Altaba Files Certificate of Dissolution
October 04 2019 - 4:30PM
Business Wire
Altaba Inc. (“Altaba” or the “Fund”) (NASDAQ: AABA) today
announced that it filed a certificate of dissolution with the
Secretary of State of the State of Delaware, as contemplated by the
Plan of Complete Liquidation and Dissolution (the “Plan”)
previously approved by the Fund’s Board of Directors and
stockholders. The certificate of dissolution, which became
effective at 4:00 p.m. Eastern Time on October 4, 2019, provides
for the dissolution of the Fund under the General Corporation Law
of the State of Delaware.
In connection with the filing of the certificate of dissolution,
effective as of 4:00 p.m. Eastern Time on October 4, 2019, the Fund
closed its stock transfer books and discontinued recording
transfers of its common stock, $0.001 par value per share (the
“Shares”). Record holders of Shares are no longer able to transfer
record ownership of their Shares on the Fund’s stock transfer
books, other than transfers by will, intestate succession or
operation of law.
The Fund has requested that The Depository Trust Company (“DTC”)
maintain records representing the right to receive any
post-dissolution liquidating distributions, including transfers of
such rights. Consequently, the Fund expects that transfers of such
rights will be tracked by DTC. To the extent that a stockholder’s
Shares were not held by a DTC participant as of 4:00 p.m. Eastern
Time on October 4, 2019, it could be more difficult for such
stockholder to transfer such stockholder’s rights to receive any
post-dissolution liquidating distributions.
In addition, The Nasdaq Stock Market LLC (“Nasdaq”) halted
trading in the Shares on the NASDAQ Global Select Market following
the close of regular trading on October 2, 2019. Nasdaq has advised
the Fund that trading in the Shares will be indefinitely suspended
prior to the opening of trading on the NASDAQ Global Select Market
on October 7, 2019, and that Nasdaq will thereafter file with the
Securities and Exchange Commission (the “SEC”) a Notice of Removal
from Listing and/or Registration on Form 25 to cause the Shares to
be delisted. The Fund expects to continue to be registered as an
investment company under the Investment Company Act of 1940 (the
“1940 Act”) and will file reports in compliance with the 1940 Act
and regulations thereunder.
Additional information regarding the Plan and the dissolution
process can be found in the Fund’s Definitive Proxy Statement on
Schedule 14A, filed with the SEC on May 17, 2019 (the “Proxy
Statement”).
About Altaba
Altaba is an independent, non-diversified, closed-end management
investment company registered under the 1940 Act. The Fund’s assets
primarily consist of a mix of cash and marketable securities.
Prior to June 16, 2017, Altaba was known as “Yahoo! Inc.” Altaba
was created from Yahoo! Inc. after the sale of its operating
businesses, at which time Yahoo! Inc. reorganized as an investment
company and was renamed Altaba Inc.
Visit www.altaba.com for more
information.
CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING
INFORMATION
This document contains forward-looking statements concerning the
Fund’s liquidation and dissolution pursuant to the Plan. Without
limiting the foregoing, words or phrases such as “will likely
result,” “are expected to,” “will continue,” “anticipate,”
“estimate,” “project,” “believe,” “intend” or similar expressions
are intended to identify forward-looking statements. These
statements are not statements of historical facts and do not
reflect historical information. Forward-looking statements are
subject to numerous risks and uncertainties and actual results may
differ materially from those statements. Such risks and
uncertainties relate to, among other things: the availability,
timing and amount of post-dissolution liquidating distributions;
the amounts that will need to be set aside by the Fund; the
adequacy of such reserves to satisfy the Fund’s obligations; the
ability of the Fund to favorably resolve certain potential tax
claims, litigation matters and other unresolved contingent
liabilities of the Fund; the application of, and any changes in,
applicable tax laws, regulations, administrative practices,
principles and interpretations; and the incurrence by the Fund of
expenses relating to the liquidation and dissolution. Further
information regarding the risks, uncertainties and other factors
that could cause actual results to differ from the results in these
forward-looking statements are discussed under the section “Risk
Factors” in the Proxy Statement, as supplemented. The
forward-looking statements included in this document are made only
as of the date hereof.
The Fund does not undertake any obligation to update or
supplement such forward-looking statements to reflect events or
circumstances after the date hereof, except as required by law.
Because the Fund is an investment company, the forward-looking
statements and projections in this press release are excluded from
the safe harbor protection provided by Section 27A of the
Securities Act of 1933, as amended, and Section 21E of the
Securities Exchange Act of 1934, as amended.
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version on businesswire.com: https://www.businesswire.com/news/home/20191004005480/en/
Investor Relations and Media: Abernathy MacGregor Alan Oshiki
212-371-5999 altaba@abmac.com
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