Statement of Changes in Beneficial Ownership (4)
June 18 2018 - 5:14PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Gupta Anneka R.
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2. Issuer Name
and
Ticker or Trading Symbol
ACXIOM CORP
[
ACXM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Divisional Co-President
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(Last)
(First)
(Middle)
ACXIOM CORPORATION, 301 E. DAVE WARD DRIVE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/14/2018
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(Street)
CONWAY, AR 72032
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK, $.10 PAR VALUE
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6/14/2018
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J
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1332
(1)
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D
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$0
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161792
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D
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COMMON STOCK, $.10 PAR VALUE
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6/14/2018
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F
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685
(2)
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D
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$30.33
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161107
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D
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COMMON STOCK, $.10 PAR VALUE
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1218.4912
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I
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BY MANAGED ACCOUNT 1
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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Represents previously reported performance stock units that the Compensation Committee of the registrant's Board of Directors determined on June 14, 2018 did not vest and were, by the terms of the original grant agreement, automatically cancelled as of such date. On June 28, 2017, the reporting person received a grant of performance stock units (covering 8,553 shares of common stock) that could vest ratably over three years at 0% to 300% of target based upon certain performance criteria for the periods ending March 31, 2018, March 31, 2019 and March 31, 2020 having been satisfied and approved by the Compensation Committee. Such award was reported at target in the reporting person's Form 3 filed September 14, 2017. On June 14, 2018, the Compensation Committee determined that 53.27% of the first tranche of such award vested.
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(2)
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These shares were withheld by Acxiom Corporation to satisfy the reporting person's tax obligations that arose on June 14, 2018, when restricted stock units belonging to the reporting person vested.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Gupta Anneka R.
ACXIOM CORPORATION
301 E. DAVE WARD DRIVE
CONWAY, AR 72032
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Divisional Co-President
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Signatures
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/s/ By: Catherine L. Hughes, Attorney-in-Fact For: Anneka R. Gupta
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6/18/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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