Current Report Filing (8-k)
November 04 2013 - 1:46PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
____________
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or
15(d) of the Securities Exchange Act of 1934
Date of Report (Date of
earliest event reported): November 1, 2013
ALLIANCE FIBER OPTIC
PRODUCTS, INC.
(Exact name of
registrant as specified in its charter)
Delaware |
0-31857 |
77-0554122 |
(State or other jurisdiction |
(Commission |
(IRS Employer |
of incorporation) |
File Number) |
Identification No.) |
|
|
|
|
275 Gibraltar Drive, Sunnyvale,
California |
94089 |
|
|
(Address of principal executive
offices) |
(Zip Code) |
|
Registrants
telephone number, including area code: (408) 736-6900
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
¨ |
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425) |
|
|
|
¨ |
|
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
|
|
¨ |
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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|
|
¨ |
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Item 5.07 Submission of Matters to a
Vote of Security Holders.
On November 1, 2013, Alliance Fiber Optic
Products, Inc. (the Company) held a special meeting of its stockholders (the
Special Meeting) which was adjourned from October 21, 2013. The following
actions were taken:
Proposal 1: to increase the number of
shares of authorized Common Stock from 20,000,000 to 100,000,000 shares:
For |
|
Against |
|
Abstain |
|
Broker Non-Vote |
|
6,086,109 |
1,862,488 |
32,674 |
19,729 |
Proposal 2: to increase by 900,000 the
number of shares of Common Stock available for issuance under the 2000 Stock
Incentive Plan:
For |
|
Against |
|
Abstain |
|
Broker Non-Vote |
|
4,331,109 |
1,468,106 |
20,265 |
2,181,520 |
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 4, 2013
ALLIANCE FIBER OPTIC
PRODUCTS, |
INC. |
|
|
By |
|
/s/ Anita K.
Ho |
Name: |
Anita K. Ho |
Title: |
Acting Chief Financial
Officer |
Alliance Fiber Optic (NASDAQ:AFOP)
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