Current Report Filing (8-k)
August 23 2019 - 5:09PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 19, 2019
ATTIS INDUSTRIES INC.
(Exact name of registrant as specified in its
charter)
New York
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001-13984
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13-3832215
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(State or other jurisdiction
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(Commission File Number)
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(IRS Employer
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of incorporation)
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Identification No.)
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12540 Broadwell Road, Suite 2104
Milton, GA 30004
(Address of principal executive offices)
(678) 580-5661
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.025
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ATIS
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The NASDAQ Capital Market
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Warrant to purchase Common Stock
(expiring January 30, 2022)
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ATISW
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The NASDAQ Capital Market
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.01. Notice of Delisting or Failure
to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On August 19, 2019, Attis Industries Inc. (the
“Company”) received a letter (the “Letter”) from the staff of The Nasdaq Capital Market (the “Exchange”)
indicating that the Company is not in compliance with the Exchange’s continued listing requirements, under the timely filing
criteria, as set forth in Nasdaq Listing Rule 5250(c)(1), as a result of the Company’s failure to timely file its Quarterly
Report on Form 10-Q for the fiscal quarter ended June 30, 2019 (the “Form 10-Q”).
The Letter informed the Company that it should
present its views with respect to this additional deficiency to the Nasdaq Hearings Panel in writing no later than August 26, 2019.
The Company will file its Form 10-Q as
soon as practicable.
The Company issued a press release on August
23, 2019 disclosing the Company’s receipt of the Letter. A copy of the press release is attached as Exhibit 99.1 hereto.
Item 9.01. Financial Statements and
Exhibits
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ATTIS INDUSTRIES INC.
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Date: August 23, 2019
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By:
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/s/ Jeffrey Cosman
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Name: Jeffrey Cosman
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Title: Chief Executive Officer
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