Current Report Filing (8-k)
November 21 2022 - 4:55PM
Edgar (US Regulatory)
0001347858
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0001347858
2022-11-21
2022-11-21
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iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 21, 2022
22nd Century Group, Inc.
(Exact
Name of Registrant as Specified in Charter)
Nevada |
001-36338 |
98-0468420 |
(State or Other Jurisdiction of
Incorporation) |
(Commission File Number) |
(I.R.S. Employer
Identification No.) |
500 Seneca Street, Suite 507, Buffalo, New York
(Address of Principal Executive Office) |
14204
(Zip Code) |
Registrant’s
telephone number, including area code: (716) 270-1523
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading symbol |
Name
of each exchange on which registered |
Common Stock, $0.00001 par value |
XXII |
NASDAQ Capital Market |
On November 21, 2022, 22nd
Century Group, Inc. (the “Company”) issued a press release regarding its manufacturing facility located in Grass Valley, Oregon.
The Company is attaching a copy of such press release as Exhibit 99.1 hereto, which is incorporated by reference herein.
Forward-Looking Statements
This report contains forward-looking
statements and other information relating to matters that are not historical facts. These forward-looking statements involve certain risks
and uncertainties that could cause actual results to differ materially from those expressed or implied by these statements. These risks
and uncertainties include the factors detailed from time to time in the reports we file with the SEC, including those described under
“Risk Factors” in our Annual Report on Form 10-K and our Quarterly Reports on Form 10-Q. These forward-looking statements
speak only as of the date of this report. We expressly disclaim any obligation or undertaking to disseminate any updates or revisions
to any forward-looking statement contained herein to reflect any change in our expectations with regard thereto or any change in events,
conditions or circumstances on which any such statement is based.
| Item 9.01(d). | Financial Statements and Exhibits. |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
22nd Century Group, Inc. |
|
|
|
|
|
/s/ Peter Ferola |
Date: November 21, 2022 |
Peter Ferola |
|
General Counsel and Secretary |
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