Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
January 09 2024 - 3:32PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under the Securities Exchange Act of 1934
(Amendment
No. ___1___)*
ALICO,
INC. |
(Name
of Issuer) |
|
Common
Stock, $1.00 par value |
(Title
of Class of Securities) |
|
016230104 |
(CUSIP
Number) |
|
December
31, 2023 |
(Date of Event which Requires Filing of this Statement) |
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐
Rule 13d-1(b)
☒
Rule 13d-1(c)
☐
Rule 13d-1(d)
*The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover
page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 016230104 | 13G | Page 2 of 6 Pages |
1. |
NAMES
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Remy W. Trafelet |
|
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)
☐
(b)
☒ |
|
3. |
SEC
USE ONLY
|
|
4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States of America |
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH |
5. |
SOLE
VOTING POWER
268,563* |
6. |
SHARED
VOTING POWER
0 |
7. |
SOLE
DISPOSITIVE POWER
268,563* |
8. |
SHARED
DISPOSITIVE POWER
0 |
9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
268,563* |
|
10. |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see
instructions) ☐
|
|
11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.5%* |
|
12. |
TYPE
OF REPORTING PERSON (see instructions)
IN |
|
CUSIP No. 016230104 | 13G | Page 3 of 6 Pages |
Item
1.
|
(a) |
Name
of Issuer
Alico,
Inc. |
|
|
|
|
(b) |
Address
of Issuer’s Principal Executive Offices
10070
Daniels Interstate Court Suite, 100
Fort
Myers, FL, 33913 |
Item
2.
|
(a) |
Name
of Person Filing
Remy
W. Trafelet* |
|
|
|
|
(b) |
Address
of the Principal Office or, if none, residence
231
Royal Palm Way Palm Beach, FL 33480 |
|
|
|
|
(c) |
Citizenship
United
States of America |
|
|
|
|
(d) |
Title
of Class of Securities
Common
Stock, $1.00 par value |
|
|
|
|
(e) |
CUSIP
Number
016230104 |
Item
3. If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is:
N/A
CUSIP No. 016230104 | 13G | Page 4 of 6 Pages |
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
(a) |
Amount
beneficially owned: |
|
|
|
Remy
W. Trafelet- 268,563* |
|
(b) |
Percent
of class: |
|
|
|
Remy
W. Trafelet- 3.5%* |
|
(c) |
Number
of shares as to which the person has: |
|
|
|
|
|
|
(i) |
Sole
power to vote or to direct the vote |
|
|
|
Remy
W. Trafelet- 268,563* |
|
|
(ii) |
Shared
power to vote or to direct the vote |
|
|
|
Remy
W. Trafelet- 0 |
|
|
(iii) |
Sole
power to dispose or to direct the disposition of |
|
|
|
Remy
W. Trafelet- 268,563* |
|
|
(iv) |
Shared
power to dispose or to direct the disposition of |
|
|
|
Remy W. Trafelet-0 |
*
The Common Stock (the “Shares”) of Alico, Inc., reported herein are held by the Remy W. Trafelet Revocable Trust (the
“Trust”) of which Remy W. Trafelet is the grantor and beneficial owner of the revocable trust.
Mr.
Trafelet disclaims beneficial ownership of the Shares held by the Trust except to the extent of his pecuniary interest therein. This
report shall not be deemed an admission that the reporting person or any other person are beneficial owners of the Shares for purposes
of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The reporting person herein disclaims
beneficial ownership of the Shares reported herein except to the extent of the reporting person’s pecuniary interest therein.
The
percentages herein are calculated based upon a statement in the Issuer’s From 10-K filed on December 6, 2023 for
the fiscal year ended on September 30, 2023 that there were 7,616,081 Shares issued and outstanding as of December
4, 2023.
CUSIP No. 016230104 | 13G | Page 5 of 6 Pages |
Item
5. Ownership of Five Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following ☒.
Item
6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
If
a parent holding company or control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g)
and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control
person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant
subsidiary.
N/A
Item
8. Identification and Classification of Members of the Group.
If
a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the
identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d- 1(c) or Rule
13d-1(d), attach an exhibit stating the identity of each member of the group.
N/A
Item
9. Notice of Dissolution of Group.
Notice
of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect
to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item
5.
N/A
Item
10. Certification.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely
in connection with a nomination under § 240.14a-11.
CUSIP No. 016230104 | 13G | Page 6 of 6 Pages |
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
|
January
9, 2024 |
|
Date |
|
|
|
/s/
Remy W. Trafelet |
|
Signature |
|
|
|
Remy
W. Trafelet, Individually |
|
Name/Title |
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement
is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person,
evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however,
that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and
any title of each person who signs the statement shall be typed or printed beneath his signature.
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
s.240.13d-7 for other parties for whom copies are to be sent.
Attention.
Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
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