Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
April 09 2020 - 10:03AM
Edgar (US Regulatory)
AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON April 9, 2020
1933 Act Registration File No.: 333-227298
1940 Act File No.: 811-23377
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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x
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Pre‑Effective Amendment No. ___
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o
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Post‑Effective Amendment No. 19
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x
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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x
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Amendment No. 20
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x
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TIDAL ETF TRUST
(Exact Name of Registrant as Specified in Charter)
898 North Broadway, Suite 2
Massapequa, New York 11758
(Address of Principal Executive Offices, Zip Code)
(Registrant’s Telephone Number, including Area Code) (844) 986-7676
The Corporation Trust Company
1209 Orange Street
Corporation Trust Center
Wilmington, DE 19801
(Name and Address of Agent for Service)
Copies to:
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Eric W. Falkeis
Tidal ETF Services LLC
898 North Broadway, Suite 2
Massapequa, New York 11758
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Christopher M. Cahlamer
Godfrey & Kahn, S.C.
833 East Michigan Street, Suite 1800
Milwaukee, Wisconsin 53202
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It is proposed that this filing will become effective (check appropriate box):
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x
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immediately upon filing pursuant to paragraph (b)
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o
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on (date) pursuant to paragraph (b)
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o
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60 days after filing pursuant to paragraph (a)(1)
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o
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on (date) pursuant to paragraph (a)(1)
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o
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75 days after filing pursuant to paragraph (a)(2)
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o
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on (date) pursuant to paragraph (a)(2) of rule 485
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Explanatory note: This Post-Effective Amendment No. 19 to the registration statement of Tidal ETF Trust (the “Trust”) is filed for the sole purpose of submitting the XBRL exhibits for the risk return summary for its series: Aware Ultra-Short Duration Enhanced Income Fund.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post‑Effective Amendment No. 19 to its Registration Statement on Form N-1A under Rule 485(b) under the Securities Act and has duly caused this Post‑Effective Amendment No. 19 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Milwaukee, State of Wisconsin, on April 9, 2020.
Tidal ETF Trust
By:/s/ Eric W. Falkeis
Eric W. Falkeis
President
Pursuant to the requirements of the Securities Act, this Post-Effective Amendment No. 19 to the Registrant’s Registration Statement has been signed below by the following persons in the capacities indicated on April 9, 2020.
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Signature
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Title
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/s/ Eric W. Falkeis
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President (principal executive officer), Trustee, Chairman, and Secretary
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Eric W. Falkeis
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*Dusko Culafic
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Trustee
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Dusko Culafic
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*Mark H. W. Baltimore
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Trustee
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Mark H. W. Baltimore
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*Ian C. Carroll
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Trustee
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Ian C. Carroll
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*Eduardo Mendoza
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Trustee
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Eduardo Mendoza
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/s/ Daniel H. Carlson
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Treasurer (principal financial officer and principal accounting officer)
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Daniel H. Carlson
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*By:/s/ Eric W. Falkeis
Eric W. Falkeis, Attorney-in-Fact
pursuant to Powers of Attorney previously filed
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EXHIBIT LIST
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Exhibit
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Exhibit No.
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Instance Document
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EX-101.INS
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Schema Document
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EX-101.SCH
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Calculation Linkbase Document
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EX-101.CAL
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Definition Linkbase Document
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EX-101.DEF
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Label Linkbase Document
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EX-101.LAB
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Presentation Linkbase Document
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EX-101.PRE
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