Rogue Baron Plc - Holding(s) in Company
June 07 2024 - 10:36AM
UK Regulatory
Rogue Baron Plc - Holding(s) in Company
PR Newswire
LONDON, United Kingdom, June 07
TR-1:
Standard form for
notification of major
holdings
NOTIFICATION OF MAJOR
HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format if
possible) i |
|
1a. Identity of the issuer
or the underlying issuer of existing shares to which voting rights
are attached ii: |
ROGUE BARON
PLC |
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an “X” if
appropriate) |
Non-UK issuer |
|
2. Reason for the
notification (please mark the
appropriate box or boxes with an
“X”) |
An acquisition or disposal
of voting rights |
X |
An acquisition or disposal
of financial instruments |
|
An event changing the
breakdown of voting rights |
|
Other (please specify)
iii: |
|
3. Details of person
subject to the notification obligation
iv |
Name |
Stifel Nicolaus Europe
Limited |
City and country of
registered office (if applicable) |
150 Cheapside, London,
EC2V 6ET |
4. Full name of
shareholder(s) (if different from
3.) v |
Name |
|
City and country of
registered office (if applicable) |
|
5. Date on which the
threshold was crossed or reached vi: |
06 June
2024 |
6. Date on which issuer notified
(DD/MM/YYYY): |
07 June
2024 |
7. Total positions of
person(s) subject to the notification
obligation |
|
% of voting rights
attached to shares (total of 8. A) |
% of
voting rights
through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in % (8.A +
8.B) |
Total number of voting
rights held in issuer (8.A + 8.B) vii |
Resulting situation on the
date on which threshold was crossed or
reached |
9.89837467% |
0 |
9.89837467% |
14,153,290 |
Position of previous
notification (if applicable) |
11.20043501% |
0 |
11.20043501% |
|
|
|
|
|
|
|
|
8. Notified details of the
resulting situation on the date on which the threshold was crossed
or reached viii |
A: Voting rights attached
to shares |
Class/type of
sharesISIN code (if
possible) |
Number of voting
rights ix |
% of voting
rights |
Direct(DTR5.1) |
Indirect (DTR5.2.1) |
Direct(DTR5.1) |
Indirect(DTR5.2.1) |
GB00BKPJXC41 |
14,153,290 |
0 |
9.89837467% |
0 |
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.
A |
14,153,290 |
9.89837467% |
|
B 1: Financial Instruments
according to DTR5.3.1R (1) (a) |
Type of financial
instrument |
Expiration
date x |
Exercise/
Conversion Period xi |
Number of voting rights
that may be acquired if the instrument is
exercised/converted. |
% of voting
rights |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B
1 |
|
|
|
B 2: Financial Instruments
with similar economic effect according to DTR5.3.1R (1)
(b) |
Type of financial
instrument |
Expiration
date x |
Exercise/
Conversion Period xi |
Physical or
cash Settlement
xii |
Number of voting
rights |
% of voting
rights |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL
8.B.2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation
to the person subject to the notification
obligation (please mark
the applicable box with an
“X”) |
Person subject to the
notification obligation is not controlled by any natural person or
legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer xiii |
|
Full
chain of controlled
undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entity (please add additional rows as
necessary) xiv |
X |
Name
xv |
% of voting rights if it
equals or is higher than the notifiable
threshold |
% of voting rights through
financial instruments if it equals or is higher than the notifiable
threshold |
Total of both if it equals
or is higher than the notifiable
threshold |
Stifel Financial
Corp. |
9.89837467% |
n/a |
9.89837467% |
Stifel Europe Holdings
Limited |
9.89837467% |
n/a |
9.89837467% |
Stifel Nicolaus Europe
Limited |
9.89837467% |
n/a |
9.89837467% |
|
|
|
|
|
|
|
|
|
10.
In
case of proxy voting, please
identify: |
Name of the proxy
holder |
|
The number and % of voting
rights held |
|
The date until which the
voting rights will be held |
|
|
11. Additional
information xvi |
|
|
|
|
|
|
Place of
completion |
London |
Date of
completion |
07 June
2024 |
Rogue Baron (AQSE:SHNJ)
Historical Stock Chart
From Aug 2024 to Sep 2024
Rogue Baron (AQSE:SHNJ)
Historical Stock Chart
From Sep 2023 to Sep 2024