Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
April 21 2020 - 1:05PM
Edgar (US Regulatory)
As filed with the Securities and
Exchange Commission on April 21, 2020
Securities Act File No. 333-148826
Investment Company Act File No. 811-22175
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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[X]
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Pre-Effective Amendment No.
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[ ]
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Post Effective Amendment No. 300
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[X]
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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[X]
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(Check appropriate box or boxes)
ALPS ETF TRUST
(Exact Name of Registrant as Specified
in its Charter)
1290 Broadway
Suite 1000
Denver, Colorado 80203
(Address of Principal Executive Offices)
(303) 623-2577
Registrant’s Telephone Number
Richard C. Noyes, Secretary
ALPS Fund Services, Inc.
1290 Broadway
Suite 1000
Denver, Colorado 80203
(Name and Address of Agent for Service)
Copy to:
Adam T. Teufel, Esq.
Dechert LLP
1900 K Street, NW
Washington, D.C. 20006
It is proposed that this filing will become effective:
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[X]
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Immediately upon filing pursuant to paragraph (b)
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On (date) pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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On (date) pursuant to paragraph (a)(1)
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On (date) pursuant to paragraph (a)(2) of Rule 485.
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If appropriate, check the following box:
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration
Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 300 of
its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Denver, and
State of Colorado, on April 21, 2020.
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ALPS ETF TRUST
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By:
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/s/ Bradley J. Swenson
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Bradley J. Swenson
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President
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Pursuant to the requirements of the Securities Act of 1933,
this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
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Signatures
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Title
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Date
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/s/ Mary K. Anstine
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Trustee
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April 21, 2020
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Mary K. Anstine*
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/s/ Jeremy W. Deems
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Trustee
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April 21, 2020
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Jeremy W. Deems*
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/s/ Rick A. Pederson
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Trustee
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April 21, 2020
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Rick A. Pederson*
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/s/ Edmund J. Burke
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Trustee
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April 21, 2020
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Edmund J. Burke*
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/s/ Bradley J. Swenson
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President
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April 21, 2020
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Bradley J. Swenson
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/s/ Kathryn Burns
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Treasurer
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April 21, 2020
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Kathryn Burns
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*
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Signature affixed by Cara Owen pursuant to a power of attorney dated March 2, 2020 to the Registrant's Registration Statement in Post-Effective Amendment No. 299 filed on March 27, 2020.
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EXHIBIT INDEX
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Index No.
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Description of Exhibit
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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