Designate a New Effective Date for a Post-effective Amendment Previously Filed Pursuant to Rule 485(a) (485bxt)
June 03 2013 - 4:23PM
Edgar (US Regulatory)
Securities Act File No. 333-122917
ICA No. 811- 21720
As filed with the Securities and Exchange Commission on
June 3,
2013
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No. _______
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[ ]
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Post-Effective Amendment No.
492
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[ X ]
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
(Check Appropriate Box or Boxes)
Northern Lights Fund Trust
(Exact Name of Registrant as Specified in Charter)
17605 Wright Street
Omaha, NE 68154-1150
Attention: Michael Miola
(Address of Principal Executive Offices)(Zip Code)
(402) 895-1600
(Registrant's Telephone Number, Including Area Code)
The Corporation Trust Company
Corporate Trust Center
1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With a copy to
:
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JoAnn M. Strasser, Esq.
Thompson Hine LLP
41 South High Street, Suite 1700
Columbus, Ohio 43215
614-469-3265 (phone)
513-241-4771 (fax)
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James Ash, Esq.
Gemini Fund Services, LLC
80 Arkay Drive, Suite 110
Hauppauge, New York 11788
(631) 470-2619
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Approximate Date of Proposed Public Offering:
It is proposed that this filing will become effective (check appropriate box):
( )
immediately upon filing pursuant to paragraph (b).
(X)
on
June
10., 2013 pursuant to paragraph (b).
( )
60 days after filing pursuant to paragraph (a)(1).
( )
on (date) pursuant to paragraph (a)(1).
( )
75 days after filing pursuant to paragraph (a)(2).
( )
on (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
(X) this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
The sole purpose of this filing is to delay the effectiveness of the Trust’s Post-Effective Amendment No.
474
to its Registration Statement until
June 10, 2013.
Post-Effective Amendment
No.474
to the Trust’s Registration Statement relates to the
Ascendant Balanced Fund, Ascendant Natural Resources Fund and Ascendant Multicap Equity
Fund. Parts A, B and C of Registrant’s Post-Effective Amendment No.
474
under the Securities Act of 1933 and Amendment No.
476
under the Investment Company Act of 1940, filed on
April 5, 2013,
are incorporated by reference herein.
Signatures
Pursuant to the requirements of the Securities Act of 1933, as amended, and Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No.
492
to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized in the City of Hauppauge, State of New York on the
3rd
day of
June
2013.
NORTHERN LIGHTS FUND TRUST
(Registrant)
/s/ Andrew Rogers
By: Andrew Rogers,
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
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Michael Miola*
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Trustee & Chairman
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June 3,
2013
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John V. Palancia*
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Trustee
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June 3,
2013
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Gary Lanzen*
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Trustee
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June 3,
2013
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Anthony Hertl*
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Trustee
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June 3,
2013
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Mark Taylor*
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Trustee
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June 3,
2013
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/s/ Andrew Rogers
Andrew Rogers
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President and Principal Executive Officer
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June 3
, 2013
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Kevin Wolf*
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Treasurer and Principal Accounting Officer
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June 3
, 2013
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By:
Date:
/s/ James P. Ash, Esq.
June 3
, 2013
James Ash
*Attorney-in-Fact – Pursuant to Powers of Attorney
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