Form 15-12G - Securities registration termination [Section 12(g)]
December 07 2023 - 8:07AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
15
CERTIFICATION
AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION
12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE
REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File
Number | 000-25131 |
Avantax,
Inc.
(Exact
name of registrant as specified in its charter)
3200
Olympus Blvd., Suite 100, Dallas, Texas 75019 | (972) 870-6400
(Address,
including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common
Stock, par value $0.0001 per share
(Title
of each class of securities covered by this Form)
None
(Titles
of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please
place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
|
Rule 12g-4(a)(1) |
☒ |
|
|
Rule 12g-4(a)(2) |
☐ |
|
|
Rule 12h-3(b)(1)(i) |
☒ |
|
|
Rule 12h-3(b)(1)(ii) |
☐ |
|
|
Rule 15d-6 |
☐ |
Approximate number of holders of record
as of the certification or notice date: | One
(1) holder |
Pursuant to the requirements of the Securities Exchange Act of 1934, Avantax, Inc. has caused this certification/ notice to be signed
on its behalf by the undersigned duly authorized person.
Date: |
December 7, 2023 |
|
By: |
/s/ Keith Shores |
|
|
|
|
Name:
Title: |
Keith Shores Treasurer |
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