Strong first half gross profit margins despite recession's impact ANN ARBOR, Mich., Nov. 9 /PRNewswire-FirstCall/ -- Advanced Photonix, Inc.® (NYSE Amex: API) (the "Company") today reported its second quarter fiscal 2010 results ending September 25, 2009. Financial Highlights for the Second Quarter Ended September 25, 2009 -- Net sales for the quarter were $5.4 million, a decrease of $.5 million, or 8%, compared to revenues for the first quarter ended June 26, 2009. The decrease was broad based across four of its five markets. -- Gross profit margin for the first six months was 45% compared to 46% for the prior year six month period, despite a 29% drop in revenue compared to the record revenues in the first half of last year. Strong gross margins reflect the results of company-wide cost reduction initiatives and prior years' facilities consolidation activities. -- GAAP net loss for the quarter was $1,192,000, or $.05 per diluted share, as compared to a GAAP net loss of $326,000, or $.01 per diluted share for the quarter ended September 26, 2008. GAAP net loss year to date was $1,488,000 or $.06 per diluted share, as compared to a net loss of $179,000, or $.01 per diluted share, for the prior year period. -- The Non-GAAP net loss for the second quarter of fiscal 2010 was $452,000, or $0.02 per diluted share, as compared to a Non-GAAP net income of $306,000, or $.01 per diluted share, for the comparable quarter ended September 26, 2008. The Company reported year to date Non-GAAP net loss of $137,000, or $0.01 per diluted share, as compared to a Non-GAAP income of $1,173,000, or $0.05 per diluted share, for the comparable prior year period. -- On an EBITDA basis (which is defined as GAAP earnings before interest, taxes, depreciation, and amortization), the Company reported EBITDA of a negative $220,000 for the second quarter of fiscal 2010 as compared to positive EBITDA of $557,000 for the quarter ended September 26, 2008. For the year to date, the Company reported positive EBITDA of $334,000 as compared to positive EBITDA of $1,592,000 for the comparable prior year period. Richard Kurtz, Chairman and Chief Executive Officer, commented, "As we previously stated, the first half of the year was negatively impacted by the recessionary environment and this quarter was in line with our expectations. We have taken the necessary cost reduction steps to minimize the impact of the revenue shortfall in the first half of the year and anticipate second half revenue to show a return to growth driven mainly by our HSOR and Terahertz product platforms. While we do not anticipate top line revenue to meet 2009 numbers, predominantly due to the industrial product market being closely tied to the overall economy, we do expect the second half of the year to show growth over the first six months and with the reduced cost structure, a return to GAAP profitability. We continue to invest in our product platforms that position us for additional future growth as the overall economy improves." The Company will hold a conference call to discuss the results for the second quarter ended September 25, 2009 on Monday, November 9, 2009, at 4:30 PM EST. Participants can dial into the conference call at 888-713-4217 (617-213-4869 for international) using the pass code 82275901. The call will be webcast live by CCBN and can be accessed at Advanced Photonix's web site at http://investor.advancedphotonix.com/ or at http://www.earnings.com/. An audio replay of the call will be available shortly thereafter the same day and will remain on-line for two weeks. The replay number is 888-286-8010 (617-801-6888 for international) using pass code 37880498. Forward-looking Statements: The information contained herein includes forward-looking statements that are based on assumptions that management believes to be reasonable but are subject to inherent uncertainties and risks including, but not limited to, risks associated with the move of our wafer fabrication facilities, technological obsolescence of existing product lines and technological obstacles which may prevent or slow the development and/or manufacture of new products, limited (or slower than anticipated) customer acceptance of new products which have been and are being developed by the Company and a decline in the general demand for optoelectronic products. CONSOLIDATED BALANCE SHEETS Assets September 25, 2009 March 31, 2009 Current Assets Cash and cash equivalents $1,642,000 $2,072,000 Restricted cash 500,000 500,000 Accounts receivable, net 3,199,000 3,284,000 Inventories, net 3,782,000 3,669,000 Prepaid expenses and other current assets 348,000 252,000 ------- ------- Total current assets 9,471,000 9,777,000 Equipment & Leasehold Improvements, at cost 11,297,000 11,470,000 Accumulated depreciation (7,455,000) (7,148,000) ----------- ----------- Net Equipment and Leasehold Improvements 3,842,000 4,322,000 Goodwill 4,579,000 4,579,000 Patents, net 779,000 705,000 Intangible assets, net 7,253,000 8,270,000 Other assets 388,000 388,000 ------- ------- Total assets $26,312,000 $28,041,000 =========== =========== Liabilities and shareholders' equity Current liabilities Accounts payable and accrued expenses 2,308,000 2,484,000 Compensation and related withholdings 911,000 1,037,000 Current portion of long-term debt - fair value of warrant liability 22,000 - Current portion of long-term debt - related parties 1,401,000 1,401,000 Current portion of long-term debt - bank term loan 434,000 434,000 Current portion of long-term debt - MEDC 789,000 353,000 ------- ------- Total current liabilities 5,865,000 5,709,000 Long term debt, less current portion - MEDC 1,435,000 1,871,000 Long-term fair value warrant liability less current portion 325,000 - Long term debt, less current portion - line of credit 1,394,000 1,394,000 Long term debt, less current portion - bank term loan 904,000 1,121,000 ------- --------- Total liabilities 9,923,000 10,095,000 Shareholders' equity Class A common stock, $.001 par value, 50,000,000 shares authorized; September 25, 2009 - 24,433,978, shares issued and outstanding; March 31, 2009 - 24,089,726 shares issued and outstanding 24,000 24,000 Additional paid-in capital 50,006,000 52,400,000 Accumulated deficit (33,641,000) (34,478,000) ------------ ------------ Total shareholders' equity 16,389,000 17,946,000 Total liabilities and shareholders' equity $26,312,000 $28,041,000 =========== =========== Condensed Consolidated Statement of Operations ---------------------------------------------- Three months ended Six months ended ------------------ ---------------- September September September September 25, 26, 25, 26, 2009 2008 2009 2008 Net Sales $5,424,000 $8,188,000 $11,358,000 $15,958,000 Cost of Sales 3,360,000 4,624,000 6,297,000 8,638,000 --------- --------- --------- --------- Gross Margin 2,064,000 3,564,000 5,061,000 7,320,000 Other Operating Expenses Research & Development 1,167,000 1,081,000 2,230,000 2,209,000 General & Administrative 981,000 1,432,000 2,154,000 2,515,000 Amortization 518,000 518,000 1,033,000 1,044,000 Wafer Fab Consolidation -- 48,000 40,000 208,000 Sales & Marketing 418,000 710,000 869,000 1,330,000 ------- ------- ------- --------- Total Other Operating Expenses 3,084,000 3,789,000 6,326,000 7,306,000 Net Operating Income (Loss) (1,020,000) (225,000) (1,265,000) 14,000 Other (Income) & Expense Other (Income) /Expense (2,000) 2,000 8,000 2,000 Change in fair value of warrant liability 92,000 -- 53,000 -- Interest Income (2,000) (12,000) (3,000) (28,000) Interest Expense -Related Parties 15,000 28,000 29,000 55,000 Interest Expense 69,000 83,000 136,000 164,000 ------ ------ ------- ------- Other (Income) & Expense 172,000 101,000 223,000 193,000 Net Income (Loss) $(1,192,000) $(326,000) $(1,488,000) $(179,000) Net income (loss) per share $(0.05) $(0.01) $(0.06) $(0.01) Diluted income (loss) per share $(0.05) $(0.01) $(0.06) $(0.01) Weighted number of shares outstanding 24,343,000 24,060,000 24,241,000 24,035,000 Anti-diluted weighted number of shares 24,343,000 24,060,000 24,241,000 24,035,000 Non-GAAP Financial Measures The Company provides Non-GAAP Net Income and EBITDA as supplemental financial information regarding the Company's operational performance. These Non-GAAP financial measures are not in accordance with, or an alternative for, generally accepted accounting principles in the United States. Non-GAAP Net Income and EBITDA should not be considered in isolation from or as a substitute for financial information presented in accordance with generally accepted accounting principles, and may be different from similar measures used by other companies. Reconciliation of Non-GAAP Net Income and EBITDA to GAAP net income and loss are set forth in the financial schedule section below. Reconciliation of Non-GAAP Income (loss) to GAAP Income (loss) Three months ended Six months ended ------------------ ---------------- September September September September 25, 26, 25, 26, 2009 2008 2009 2008 Net Income (Loss) $(1,192,000) $(326,000) $(1,488,000) $(179,000) Add Back: Change in warrant fair value liability 92,000 -- 53,000 -- Amortization - intangibles/patents 518,000 518,000 1,033,000 1,044,000 Stock Option Compensation Expense 130,000 66,000 225,000 100,000 Other Expense - Wafer Fabrication -- 48,000 40,000 208,000 Subtotal - Add backs 740,000 632,000 1,351,000 1,352,000 Non-GAAP Income (Loss) $(452,000) $306,000 $(137,000) $1,173,000 Net earnings per share $(0.02) $0.01 $(0.01) $0.05 Diluted earnings per share $(0.02) $0.01 $(0.01) $0.05 Weighted Number of shares outstanding 24,343,000 24,060,000 24,241,000 24,035,000 Diluted shares outstanding 24,343,000 24,060,000 24,241,000 24,035,000 Reconciliation of EBITDA to GAAP income/(loss) Three months ended Six months ended ------------------ ---------------- September September September September 25, 26, 25, 26, 2009 2008 2009 2008 Net Income (Loss) $(1,192,000) $(326,000) $(1,488,000) $(179,000) Add Back: Net Interest expense (income) 83,000 99,000 163,000 191,000 Change in warrant fair value liability 92,000 - 53,000 - Depreciation Expense 279,000 267,000 573,000 536,000 Amortization 518,000 517,000 1,033,000 1,044,000 Subtotal - Add backs 972,000 883,000 1,822,000 1,771,000 EBITDA $(220,000) $557,000 $334,000 $1,592,000 About Advanced Photonix, Inc. Advanced Photonix, Inc. (R) (NYSE Amex: API) is a leading supplier with a broad offering of optoelectronic products to a global customer base. We provide optoelectronic solutions, high-speed optical receivers and terahertz instrumentation for telecom, homeland security, military, medical and industrial markets. With our patented technology and state-of-the-art manufacturing we offer industry leading performance, exceptional quality, and high value added products to our OEM customer base. For more information visit us on the web at http://www.advancedphotonix.com/. Contact: Richard Kurtz, Advanced Photonix, Inc. (734) 864-5600 Cameron Donahue, Hayden IR (651) 653-1854; DATASOURCE: Advanced Photonix, Inc. CONTACT: Richard Kurtz of Advanced Photonix, Inc., +1-734-864-5600; or Cameron Donahue of Hayden IR, +1-651-653-1854; , for Advanced Photonix, Inc. Web Site: http://www.advancedphotonix.com/

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