Amended Statement of Ownership (sc 13g/a)
February 16 2016 - 1:24PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Alliance
Fiber Optic Products, Inc.
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
01868O 10 8
(CUSIP
Number)
February 16, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
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| 1. |
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Names of
Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Hon Hai Precision Industry Co., Ltd. |
| 2. |
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ¨ (b) ¨ |
| 3. |
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SEC Use Only
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| 4. |
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Citizenship or Place of
Organization Taiwan, R.O.C. |
| Number of
Shares Beneficially
Owned by Each
Reporting Person
With: |
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5. |
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Sole Voting Power
0 |
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6. |
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Shared Voting Power
2,711,771 |
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7. |
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Sole Dispositive Power
0 |
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8. |
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Shared Dispositive Power
2,711,771 |
| 9. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
2,711,771 shares |
| 10. |
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions) ¨ |
| 11. |
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Percent of Class Represented by Amount
in Row (9) 15.6%* |
| 12. |
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Type of Reporting Person (See
Instructions) HC |
| * |
- Based upon 17,384,733 shares of the Issuer’s Common Stock outstanding as of October 30, 2015, as reported in the Issuer’s filing on Form 10-Q for the quarter ending September 30, 2015. |
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| 1. |
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Names of
Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Foxconn Holding Limited |
| 2. |
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ¨ (b) ¨ |
| 3. |
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SEC Use Only
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| 4. |
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Citizenship or Place of
Organization British Virgin Islands |
| Number of
Shares Beneficially
Owned by Each
Reporting Person
With: |
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5. |
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Sole Voting Power
0 |
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6. |
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Shared Voting Power
2,711,771 shares |
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7. |
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Sole Dispositive Power
0 |
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8. |
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Shared Dispositive Power
2,711,771 shares |
| 9. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
2,711,771 shares |
| 10. |
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions) ¨ |
| 11. |
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Percent of Class Represented by Amount
in Row (9) 15.6%* |
| 12. |
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Type of Reporting Person (See
Instructions) CO |
| * |
- Based upon 17,384,733 shares of the Issuer’s Common Stock outstanding as of October 30, 2015, as reported in the Issuer’s filing on Form 10-Q for the quarter ending September 30, 2015. |
Item 1.
(a) Name of Issuer
Alliance
Fiber Optic Products, Inc.
(b) Address of Issuer’s Principal Executive Offices
275 Gibraltar Drive, Sunnyvale, CA 94089
Item 2.
(a)-(c) This Statement
is filed by:
Hon Hai Precision Industry Co., Ltd. and Foxconn Holding Limited.
The Address of the Principal Business Office of Hon Hai Precision Industry Co., Ltd. is 2 Tzu Yu Street, Tucheng City, Taipei Hsien,
Taiwan, R.O.C. and the Address of the Principal Business Office of Foxconn Holding Limited is 2 Tzu Yu Street, Tucheng City, Taipei Hsien, Taiwan, R.O.C.; Hon Hai Precision Industry Co., Ltd. is a Taiwan, R.O.C. corporation and Foxconn Holding
Limited is a British Virgin Islands company.
Hon Hai Precision Industry Co., Ltd. and Foxconn Holding Limited are individually
referred to herein as “Reporting Person” and collectively, as the “Reporting Persons.”
(d) Title of Class of
Securities
Common Stock
(e) CUSIP Number
01868O 10 8
Item 3.
Inapplicable.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: See Row 9 for the amount
beneficially owned by each Reporting Person
(b) Percent of class: See Row 11 for the percentage of class beneficially owned by each
Reporting Person
(c) Number of shares as to which the person has: See Rows 5-8 for the voting and dispositive power for each Reporting
Person
Hon Hai Precision Industry Co., Ltd. expressly declares that the filing of this statement shall not be construed as an
admission that it is, for purposes of Sections 13(d) or 13(g) of the Securities and Exchange Act of 1934, the beneficial owner of any securities covered by this statement.
| Item 5. |
Ownership of Five Percent or Less of a Class |
Inapplicable.
| Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
Inapplicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control
Person
See Exhibit A attached hereto relating to the securities being reported that are held by a subsidiary of Hon Hai
Precision Industry Co., Ltd.
| Item 8. |
Identification and Classification of Members of the Group |
Each Reporting Person
expressly disclaims any assertion or presumption that it or the other person on whose behalf this statement is filed constitute a “group.” The filing of this statement should not be construed to be an admission that any of the Reporting
Persons is a member of a “group” consisting of one or more of such persons. A copy of the Agreement Relating to Joint Filing of Schedule 13G is attached hereto as Exhibit B.
| Item 9. |
Notice of Dissolution of Group |
Inapplicable.
Inapplicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set in this statement is true, complete
and correct.
Dated: February 16, 2016
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| Hon Hai Precision Industry Co., Ltd. |
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| By: |
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/s/ Teh-Tsai Huang
Teh-Tsai Huang |
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| Foxconn Holding Limited |
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| By: |
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/s/ Yu Huang, Chiu-Lian
Yu Huang, Chiu-Lian |
EXHIBIT A
IDENTIFICATION OF SUBSIDIARIES
Hon Hai Precision Industry Co., Ltd. has filed Schedule 13G pursuant to Rule 13d-1(d). As of December 31, 2000, Foxconn
Holding Limited, a subsidiary of Hon Hai Precision Industry Co., Ltd., was the record owner of 2,711,771 shares of Common Stock of Alliance Fiber Optic Products, Inc.
EXHIBIT B
AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G
The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Alliance Fiber Optic
Products, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an Exhibit to such Schedule 13G.
This Agreement and the filing of the Schedule 13G shall not be construed to be an admission that any of the undersigned is a member of a
“group” consisting of one or more of such persons pursuant to Section 13(g) of the Securities Exchange Act of 1934, as amended and the rules thereunder.
Dated: October 18, 2001
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| Hon Hai Precision Industry Co., Ltd. |
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| By: |
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/s/ Chiu-Lian Huang |
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Chiu-Lian Huang Chief Financial
Officer |
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| Foxconn Holding Limited |
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| By: |
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/s/ Chiu-Lian Huang |
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Chiu-Lian Huang Director |
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