- Current report filing (8-K)
April 07 2011 - 12:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
April 7, 2011
America Service Group Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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0-19673
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51-0332317
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(State or other
jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number)
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105 Westpark Drive, Suite 200, Brentwood, Tennessee
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37027
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code:
(615) 373-3100
Not applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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þ
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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On
April 7, 2011, America Service Group Inc. (the Company) distributed an email to its
employees. A copy of the email is attached hereto as Exhibit 99.1 and is incorporated by
reference.
Cautionary Statement
This press release contains forward-looking statements made pursuant to the safe harbor
provisions of the Private Securities Litigation Reform Act of 1995. Statements in this release
that are not historical facts, including statements about America Service Groups or managements
beliefs and expectations, constitute forward-looking statements and may be indicated by words or
phrases such as anticipates, estimates, plans, expects, projects, should, will,
believes or intends and similar words and phrases. Readers should not place undue reliance on
such forward-looking statements. Forward-looking statements involve inherent risks and
uncertainties. The material factors that could cause actual results to differ materially from
those expressed in forward-looking statements include, without limitation, the following: (1) the
inability to complete the merger in a timely manner; (2) the inability to complete the merger due
to the failure to obtain stockholder approval or the failure to satisfy other conditions to
completion of the merger, including expiration or termination of the waiting period under the
Hart-Scott-Rodino Antitrust Improvements Act of 1976; (3) the occurrence of any event, change or
other circumstance that could give rise to the termination of the merger agreement; (4) the failure
to obtain the necessary debt financing arrangements set forth in the commitment letters received by
Valitás in connection with the merger agreement; (5) the impact of the substantial indebtedness
incurred to finance the consummation of the merger; (6) the possibility that competing offers will
be made; (7) the effect of the announcement of the transaction on America Service Groups business
relationships, operating results and business generally, either before or after the consummation of
the transaction; (8) diversion of managements attention from ongoing business concerns as a result
of the pendency or consummation of the Merger; and (9) general economic or business conditions and
other factors. Additional information on risk factors that may affect the business and financial
results of America Service Group can be found in America Service Groups most recent Annual Report
on Form 10-K and in the filings of America Service Group made from time to time with the SEC.
America Service Group undertakes no obligation to correct or update any forward-looking statements,
whether as a result of new information, future events or otherwise.
Additional Information and Where to Find It
In connection with the proposed merger, America Service Group will file with the SEC a proxy
statement with respect to the special meeting of stockholders that will be held to consider the
merger. When completed and filed, the definitive proxy statement and a form of proxy will be
mailed to the stockholders of America Service Group. BEFORE MAKING ANY VOTING DECISION, AMERICA
SERVICE GROUPS STOCKHOLDERS ARE STRONGLY URGED TO READ THE PROXY STATEMENT REGARDING THE MERGER
CAREFULLY AND IN ITS ENTIRETY BECAUSE IT WILL CONTAIN IMPORTANT INFORMATION ABOUT AMERICA SERVICE
GROUP AND THE PROPOSED MERGER. America Service Groups stockholders will be able to obtain,
without charge, a copy of the proxy statement and other relevant documents filed with the SEC (in
each case, when available) from the SECs website at http://www.sec.gov. America Service Groups
stockholders will also be able to obtain, without charge, a copy of the proxy statement and other
relevant documents (in each case, when available) by directing a request by mail or telephone to
America Service Group, Attn: Scott King, General Counsel, 105 Westpark Drive, Suite 200, Brentwood,
Tennessee, 37027, telephone: (615)373-3100, or from the investor relations section of America
Service Groups website at www.asgr.com.
Proxy Solicitation
America Service Group and its directors and officers may be deemed to be participants in the
solicitation of proxies from America Service Groups stockholders with respect to the proposed
merger. More detailed information regarding the identity of the potential participants, and their
direct or indirect interests, by securities holdings or otherwise, will be set forth in the proxy
statement and other materials to be filed with the SEC in connection with the proposed merger.
Information regarding America Service Groups directors and executive officers and their ownership
of America Service Groups common stock is also available in America Service Groups definitive
proxy statement for its 2010 Annual Meeting of Stockholders filed with the SEC on April 28, 2010
and updated on May 28, 2010.
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Item 9.01.
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Financial Statements and Exhibits.
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(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits:
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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AMERICA SERVICE GROUP INC.
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Date: April 7, 2011
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By:
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/s/ Michael W. Taylor
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Michael W. Taylor
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Executive Vice President and Chief
Financial Officer
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EXHIBIT INDEX
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Exhibit
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Number
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Description of Exhibits
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99.1
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Email to Employees.
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