ChallengerX Plc TR-1: Notification of major holdings
October 06 2023 - 9:46AM
UK Regulatory
TIDMCXS
TR-1: Standard form for notification of major holdings
[][][][][][][]
NOTIFICATION OF
MAJOR HOLDINGS
(to
be sent to the
relevant issuer
and
to the FCA in
Microsoft Word
format
if possible) [i]
1a. Identity of ChallengerX plc
the issuer or the
underlying issuer
of existing
shares
to which voting
rights are
attached
[ii]:
1b. Please
indicate if the
issuer is
a non-UK issuer
(please mark
with
an "X" if
appropriate)
Non-UK issuer
2. Reason for the
notification
(please mark the
appropriate box
or
boxes with an
"X")
An acquisition or X
disposal of
voting
rights
An acquisition or
disposal of
financial
instruments
An event changing
the breakdown of
voting rights
Other (please
specify) [iii]:
3. Details of
person subject to
the
notification
obligation [iv]
Name Tunch Kashif
City and country London, UK
of registered
office (if
applicable)
4. Full name of
shareholder(s)
(if
different from
3.) [v]
Name
City and country
of registered
office (if
applicable)
5. Date on which 2 October 2023
the threshold was
crossed or
reached [vi]:
6. Date on which 4 October 2023
issuer notified
(DD/MM/YYYY):
7. Total
positions of
person(s)
subject to the
notification
obligation
% of voting % of voting Total of both Total
rights rights in % (8.A + number of
attached to through 8.B) voting
shares financial rights
(total instruments held in
of 8. A) (total of issuer
8.B 1 + 8.B (8.A +
2) 8.B) [vii]
Resulting 21.57% 0.0% 21.57% 91,250,562
situation on the
date on
which threshold
was crossed or
reached
Position of
previous
notification
(if applicable)
[][][][][][][]
8. Notified details
of the resulting
situation on the
date on which the
threshold was
crossed or reached
[viii]
A: Voting rights
attached to shares
Class/type of Number of voting % of voting rights
sharesISIN code (if rights [ix]
possible)
Direct(DTR5.1) Indirect (DTR5.2.1) Direct(DTR5.1) Indirect(DTR5.2.1)
OrdinaryGB00BMD0WG01 43,003,562 48,247,000 10.16%
11.40%
SUBTOTAL 8. A 91,250,562
21.57%
B 1: Financial
Instruments
according to
DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of
% of
instrument date [x] Conversion voting
voting
Period rights
rights
[xi] that may
be
acquired
if the
instrument
is
exercised/c
onverted.
SUBTOTAL n/a
n/a
8. B 1
B 2: Financial
Instruments with
similar economic
effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical or
Number of voting rights % of
instrument date [x] Conversion cash
voting
Period Settlement
rights
[xi] [xii]
SUBTOTAL 8.B.2
n/a n/a
[][][][]
9. Information in
relation to the
person subject to
the notification
obligation (please
mark the
applicable box
with an "X")
Person subject to
the notification
obligation is not
controlled by any
natural person or
legal entity and
does not control
any other
undertaking(s)
holding directly
or indirectly an
interest in the
(underlying)
issuer [xiii]
Full chain of X
controlled
undertakings
through which the
voting rights
and/or the
financial
instruments are
effectively held
starting with the
ultimate
controlling
natural person or
legal entity
(please add
additional rows as
necessary) [xiv]
Name [xv] % of voting rights if it equals or is % of voting Total of
higher than the notifiable threshold rights both if it
through equals or
financial is higher
instruments than the
if it notifiable
equals or threshold
is higher
than the
notifiable
threshold
Tunch Kashif 10.16% 10.16%
(Direct)
Tik Tok 3.39% 3.39%
Technologies Ltd
(chain 1)
Flash Corp 8.01% 8.01%
Technologies Ltd
(chain 2)
10. In case of
proxy voting,
please identify:
Name of the proxy
holder
The number and %
of voting rights
held
The date until
which the voting
rights will be
held
11. Additional
information [xvi]
Place of completion UK
Date of completion 6 October 2023
TR-1: Standard form for notification of major holdings
[][][][][][][]
NOTIFICATION OF
MAJOR HOLDINGS
(to
be sent to the
relevant issuer
and
to the FCA in
Microsoft Word
format
if possible) [i]
1a. Identity of ChallengerX plc
the issuer or the
underlying issuer
of existing
shares
to which voting
rights are
attached
[ii]:
1b. Please
indicate if the
issuer is
a non-UK issuer
(please mark
with
an "X" if
appropriate)
Non-UK issuer
2. Reason for the
notification
(please mark the
appropriate box
or
boxes with an
"X")
An acquisition or X
disposal of
voting
rights
An acquisition or
disposal of
financial
instruments
An event changing
the breakdown of
voting rights
Other (please
specify) [iii]:
3. Details of
person subject to
the
notification
obligation [iv]
Name DEFY1 SAS
City and country Sarlat-la-Canéda,
of registered France
office (if
applicable)
4. Full name of
shareholder(s)
(if
different from
3.) [v]
Name
City and country
of registered
office (if
applicable)
5. Date on which 2 October 2023
the threshold was
crossed or
reached [vi]:
6. Date on which 2 October 2023
issuer notified
(DD/MM/YYYY):
7. Total
positions of
person(s)
subject to the
notification
obligation
% of voting % of voting Total of both Total
rights rights in % (8.A + number
attached to through 8.B) of
shares financial voting
(total instruments rights
of 8. A) (total of held
8.B 1 + 8.B in
2) issuer
(8.A +
8.B)
[vii]
Resulting 0.0% 0.0% 0.0% 0
situation on the
date on
which threshold
was crossed or
reached
Position of 9.45% 0.0% 9.45%
previous
notification
(if applicable)
[][][][][][][]
8. Notified details
of the resulting
situation on the
date on which the
threshold was
crossed or reached
[viii]
A: Voting rights
attached to shares
Class/type of Number of voting % of voting rights
sharesISIN code (if rights [ix]
possible)
Direct(DTR5.1) Indirect (DTR5.2.1) Direct(DTR5.1) Indirect(DTR5.2.1)
OrdinaryGB00BMD0WG01 0 n/a 0
n/a
SUBTOTAL 8. A 0
0.0%
B 1: Financial
Instruments
according to
DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of
% of
instrument date [x] Conversion voting
voting
Period rights
rights
[xi] that may
be
acquired
if the
instrument
is
exercised/c
onverted.
SUBTOTAL n/a
n/a
8. B 1
B 2: Financial
Instruments with
similar economic
effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical or
Number of voting rights % of
instrument date [x] Conversion cash
voting
Period Settlement
rights
[xi] [xii]
SUBTOTAL 8.B.2
n/a n/a
[][][][]
9. Information
in relation to
the person
subject to the
notification
obligation
(please mark
the applicable
box with an
"X")
Person subject X
to the
notification
obligation is
not controlled
by any natural
person or
legal entity
and does not
control any
other
undertaking(s)
holding
directly or
indirectly an
interest in
the
(underlying)
issuer [xiii]
Full chain of
controlled
undertakings
through which
the voting
rights and/or
the
financial
instruments
are
effectively
held starting
with the
ultimate
controlling
natural person
or legal
entity (please
add additional
rows as
necessary)
[xiv]
Name [xv] % of voting rights if it equals or is % of voting Total of both
higher than the notifiable threshold rights if it equals or
through is higher than
financial the notifiable
instruments threshold
if it
equals or
is higher
than the
notifiable
threshold
10. In case of
proxy voting,
please
identify:
Name of the
proxy holder
The number and
% of voting
rights held
The date until
which the
voting rights
will be held
11. Additional
information
[xvi]
Place of completion UK
Date of completion 6 October 2023
This information was brought to you by Cision http://news.cision.com
END
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