,221 |
|
|
|
8,208,330 |
|
|
|
59,056,357 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Matthew Wikler |
|
|
61,441,374 |
|
|
|
6,560,177 |
|
|
|
59,056,357 |
|
2.
Our stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers. The tabulation of
votes with respect to this proposal was as follows:
For |
|
|
Against |
|
|
Abstain |
|
|
Broker Non-Votes |
|
|
53,313,081 |
|
|
|
11,991,145 |
|
|
|
2,697,325 |
|
|
|
59,056,357 |
|
3.
Our stockholders approved the ratification of the appointment of EisnerAmper LLP as the Company’s independent registered public
accounting firm for the fiscal year ending December 31, 2023. The tabulation of votes with respect to this proposal was as follows:
For |
|
|
Against |
|
|
Abstain |
|
|
121,870,088 |
|
|
|
3,059,142 |
|
|
|
2,128,678 |
|
4. Our
stockholders approved an amendment to our Certificate of Incorporation to effect a reverse stock split of our common stock at a ratio
in the range of 1-for-2 to 1-for-50, with such reverse stock split to be effected at such ratio, time and date, if at all, as determined
by our Board of Directors in its sole discretion, and simultaneously with the reverse stock split, reduce the total number of authorized
shares of common stock to 250,000,000. The tabulation of votes with respect to this proposal was as follows:
For |
|
|
Against |
|
|
Abstain |
|
|
92,952,124 |
|
|
|
31,129,101 |
|
|
|
2,976,683 |
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
MATINAS
BIOPHARMA HOLDINGS, INC. |
|
|
|
Dated:
November 2, 2023 |
By:
|
/s/
Jerome D. Jabbour |
|
|
Name:
Jerome D. Jabbour |
|
|
Title:
Chief Executive Officer |
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