SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 6-K


Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of the
Securities Exchange Act of 1934

Commission File No. 000-51196

For the month of July, 2015

AIXTRON SE
(Translation of registrant’s name into English)


Dornkaulstr. 2
52134 Herzogenrath
Germany
(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F 

 

Form 40-F

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes

 

No

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): N/A


AIXTRON SE:  Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
July 22, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 17.07.2015
6. Total amount of voting rights: 9.80% (equals 11051088 voting rights) calculated from the following total number of voting rights issued: 112715180
7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.81% (equals 4292006 voting rights) thereof held indirectly: 0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.73% (equals 821670 voting rights) thereof held indirectly: 0.15% (equals 172000 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.27% (equals 5937412 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016


Furthermore we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on July 22, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 17.07.2015
6. Total amount of voting rights: 9.80% (equals 11051088 voting rights) calculated from the following total number of voting rights issued: 112715180
7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.81% (equals 4292006 voting rights) thereof held indirectly: 3.81% (equals 4292006 voting rights)
Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.73% (equals 821670 voting rights) thereof held indirectly: 0.73% (equals 821670 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.27% (equals 5937412 voting rights)

8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

AIXTRON SE

 

 

Date: July 27, 2015

By:

/s/ Martin Goetzeler

Name:

Martin Goetzeler

Title:

President and CEO

Aixtron SE ADS, Each Representing One Ordinary Share (NASDAQ:AIXG)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more Aixtron SE ADS, Each Representing One Ordinary Share Charts.
Aixtron SE ADS, Each Representing One Ordinary Share (NASDAQ:AIXG)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more Aixtron SE ADS, Each Representing One Ordinary Share Charts.