- Current report filing (8-K)
May 11 2009 - 2:59PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 11, 2009
UNITED REFINING ENERGY CORP.
(Exact name of registrant as specified in its
charter)
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Delaware
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001-33868
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42-1732420
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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823 Eleventh Avenue
New York, New York
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10019
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (212) 956-5803
Not Applicable
(Former name or
former address, if changed since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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On May 4, 2009, the NYSE Amex
(the Exchange) notified United Refining Energy Corp. (the Company) that it accepted the Companys plan of compliance and granted the Company an extension until August 11, 2009 to regain compliance with the continued
listing standards of the Exchange. The plan of compliance was submitted by the Company to the Exchange in response to the February 10, 2009 notice from the NYSE Amex staff indicating that the Company is below certain of the Exchanges
continued listing standards in that the Company held no annual meeting for stockholders in 2008 as set forth in Section 704 of the Exchanges Company Guide. The Company was afforded the opportunity to submit a plan of compliance to the
Exchange and on March 10, 2009 presented its plan to the Exchange. The Company will be subject to periodic review by Exchange staff during the extension period. Failure to make progress consistent with the plan or to regain compliance with the
continued listing standards by the end of the extension period could result in the Company being delisted by the NYSE Amex LLC.
Attached
hereto as Exhibit 99.1 is a copy of such press release.
Item 9.01.
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Financial Statements and Exhibits
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(d) Exhibits.
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99.1
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Press Release, dated May 11, 2009
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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May 11, 2009
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UNITED REFINING ENERGY CORP.
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By:
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/s/ James E. Murphy
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Name:
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James E. Murphy
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Title:
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Chief Financial Officer
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Exhibit Index
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Exhibit
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Description
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99.1
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Press Release, dated May 11, 2009
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