Wella Shareholders Demand EGM Over Corporate Governance Concerns
November 10 2003 - 2:25AM
PR Newswire (US)
Wella Shareholders Demand EGM Over Corporate Governance Concerns
FRANKFURT, November 10 /PRNewswire/ -- - Shareholder group calls
for vote of No Confidence in Wella's CEO, and for an investigation
into possible breaches of fiduciary duty Five of the minority
shareholders in Wella AG (Frankfurt: WEL), the Darmstadt-based
hair-care group in which Cincinnatti-based Procter & Gamble
(NYSE: PG) acquired a controlling stake in September, have written
to the Management Board of Wella to demand an Extraordinary General
Meeting "without undue delay". In a letter addressed to Dr Heiner
Guertler, Wella's chief executive officer, the shareholders express
concern at the way in which the company has already been subject to
various initiatives launched by Procter & Gamble as the new
majority owner. These initiatives appear in their view to be aimed
at activities that would be unlawful under Germany's Stock
Corporation Law, unless and until special provisions are made for
the protection of all those minority shareholders (accounting in
aggregate for around 20% of Wella's equity) who chose to reject
Procter & Gamble's bid for Wella earlier this year. The letter
is accompanied by a proposed agenda, tabling three resolutions: - a
vote of no confidence in the chief executive officer, Dr Guertler;
- an instruction to the Management Board to establish the
appropriate legal basis for Wella's relationship with Procter &
Gamble as its controlling shareholder, by entering into a
domination or profit- sharing agreement with Procter & Gamble
and paying appropriate compensation to minority shareholders; and -
an appointment of Special Auditors to investigate alleged breaches
of fiduciary duty by the Supervisory and Management Boards of
Wella, during the process of Procter & Gamble's Tender Offer
and subsequent to it. The five signatories to the letter - Arnhold
and S. Bleichroeder, Elliott Associates, Paulson & Co. Inc.,
Perry Capital and Stark Investments - are all international fund
management companies, and their holdings together represent
approximately 9.0% of Wella's equity, worth approximately EUR415m
at today's market price. Simon Waxley of Elliott Associates, one of
the signatories of today's letter, said: "An Extraordinary General
Meeting will allow us to question Wella's senior management on a
wide range of conflict of interest and corporate governance issues
that we believe are causing acute concern to all the company's
minority shareholders". Trudbert Merkel, a senior portfolio manager
at Deka Investment, one of Germany's biggest institutional
investors, which is supportive of the shareholder group's
initiative, added: "The EUR1.5 billion offer made for the 23.5m
Preferred shares was unfair and simply not acceptable to Deka's
investors. The demand by minority shareholders for an Extraordinary
General Meeting is aimed at protecting our investment in the
company. We want to make sure that our management acts in the
interest of all Wella's shareholders, while of course ensuring that
the company's assets and intellectual property are not extracted
for the sole benefit of the controlling majority shareholder."
Stephen Aulsebrook, co-chairman of the investment bank Close
Brothers which is advising a broad group of the minority
shareholders, concluded: "We are dismayed at the failure of Wella's
Supervisory and Management Boards to demonstrate to us that they
will live up to their obligations to continue acting on behalf of
all the company's shareholders. They have refused to have any
constructive dialogue with minority shareholders holding
approximately US$ 1 billion worth of Wella's shares, or to
recognise the complex situation created by the rejection of Procter
& Gamble's tender offer by the majority of Wella's Preference
shareholders. Consequently, there has been no choice but to table
these resolutions and to seek to convene a special shareholders'
meeting." NOTES TO EDITORS 1. P&G acquired control of Wella AG
by purchasing the founding family members' 34.2m Ordinary shares,
representing 50.7% of the equity and 77.6% of the votes. The price
paid for each Ordinary share was EUR92.25, making the deal worth
EUR3.2 billion to the family. P&G's subsequent offer of
EUR92.25 for the remaining Ordinary shares and EUR65 for the
Preferred shares was rejected by holders of 56.5% of the Preferred
shares, who now comprise the Minority Interest with 20% of Wella's
total equity. The offer for all of the 23.3m Preferred shares,
representing 35% of the equity, was worth a total of EUR1.5
billion. 2. Germany's Stock Corporation Law requires that any
majority shareholder in a company must enter into an agreement with
its board in order to protect minority shareholders and creditors
if the majority shareholder intends to treat the company as a
wholly-owned subsidiary. Any such "Domination Agreement" that
requires shareholders' approval obligates the majority shareholder
to provide full financial compensation to the minority shareholders
for the loss of their company's independence. Professor Dr
Hans-Joachim Mertens, one of Germany's leading commentators on the
Stock Corporation Law, has confirmed in a legal opinion that the
envisaged general integration of Wella's main functions and
business areas, in particular R&D, would be unlawful without a
prior Domination Agreement. 3. Under German Law, an Extraordinary
General Meeting can be requested by shareholders holding 5% of a
company's equity. 4. Wella AG's Preferred shares are traded on the
Frankfurt Stock Exchange, where they closed on Friday 7th November
2003 at EUR68. Close Brothers Corporate Finance Limited, which is
regulated in the United Kingdom by the Financial Services
Authority, is acting exclusively for the Wella Shareholder
Committee and no one else in connection with this matter and will
not be responsible to anyone other than the Wella Shareholder
Committee for providing the protections afforded to customers of
Close Brothers Corporate Finance Limited nor for providing advice
in relation to this matter. This announcement does not constitute
and should not be interpreted as a proxy solicitation, nor as a
solicitation to buy or sell securities in Wella or P&G (or any
of their respective subsidiaries or ultimate parent companies). The
purpose of this announcement is merely to communicate to the
investor community the dissatisfaction of the Wella Shareholder
Committee with the terms of the P&G offer for the Wella
Preference shares which is now closed for acceptance and the
subsequent conduct of P&G and Wella. This announcement is not
an invitation or recommendation to accept or not to accept the
P&G Offer or take any other action with regard to the
securities of Wella or P&G. Furthermore, each member of the
Wella Shareholder Committee reserves the right in the final
instance to act in its own best interests and in the best interests
of its fiduciaries with respect to their holdings of Wella
Preference shares. FOR FURTHER INFORMATION: Stephen Aulsebrook,
Close Brothers Corporate Finance, +44 (0)7768 143 243 / +44 (0)207
655 3141, Duncan Campbell-Smith, The Maitland Consultancy, +44
(0)7774 250 811/ +44 (0)207 379 5151, Brian Faw, Abernathy
MacGregor Group, +1 917 860 8372 / +1 212 (371) 5999
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