Statement of Changes in Beneficial Ownership (4)
March 11 2021 - 5:16PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Phillips G. Patrick |
2. Issuer Name and Ticker or Trading Symbol
Cardtronics plc
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CATM
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
2050 W SAM HOUSTON PARKWAY S, SUITE 1300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/9/2021 |
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(Street)
HOUSTON, TX 77042
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 3/9/2021 | | M | | 5952 | A | (1) | 40693 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (1) | 3/9/2021 | | M | | | 5952 | (1) | (1) | Common Stock | 5952 | (1) | 0 | D | |
| Restricted Stock Units | (2) | 3/10/2021 | | A | | 3491 | | (2) | (2) | Common Stock | 3491 | (2) | 3491 | D | |
| Explanation of Responses: |
| (1) | Restricted Stock Units awarded on March 31, 2020. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement. |
| (2) | Restricted Stock Units awarded to Mr. Phillips in connection with his anticipated service as a director for the Company for the next 12 months. The Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on March 9, 2022, subject to the terms of the Plan and Restricted Stock Unit Agreement. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Phillips G. Patrick
2050 W SAM HOUSTON PARKWAY S
SUITE 1300
HOUSTON, TX 77042 | X |
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Signatures
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| /s/ Paul Carbonelli, attorney-in-fact | | 3/11/2021 |
| **Signature of Reporting Person | Date |
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