Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
May 13 2020 - 5:05PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on May 13, 2020
File No. 333-146827
File No. 811-22135
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No.
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Post-Effective Amendment No.
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373
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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Amendment No.
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374
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Innovator ETFs Trust
(Exact Name of Registrant as Specified in Charter)
109 North Hale Street
Wheaton, Illinois 60187
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, including Area Code: (800) 208-5212
Corporation Service Company
2711 Centerville Road, Suite 400
Wilmington, Delaware 19808
(Name and Address of Agent for Service)
With Copies to:
Morrison C. Warren, Esq.
Chapman and Cutler LLP
111 West Monroe Street
Chicago, Illinois 60603
It is proposed that this filing will become effective (check appropriate box):
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[ X]
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immediately upon filing pursuant to paragraph (b).
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on (date) pursuant to paragraph (b).
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60 days after filing pursuant to paragraph (a)(1).
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on (date) pursuant to paragraph (a)(1).
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75 days after filing pursuant to paragraph (a)(2).
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on (date) pursuant to paragraph (a)(2) of rule 485.
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If appropriate check the following box:
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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Explanatory Note:
This Post-Effective Amendment (“PEA”) No. 373 to the Registration Statement of Innovator ETFs Trust (the “Trust”) on Form N-1A hereby incorporates Parts A, B and C from the Trust’s PEA No. 371 on Form N‑1A filed on May 1, 2020. This PEA No. 373 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in PEA No. 371 to the Trust’s Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Amendment to the Registration Statement under Rule 485(b) under the 1933 Act, and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wheaton and State of Illinois on May 13, 2020.
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Innovator ETFs Trust
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By: /s/ H. Bruce Bond
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H. Bruce Bond
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President
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Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed below by the following persons in the capacities and on the date(s) indicated:
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Signature
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Title
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Date
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/s/ H. Bruce Bond
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Chief Executive Officer, President and Trustee
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May 13, 2020
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H. Bruce Bond
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/s/ John Southard
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Vice President, Treasurer and Principal Financial Accounting Officer
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May 13, 2020
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John Southard
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Mark Berg*
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Trustee
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May 13, 2020
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Mark Berg
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Joe Stowell*
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Trustee
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May 13, 2020
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Joe Stowell
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Brian Wildman*
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Trustee
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May 13, 2020
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Brian Wildman
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*By:
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/s/ H. Bruce Bond
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H. Bruce Bond
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Attorney-in-Fact pursuant to Powers of Attorney previously filed and incorporated by reference.
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INDEX TO EXHIBITS
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Exhibit
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Exhibit No.
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Instance Document
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EX-101.INS
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Schema Document
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EX-101.SCH
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Calculation Linkbase Document
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EX-101.CAL
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Definition Linkbase Document
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EX-101.DEF
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Label Linkbase Document
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EX-101.LAB
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Presentation Linkbase Document
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EX-101.PRE
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