Annual Statement of Changes in Beneficial Ownership (5)
January 23 2019 - 3:43PM
Edgar (US Regulatory)
FORM 5
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
[ ]
Form 3 Holdings Reported
[ ]
Form 4 Transactions Reported
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden
hours per response...
1.0
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
IORDANOU CONSTANTINE
|
2. Issuer Name
and
Ticker or Trading Symbol
ARCH CAPITAL GROUP LTD. [ACGL]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman
|
(Last)
(First)
(Middle)
C/O ARCH CAPITAL GROUP LTD., WATERLOO HOUSE,100 PITTS BAY ROAD
|
3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
12/31/2018
|
(Street)
PEMBROKE, D0 HM 08
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
|
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Amount
|
(A) or (D)
|
Price
|
Common Shares, $.0011 par value per share
|
11/1/2018
|
|
G
(1)
|
9891
(2)
|
D
|
(1)
|
0
|
I
|
By Limited Liability Company
|
Common Shares, $.0011 par value per share
|
11/1/2018
|
|
G
(1)
|
9891
|
A
|
(1)
|
474876
(2)
|
D
|
|
Common Shares, $.0011 par value per share
|
12/19/2018
|
|
G
|
1200
|
D
|
$0
|
473676
|
D
|
|
Common Shares, $.0011 par value per share
|
12/31/2018
|
|
G
(4)
|
126694
(4)
|
D
|
$0
(4)
|
478334
(2)
|
I
|
By 2015 GRAT
|
Common Shares, $.0011 par value per share
|
12/31/2018
|
|
G
(4)
|
126694
(4)
|
A
|
$0
(4)
|
600370
|
D
|
|
Depositary Shares
(3)
|
|
|
|
|
|
|
3000
|
I
|
By spouse
|
Depositary Shares
(3)
|
|
|
|
|
|
|
7000
|
D
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Share Appreciation Right
|
$12.35
|
12/31/2018
|
|
G
|
|
193164
(5)
|
2/29/2012
|
2/28/2022
|
Common Shares, $.0011 par value per share
|
193164
(2)
|
$0
|
0
|
I
|
By 2014 GRAT
|
Share Appreciation Right
|
$12.35
|
12/31/2018
|
|
G
|
193164
(5)
|
|
2/29/2012
|
2/28/2022
|
Common Shares, $.0011 par value per share
|
193164
|
$0
|
484908
(2)
(5)
|
D
|
|
Share Appreciation Right
|
$12.86
|
12/31/2018
|
|
G
|
|
240674
(6)
|
(7)
|
5/9/2022
|
Common Shares, $.0011 par value per share
|
240674
|
$0
|
62326
(2)
(6)
|
I
|
By 2014 GRAT
|
Share Appreciation Right
|
$12.86
|
12/31/2018
|
|
G
|
240674
(6)
|
|
(7)
|
5/9/2022
|
Common Shares, $.0011 par value per share
|
240674
|
$0
|
240674
(2)
(6)
|
D
|
|
Explanation of Responses:
|
(1)
|
On November 1, 2018, the limited liability company distributed 9,891 common shares indirectly beneficially owned by the reporting person to the reporting person's direct holdings.
|
(2)
|
The amount of common shares includes common shares acquired in connection with a 3-for-1 share split effectuated by Arch Capital Group Ltd. on June 21, 2018.
|
(3)
|
Each Depositary Share Represents 1/1,000th interest in a Series F Non-Cumulative Preferred Share.
|
(4)
|
On December 31, 2018, 126,694 common shares were distributed from the 2015 GRAT. Such common shares were previously reported as indirectly held by the 2015 GRAT. Following the distribution, the reporting person owns these 126,694 common shares directly.
|
(5)
|
On December 31, 2018, 193,164 SARs were distributed from the 2014 GRAT. Such SARs were previously reported as indirectly beneficially held by the 2014 GRAT. Following such distribution, the 2014 GRAT indirectly owns 0 and the reporting person owns 484,908 SARs directly.
|
(6)
|
On December 31, 2018, 240,674 SARs were distributed from the 2014 GRAT. Such SARs were previously reported as indirectly beneficially held by the 2014 GRAT. Following such distribution, the 2014 GRAT indirectly owns 62,326 SARs and the reporting person owns 240,674 SARs directly.
|
(7)
|
The share appreciation right became exercisable in three equal annual installments with the first installment being exercisable on May 9, 2014 and the second and third installments being exercisable on May 9, 2015 and May 9, 2016.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
IORDANOU CONSTANTINE
C/O ARCH CAPITAL GROUP LTD.
WATERLOO HOUSE,100 PITTS BAY ROAD
PEMBROKE, D0 HM 08
|
X
|
|
Chairman
|
|
Signatures
|
/s/ Constantine Iordanou
|
|
1/23/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Arch Capital (NASDAQ:ACGLP)
Historical Stock Chart
From Jun 2024 to Jul 2024
Arch Capital (NASDAQ:ACGLP)
Historical Stock Chart
From Jul 2023 to Jul 2024