Issue of Equity
December 05 2003 - 2:01AM
UK Regulatory
RNS Number:9058S
St. Barbara Mines Limited
05 December 2003
ASX SHAREHOLDERS REPORT
Reliance Notice and Appendix 3B
St Barbara Mines Limited notifies ASX (as the operator of the prescribed
financial market on which the securities identified below are or are to be
quoted) that for the purposes of item 5 of Category 1 of ASIC Class Order 02/
1180, there is no information to disclose to ASX of the kind that would be
required to be disclosed under subsection 713(5) of the Corporations Act 2001
(Cth) if a prospectus were to be issued in reliance on section 713 of the
Corporations Act 2001 (Cth) in relation to an offer of the securities described
below other than the information set out in this notice.
Details of the Issue or Offer of Securities:
Class of Securities: Ordinary Shares
ASX Code of the Securities: SBM
Date of the issue or expected issue of the 5 December 2003
securities:
Total number of securities issued or 35,000,000
expected to be issued:
Shareholder approval for the issue of securities to Ocean Resources Capital
Holdings Limited was granted at the Annual General Meeting on 25 November 2003.
Attached please find Appendix 3B.
Alan Rule
Company Secretary
5 December 2003
Appendix 3B
New issue announcement, application for quotation of additional securities and
agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/
2001, 11/3/2002, 1/1/2003.
Name of entity
St Barbara Mines Limited
ABN
36 009 165 066
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or to be Ordinary Fully Paid
issued
2 Number of +securities issued or to be 35,000,000
issued (if known) or maximum number
which may be issued
3 Principal terms of the +securities Fully paid ordinary shares
(eg, if options, exercise price and
expiry date; if partly paid
+securities, the amount outstanding
and due dates for payment; if
+convertible securities, the
conversion price and dates for
conversion)
4 Do the +securities rank equally in all Yes
respects from the date of allotment
with an existing +class of quoted
+securities?
If the additional securities do not
rank equally, please state:
* the date from which they do
* the extent to which they
participate for the next dividend, (in
the case of a trust, distribution) or
interest payment
* the extent to which they do
not rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration $0.08 per share
Purpose of the issue Part conversion of convertible note by Ocean
Resources Capital Holdings Limited
6 (If issued as consideration for the
acquisition of assets, clearly
identify those assets)
7 Dates of entering +securities into 28 November 2003
uncertificated holdings or despatch
of certificates
Number +Class
8 Number and +class of all 574,149,157 Fully paid ordinary shares
+securities quoted on ASX
(including the securities in clause
2 if applicable) 44,329,772 Listed Options
Expiry 29 Feb 2004
Exercise price $0.30 each
Number +Class
9 Number and +class Unlisted Options
of all 5,000,000 23/12/2004 - 0.25
+securities not 5,000,000 23/12/2004 - 0.35
quoted on ASX 5,000,000 23/12/2004 - 0.45
(including the 10,500,000 31/12/2004 - 0.40
securities in 157,938 07/02/2005 - 0.2125
clause 2 if 373,893 05/03/2005 - 0.2125
applicable) 449,638 02/04/2005 - 0.2125
4,450,000 26/04/2007 - 0.35
470,589 20/05/2005 - 0.2125
36,118 20/05/2005 - 0.2086
499,597 03/06/2005 - 0.2125
50,894 03/06/2005 - 0.2086
88,680 03/06/2005 - 0.2124
483,482 15/07/2005 - 0.2125
49,252 15/07/2005 - 0.2086
241,854 15/07/2005 - 0.2124
499,597 13/08/2005 - 0.2125
50,894 13/08/2005 - 0.2086
249,917 13/08/2005 - 0.2124
499,597 06/09/2005 - 0.2125
50,894 06/09/2005 - 0.2086
249,917 06/09/2005 - 0.2124
483,482 15/10/2005 - 0.2125
49,252 15/10/2005 - 0.2086
241,854 15/10/2005 - 0.2124
1,000,000 31/12/2005 - 0.11
1,482,677 07/07/2006 - 0.2125
151,040 07/07/2006 - 0.2086
741,686 07/07/2006 - 0.2124
3,177,890 07/07/2006 - 0.1138
5,834,004 07/01/2007 - 0.2125
594,308 07/01/2007 - 0.2086
2,918,376 07/01/2007 - 0.2124
17,430,243 07/01/2007 - 01138
825,000 17/01/2008 - 0.35
14,252,357 24/05/2008 - 0.1138
485,953 24/05/2008 - 0.2086
2,386,296 24/05/2008 - 0.2124
257,857 24/05/2008 - 0.2125
86,765,026
10 Dividend policy -
(in the case of a
trust,
distribution
policy) on the
increased capital
(interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval required? N/A
12 Is the issue renounceable or N/A
non-renounceable?
13 Ratio in which the +securities will be N/A
offered
14 +Class of +securities to which the N/A
offer relates
15 +Record date to determine entitlements N/A
16 Will holdings on different registers N/A
(or subregisters) be aggregated for
calculating entitlements?
17 Policy for deciding entitlements in N/A
relation to fractions
18 Names of countries in which the entity N/A
has +security holders who will not be
sent new issue documents
Note: Security holders must be told how
their entitlements are to be dealt
with.
Cross reference: rule 7.7.
19 Closing date for receipt of acceptances N/A
or renunciations
20 Names of any underwriters N/A
21 Amount of any underwriting fee or N/A
commission
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the N/A
broker to the issue
24 Amount of any handling fee payable to N/A
brokers who lodge acceptances or
renunciations on behalf of +security
holders
25 If the issue is contingent on +security N/A
holders' approval, the date of the
meeting
26 Date entitlement and acceptance form N/A
and prospectus or Product Disclosure
Statement will be sent to persons
entitled
27 If the entity has issued options, and N/A
the terms entitle option holders to
participate on exercise, the date on
which notices will be sent to option
holders
28 Date rights trading will begin (if N/A
applicable)
29 Date rights trading will end (if N/A
applicable)
30 How do +security holders sell their N/A
entitlements in full through a broker?
31 How do +security holders sell part of N/A
their entitlements through a broker and
accept for the balance?
32 How do +security holders dispose of N/A
their entitlements (except by sale
through a broker)?
33 +Despatch date N/A
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) -/ Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that
become fully paid, employee incentive share securities when restriction ends, securities
issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information
or documents
35 If the +securities are +equity securities, the names of the 20 largest holders of the
additional +securities, and the number and percentage of additional +securities held by those
holders
36 If the +securities are +equity securities, a distribution schedule of the additional
+securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which N/A
+quotation is sought
39 Class of +securities for which N/A
quotation is sought
40 Do the +securities rank equally in all N/A
respects from the date of allotment
with an existing +class of quoted
+securities?
If the additional securities do not
rank equally, please state:
* the date from which they do
* the extent to which they
participate for the next dividend, (in
the case of a trust, distribution) or
interest payment
* the extent to which they do not
rank equally, other than in relation to
the next dividend, distribution or
interest payment
41 Reason for request for quotation now N/A
Example: In the case of restricted
securities, end of restriction period
(if issued upon conversion of another
security, clearly identify that other
security)
Number +Class
42 Number and +class of all +securities N/A
quoted on ASX (including the securities
in clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law
and is not for an illegal purpose.
* There is no reason why those +securities should not be granted
+quotation.
* An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section 1012C(6) of
the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply
to any applications received by us in relation to any +securities to be quoted
and that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we request
that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F
of the Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the Corporations Act
at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in
respect of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form.
If any information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Sign here: ........................................ Date: ..5 December 2003...
(Director/Company secretary)
Print name: .....Alan D. Rule.............................
Enquiries regarding this report may be directed to:
Stephen W. Miller Executive Chairman
Telephone (08) 9476 5555
Overseas +61 8 9476 5555
or
Colin G. Jackson
Investor Relations
Telephone 0417 929 107
St Barbara Mines Limited
Level 2, 16 Ord Street
West Perth
Western Australia 6005
Telephone (08) 9476 5555
Overseas +61 8 9476 5555
Dollar values in this report are Australian dollars unless otherwise stated.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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