As filed with the U.S. Securities and Exchange Commission on February 11, 2020

 

File No. 333-195493

File No. 811-22961

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]
Pre-Effective Amendment No.   [   ]
Post-Effective Amendment No. 28 [X]
and/or  
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]
Amendment No. 31 [X]

 

Alpha Architect ETF Trust

(Exact Name of Registrant as Specified in Charter)

 

213 Foxcroft Road

Broomall, Pennsylvania 19008

(Address of Principal Executive Offices, Zip Code)

 

(215) 882-9983

(Registrant’s Telephone Number, including Area Code)

 

Wesley R. Gray

213 Foxcroft Road

Broomall, Pennsylvania 19008

(Name and Address of Agent for Service)

 

Copy to:

Michael Pellegrino, Esq.

Pellegrino, LLC

303 West Lancaster Avenue, Suite 302

Wayne, PA 19087

 

It is proposed that this filing will become effective

[X] immediately upon filing pursuant to paragraph (b)
[   ] On February 4, 2020 pursuant to paragraph (b)
[   ] 60 days after filing pursuant to paragraph (a)(1)
[   ] on pursuant to paragraph (a)(1)
[   ] 75 days after filing pursuant to paragraph (a)(2)
[   ] on ________________ pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box

 

[   ] this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

This Post-Effective Amendment (“PEA”) No. 28 to the Alpha Architect ETF Trust (the “Trust”) Registration Statement on Form N-1A hereby incorporates Parts A, B and C from the Trust’s PEA No. 27 on Form N-1A filed February 4, 2020. This PEA No. 28 is filed for the sole purpose of submitting the XBRL exhibits for the risk return summary first provided in PEA No. 27 to the Trust’s Registration Statement for its series Alpha Architect U.S. Quantitative Value ETF, Alpha Architect International Quantitative Value ETF, Alpha Architect U.S. Quantitative Momentum ETF, Alpha Architect International Quantitative Momentum ETF and Alpha Architect Value Momentum Trend ETF.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 (the “Securities Act”) and the Investment Company Act of 1940, the Trust certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to its Registration Statement on Form N-1A under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 28 to the Registrant’s Registration Statement (File No. 333-195493) to be signed on its behalf by the undersigned, duly authorized, in the City of Broomall, State of Pennsylvania, on this 11th day of February, 2020.

 

ALPHA ARCHITECT ETF TRUST
     
By: /s/ Wesley R. Gray  
Wesley R. Gray  
President  

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature   Title Date
       
/s/ Wesley R. Gray   Trustee and President February 11, 2020
Wesley R. Gray      
       
/s/ John R. Vogel   Treasurer and Chief Financial Officer February 11, 2020
John R. Vogel      
       
/s/ Patrick Cleary   Secretary and Chief Compliance Officer February 11, 2020
Patrick Cleary      
       
/s/ Daniel Dorn   Trustee February 11, 2020
Daniel Dorn*      
       
/s/ Michael Pagano   Trustee February 11, 2020
Michael Pagano*      
       
/s/ Emeka Oguh   Trustee February 11, 2020
Emeka Oguh*      

 

By: /s/ Wesley R. Gray  
  Wesley R. Gray  
  Attorney-in-Fact  
  (Pursuant to Power of Attorney previously filed with Post-Effective Amendment No. 25 to the Registrant’s registration statement on January 28, 2020)

 

C-1 

 

Exhibit Index

 

Exhibit Exhibit No.
Instance Document EX-101.INS
Schema Document EX-101.SCH
Calculation Linkbase Document EX-101.CAL
Definition Linkbase Document EX-101.DEF
Label Linkbase Document EX-101.LAB
Presentation Linkbase Document EX-101.PRE

 

C-2 

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