Current Report Filing (8-k)
November 03 2022 - 4:18PM
Edgar (US Regulatory)
MidCap Financial Investment Corp false 0001278752 --03-31 0001278752 2022-11-03 2022-11-03
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 3, 2022
MidCap Financial Investment Corporation
(Exact name of Registrant as specified in its charter)
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| Maryland |
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814-00646 |
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52-2439556 |
| (State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
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| 9 West 57th Street New York, New York |
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10019 |
| (Address of principal executive offices) |
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(Zip Code) |
(Registrant’s telephone number, including area code): (212) 515-3450
None
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class |
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Trading
Symbol(s) |
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Name of each exchange
on which registered |
| Common Stock, $0.001 par value |
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MFIC |
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NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 2.02 |
Results of Operations and Financial Condition. |
On November 3, 2022, MidCap Financial Investment Corporation (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2022. The text of the press release is included as Exhibit 99.1 to this Form 8-K.
The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.
| Item 5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
On November 3, 2022, the Board of Directors of the Company changed the Company’s fiscal year end from March 31 to December 31, effective December 31, 2022. Accordingly, the Company will file its next Annual Report on Form 10-K for the fiscal year ended December 31, 2022 (the “Annual Report”) with the Securities and Exchange Commission. The Company will include the necessary financial information for the transition period from March 31, 2022 to December 31, 2022 in its Annual Report.
| Item 9.01 |
Financial Statements and Exhibits. |
(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| MIDCAP FINANCIAL INVESTMENT CORPORATION |
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| By: |
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/s/ Kristin Hester |
| Name: |
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Kristin Hester |
| Title: |
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Chief Legal Officer and Secretary |
Date: November 3, 2022
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