Statement of Changes in Beneficial Ownership (4)
March 18 2022 - 5:05PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Le Thong Q. |
2. Issuer Name and Ticker or Trading Symbol
ALSP Orchid Acquisition Corp I
[
ALOR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
C/O ALSP ORCHID ACQUISITION CORP I, 2815 EASTLAKE AVENUE EAST, SUITE 300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/22/2021 |
(Street)
SEATTLE, WA 98102
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Ordinary Shares | 11/22/2021 | | P | | 825000 | A | $10.00 (1) | 825000 | I | By ALSP Orchid Sponsor LLC (2) |
Class A Ordinary Shares | 11/23/2021 | | P | | 90000 | A | $10.00 (1) | 915000 | I | By ALSP Orchid Sponsor LLC (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reported Class A Ordinary Shares and warrants were purchased by ALSP Orchid Sponsor LLC in connection with a private placement offering of the Issuer. ASLP Orchid Sponsor LLC paid $10.00 for each private placement unit purchased. Each private placement unit consisted of one Class A Ordinary Share of the Issuer and one half of one warrant, with each whole warrant entitling the holder to purchase one Class A Ordinary Share at $11.50 per share. |
(2) | The securities reported herein are held of record by ALSP Orchid Sponsor LLC. Thong Q. Le and Ian A.W. Howes are the managers of ALSP Orchid Sponsor LLC, and as such, have voting and investment discretion with respect to the securities held by ALSP Orchid Sponsor LLC. Messrs. Le and Howes disclaim beneficial ownership over such shares except to the extent of their pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Le Thong Q. C/O ALSP ORCHID ACQUISITION CORP I 2815 EASTLAKE AVENUE EAST, SUITE 300 SEATTLE, WA 98102 | X | X | Chief Executive Officer |
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Howes Ian C/O ALSP ORCHID ACQUISITION CORP I 2815 EASTLAKE AVENUE EAST, SUITE 300 SEATTLE, WA 98102 | X | X | Chief Financial Officer |
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ALSP Orchid Sponsor LLC 2815 EASTLAKE AVENUE EAST, SUITE 300 SEATTLE, WA 98102 |
| X |
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Signatures
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/s/ Thong Q. Le | | 3/18/2022 |
**Signature of Reporting Person | Date |
/s/ Ian A.W. Howes | | 3/18/2022 |
**Signature of Reporting Person | Date |
/s/ Thong Q. Le, Manager of ALSP Orchid Sponsor LLC | | 3/18/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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